13F-HR/A filed by Walkner Condon Financial Advisors LLC
Walkner Condon Financial Advisors LLC filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2020-11-19, with 120 holding rows worth $186,737,000.
- Accession
- 0001754960-20-000085
- Filer
- CIK 1817494
- Filed
- 2020-11-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, amendment of type restatement, 120 entries on the cover page, a total value of $186,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,737,000 with VALUE read as thousands by filing date, 13F file number 028-20346. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 380,346 | $14,967,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 231,715 | $11,975,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 172,648 | $10,923,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 369,892 | $10,823,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 189,361 | $10,421,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 326,099 | $10,085,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 48,398 | $5,605,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 140,154 | $5,124,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 92,017 | $4,824,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 92,262 | $4,809,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 47,638 | $3,242,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 115,781 | $3,119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 92,004 | $2,888,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 31,594 | $2,787,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,887 | $2,734,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 99,097 | $2,713,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,917 | $2,507,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 54,699 | $2,365,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,252 | $2,336,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 48,705 | $2,298,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 34,945 | $2,154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 68,695 | $2,086,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 41,570 | $2,021,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 39,520 | $2,011,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 33,528 | $1,967,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,514 | $1,963,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13,763 | $1,839,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 88,783 | $1,789,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 48,666 | $1,588,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,065 | $1,548,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 53,007 | $1,541,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 26,946 | $1,467,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 25,510 | $1,418,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,166 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 11,776 | $1,365,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,619 | $1,349,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 29,061 | $1,299,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 70,829 | $1,274,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15,414 | $1,217,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 19,313 | $1,139,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 43,248 | $1,106,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,223 | $1,066,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 9,752 | $1,054,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 22,869 | $1,015,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,490 | $999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 31,150 | $960,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 11,194 | $940,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 66,208 | $905,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 577 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,424 | $833,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 23,706 | $811,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 511 | $749,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 13,871 | $718,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,760 | $685,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 22,932 | $680,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,830 | $654,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 24,148 | $649,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 23,169 | $642,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 6,430 | $604,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 12,884 | $602,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 24,543 | $598,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 31,019 | $574,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,540 | $543,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 15,232 | $539,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,929 | $505,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,972 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 11,198 | $497,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,951 | $475,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,260 | $472,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14,492 | $471,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 17,800 | $463,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 17,064 | $457,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 23,541 | $443,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 15,590 | $442,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,952 | $440,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 6,842 | $434,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 5,526 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,074 | $417,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,781 | $409,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 11,924 | $396,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,410 | $390,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,456 | $385,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 19,212 | $383,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,350 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 7,807 | $364,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 13,590 | $360,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,838 | $356,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 17,678 | $356,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 16,191 | $350,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,599 | $347,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 6,028 | $341,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 107 | $337,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,208 | $336,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 619 | $335,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,753 | $335,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,364 | $323,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 16,324 | $322,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 956 | $321,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,400 | $314,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,055 | $309,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,440 | $295,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,862 | $295,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 10,779 | $288,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,875 | $274,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,963 | $256,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,975 | $255,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,368 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,666 | $247,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,445 | $244,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 897 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,451 | $228,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,912 | $226,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,104 | $225,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,913 | $223,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 424 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,639 | $218,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 774 | $215,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,228 | $209,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,569 | $203,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,364 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-20-000079 | superseded | 2020-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001754960-20-000085 | this filing | 2020-11-19 | acceptance time not in the bulk data set |