13F-HR filed by FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-13, with 128 holding rows worth $197,390,000.
- Accession
- 0001754960-21-000189
- Filer
- CIK 1844831
- Filed
- 2021-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 128 entries on the cover page, a total value of $197,390,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,390,000 with VALUE read as thousands by filing date, 13F file number 028-20608. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 279,358 | $20,555,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40,062 | $17,238,000 | thousands by filing date | |
| IJH | 464287507 | COM | 41,487 | $11,034,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 69,183 | $9,626,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 31,975 | $7,796,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 93,877 | $6,870,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 46,500 | $5,159,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,674 | $4,871,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,404 | $4,478,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 127,876 | $3,915,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,742 | $3,890,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 22,851 | $3,513,000 | thousands by filing date | |
| ALGER MID | 015564107 | MF Closed and MF Open | 149,618 | $3,326,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 44,032 | $3,301,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,958 | $3,137,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 50,738 | $2,772,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 27,299 | $2,570,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 946 | $2,531,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 73,752 | $2,482,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,895 | $2,431,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 869 | $2,323,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15,988 | $2,114,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,770 | $2,100,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 93,992 | $1,939,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,375 | $1,856,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,563 | $1,832,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,436 | $1,775,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,521 | $1,730,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 21,593 | $1,582,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 41,951 | $1,509,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,291 | $1,408,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,021 | $1,385,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,337 | $1,377,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,393 | $1,336,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,710 | $1,289,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25,491 | $1,279,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,697 | $1,263,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,238,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,566 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 19,763 | $1,225,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 22,044 | $1,217,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 24,028 | $1,212,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,103 | $1,175,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 24,749 | $1,155,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 65,960 | $1,119,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,477 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 7,657 | $1,003,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 22,928 | $991,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 15,396 | $976,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 23,544 | $957,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 7,772 | $889,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,204 | $869,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,580 | $821,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,366 | $818,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 27,885 | $776,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 23,169 | $762,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 6,469 | $749,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,500 | $732,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,110 | $726,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,271 | $721,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,152 | $702,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,505 | $645,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 24,161 | $642,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,037 | $632,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,496 | $628,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,174 | $613,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,702 | $610,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,475 | $600,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,536 | $589,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 15,449 | $587,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,512 | $572,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 13,553 | $551,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,425 | $545,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,972 | $541,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,792 | $534,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 13,382 | $527,000 | thousands by filing date | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 500,000 | $512,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,325 | $492,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 10,615 | $473,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,826 | $454,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,855 | $429,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,091 | $425,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,311 | $425,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,764 | $424,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 17,890 | $414,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,464 | $399,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,825 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,517 | $389,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,324 | $382,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 8,219 | $382,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,253 | $360,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,776 | $352,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,249 | $348,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,746 | $338,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,040 | $336,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,121 | $306,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,494 | $301,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 10,470 | $298,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,524 | $292,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 55,000 | $285,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 835 | $284,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 600 | $282,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 810 | $280,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,522 | $274,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,478 | $265,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,147 | $260,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,891 | $257,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 417 | $256,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,239 | $255,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,576 | $252,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 984 | $251,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $250,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,635 | $249,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,286 | $232,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,192 | $221,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,058 | $221,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,987 | $218,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,125 | $218,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,200 | $216,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,164 | $213,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 372 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,359 | $212,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,238 | $207,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 549 | $205,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,341 | $203,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,633 | $203,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,767 | $201,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,460 | $193,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-21-000189 | this filing | 2021-10-13 | acceptance time not in the bulk data set |