13F-HR filed by Lokken Investment Group LLC
Lokken Investment Group LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 104 holding rows worth $109,517,000.
- Accession
- 0001754960-21-000036
- Filer
- CIK 1842840
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 104 entries on the cover page, a total value of $109,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,517,000 with VALUE read as thousands by filing date, 13F file number 028-20609. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 33,074 | $8,379,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 67,694 | $8,053,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 87,233 | $7,232,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26,383 | $5,455,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,089 | $5,187,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,560 | $4,559,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 42,684 | $3,764,000 | thousands by filing date | |
| VTI | 922908769 | COM | 15,892 | $3,093,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,449 | $3,008,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,399 | $2,758,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,786 | $2,733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 38,616 | $2,607,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 41,207 | $2,255,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,238 | $1,958,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,756 | $1,900,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 27,200 | $1,882,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6,731 | $1,852,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,501 | $1,742,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,951 | $1,724,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 33,630 | $1,699,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,283 | $1,344,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 5,730 | $1,281,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 28,017 | $1,142,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,952 | $1,094,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 45,111 | $968,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,159 | $963,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 73,523 | $913,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,160 | $871,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 14,520 | $847,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,900 | $820,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,963 | $797,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,244 | $756,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,094 | $734,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,262 | $713,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,617 | $679,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 10,385 | $673,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 55,207 | $644,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,897 | $628,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,372 | $608,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,216 | $591,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,165 | $591,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,065 | $580,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,851 | $569,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,595 | $568,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,330 | $548,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,718 | $540,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,570 | $532,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,466 | $520,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,501 | $512,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 152 | $495,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,146 | $486,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 194,049 | $479,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 10,395 | $449,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,060 | $441,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,758 | $440,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,915 | $411,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,851 | $396,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,709 | $384,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,122 | $349,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,468 | $345,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 7,682 | $345,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,021 | $344,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,567 | $327,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,796 | $323,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,877 | $316,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,258 | $303,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,091 | $294,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,150 | $290,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,701 | $289,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,599 | $289,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,074 | $285,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,906 | $284,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,114 | $280,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 12,826 | $279,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,609 | $276,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,661 | $272,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,375 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 12,546 | $266,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 694 | $261,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 44,437 | $256,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,967 | $252,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,563 | $252,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,439 | $252,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 16,922 | $251,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,034 | $249,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 25,000 | $249,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,654 | $245,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 32,211 | $243,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,799 | $239,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,295 | $238,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 986 | $234,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 322 | $232,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 11,368 | $230,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 40,531 | $226,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 5,502 | $223,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,163 | $208,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,529 | $207,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,326 | $204,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,104 | $200,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 10,790 | $174,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 11,861 | $155,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,663 | $131,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,898 | $130,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 12,336 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-21-000036 | this filing | 2021-02-08 | acceptance time not in the bulk data set |