13F-HR filed by Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-17, with 213 holding rows worth $155,697,000.
- Accession
- 0001754960-19-000018
- Filer
- CIK 1748861
- Filed
- 2019-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 213 entries on the cover page, a total value of $155,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $155,692,000 with VALUE read as thousands by filing date, 13F file number 028-18862. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 187,205 | $11,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 138,833 | $6,346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,418 | $6,313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 52,296 | $6,022,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 87,757 | $3,972,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 24,386 | $3,267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 12,624 | $2,498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 11,482 | $2,448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 23,745 | $2,364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 28,598 | $2,232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 37,052 | $2,110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 133,424 | $2,043,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 37,814 | $1,965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 55,236 | $1,851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 5,729 | $1,679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 32,780 | $1,651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 117,811 | $1,590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,931 | $1,502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 28,811 | $1,476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 12,128 | $1,438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 67,742 | $1,433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 7,668 | $1,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 31,242 | $1,406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 29,498 | $1,255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 33,471 | $1,233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 46,740 | $1,223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 23,234 | $1,184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,869 | $1,150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 14,759 | $1,131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 24,420 | $1,048,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 33,830 | $1,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 16,214 | $996,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,618 | $995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 17,576 | $962,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 7,332 | $956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHENE HOLDING LTD | G0684D107 | CL A | 22,025 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 6,729 | $937,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 6,661 | $930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTU FINL INC | 928254101 | CL A | 41,550 | $905,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,284 | $904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11,603 | $898,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 8,076 | $886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 28,173 | $882,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24,706 | $879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 6,985 | $869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 34,481 | $863,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 11,670 | $848,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,151 | $819,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 12,760 | $795,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 30,964 | $791,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 9,300 | $790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 66,733 | $785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 39,250 | $782,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 4,408 | $770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 6,822 | $763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 3,633 | $755,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 26,605 | $734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 39,242 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 355 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 11,540 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 5,934 | $656,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,974 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,555 | $625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F676 | COM | 5,654 | $623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,755 | $622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,691 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,982 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M & T BK CORP COM | 55261F104 | Stock | 3,543 | $603,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 20,537 | $596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 3,403 | $591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 11,322 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT BANCORP INC | 74383X109 | COM | 21,000 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 16,758 | $585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,390 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,706 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 11,761 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46435U432 | EXCHANGE TRADED | 20,869 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 10,902 | $555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,557 | $553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,625 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 13,555 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,607 | $537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,264 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,490 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 1,425 | $518,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 11,879 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,466 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,732 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,265 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 5,122 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 3,478 | $474,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,443 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 3,134 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919101 | COM | 3,938 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 7,438 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 14,955 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 8,901 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 20,987 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U697 | IBONDS DEC | 16,771 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,795 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,459 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,636 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,573 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,610 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 16,455 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,149 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,770 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHD | 808524797 | COM | 7,720 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,716 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,930 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,863 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287457 | COM | 4,602 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 3,993 | $389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,817 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,400 | $377,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,007 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12,619 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 20,818 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 14,184 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 6,038 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,063 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,113 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 23,505 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 1,428 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,078 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 14,100 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,833 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,105 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 13,068 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,008 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 900 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 1,694 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,490 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 3,504 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 4,747 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 19,066 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,822 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,831 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,666 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 4,274 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,132 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,667 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 11,551 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,752 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,488 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 11,369 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 5,650 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,662 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 2,464 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,286 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 5,974 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,544 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,589 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,746 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 3,821 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,758 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,653 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,150 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 927 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 252 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 4,900 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 250 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 1,279 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,801 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITAE CORP | 46185L103 | COM | 11,200 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 1,414 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,100 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,476 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,760 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 14,701 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,116 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 18,050 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 1,291 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,273 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PTC INC COM | 69370C100 | Stock | 2,762 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,880 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,425 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,500 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 5,793 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 21,540 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,669 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,651 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,950 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,702 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,023 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 630 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,100 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,884 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,434 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,120 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 3,581 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 1,662 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,149 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,977 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Etfmg Prime Mobile | 26924G409 | COM | 4,516 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,142 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,466 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,159 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,519 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 763 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,795 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,227 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Silver Trust | 46428Q109 | COM | 13,164 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,530 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,682 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 14,400 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,365 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,674 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,500 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 15,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 15,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-19-000018 | this filing | 2019-07-17 | acceptance time not in the bulk data set |