13F-HR/A filed by Next Capital Management LLC
Next Capital Management LLC filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2019-05-06, with 253 holding rows worth $118,289,000.
- Accession
- 0001752762-19-000003
- Filer
- CIK 1752762
- Filed
- 2019-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, amendment of type restatement, 253 entries on the cover page, a total value of $118,289,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,289,000 with VALUE read as thousands by filing date, 13F file number 028-19131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 132,128 | $8,933,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 106,261 | $7,431,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 133,686 | $6,724,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,253,254 | $5,991,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 96,277 | $5,851,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 57,427 | $4,430,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 620,619 | $3,817,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,252 | $3,486,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 70,677 | $2,889,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,234 | $2,639,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 176,648 | $2,517,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,660 | $2,398,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 7,880 | $2,381,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 60,768 | $2,338,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 137,233 | $2,035,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 160,969 | $2,012,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 22,966 | $1,943,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,263 | $1,861,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 116,901 | $1,785,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 122,123 | $1,553,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 64,077 | $1,530,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,036 | $1,526,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 53,049 | $1,312,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,588 | $1,308,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 219,664 | $1,276,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,224 | $1,236,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,494 | $1,172,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,575 | $1,029,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,063 | $1,011,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 10,832 | $1,005,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,372 | $975,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 18,592 | $961,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $904,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,738 | $890,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,120 | $874,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 17,403 | $841,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,565 | $776,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 101,400 | $731,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 63,143 | $726,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 73,384 | $705,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,698 | $700,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 51,554 | $690,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,338 | $609,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 75,583 | $595,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,564 | $587,000 | thousands by filing date | |
| VOLKSWAGEN AG | 928662600 | COM | 35,600 | $578,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,429 | $575,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,101 | $557,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 40,605 | $536,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 43,765 | $527,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 288 | $513,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 23,606 | $513,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,530 | $461,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 18,500 | $435,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,535 | $434,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 367 | $432,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,450 | $407,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,038 | $401,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 24,890 | $387,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 322 | $378,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,450 | $371,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,315 | $363,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,295 | $322,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,045 | $315,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,563 | $307,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,174 | $305,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 48,885 | $277,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,067 | $268,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,677 | $257,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,000 | $254,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,316 | $240,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,500 | $238,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,082 | $233,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,094 | $230,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,000 | $230,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,500 | $226,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,584 | $224,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,865 | $212,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,662 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,186 | $207,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,310 | $205,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,290 | $203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,298 | $201,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,380 | $189,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,306 | $181,000 | thousands by filing date | |
| REMY COINTREAU SA ORDF | F7725A100 | UFO | 1,212 | $162,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 674 | $159,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,014 | $150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,287 | $146,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,400 | $144,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,506 | $143,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,625 | $139,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 2,660 | $137,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,856 | $134,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,000 | $133,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 500 | $131,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,500 | $131,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,238 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,066 | $128,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,500 | $125,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,007 | $125,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,980 | $125,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 860 | $119,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 20,000 | $110,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,941 | $107,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,239 | $106,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,059 | $104,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,291 | $104,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 677 | $103,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 273 | $97,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 600 | $96,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,000 | $96,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,200 | $94,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,587 | $92,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 7,390 | $92,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,685 | $91,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 2,500 | $91,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 645 | $90,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,850 | $86,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 431 | $83,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 929 | $78,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,545 | $77,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,411 | $76,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,243 | $71,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,034 | $70,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,135 | $70,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 541 | $69,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 18,805 | $66,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 451 | $66,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 37 | $65,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 771 | $65,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 820 | $65,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,027 | $65,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,141 | $64,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 787 | $63,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,260 | $63,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 378 | $62,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,160 | $60,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 530 | $60,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,900 | $60,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,137 | $56,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 920 | $55,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,090 | $53,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 4,400 | $52,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 191 | $51,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 921 | $51,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 180 | $51,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 781 | $51,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,733 | $50,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 585 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,373 | $49,000 | thousands by filing date | |
| ATOS ORIGIN ORDF | F06116101 | UFO | 500 | $48,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,935 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 785 | $47,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 858 | $46,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 442 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,840 | $46,000 | thousands by filing date | |
| GUANGDONG INVESTMENT LTD | 400654208 | COM | 437 | $43,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 558 | $40,000 | thousands by filing date | |
| LUKOIL PJSC | 69343P105 | COM | 451 | $40,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,440 | $39,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 715 | $38,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 622 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,600 | $35,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,100 | $34,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 698 | $34,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 410 | $33,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 167 | $32,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,458 | $31,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 350 | $30,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 120 | $30,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 400 | $30,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 612 | $29,000 | thousands by filing date | |
| CHINA GAS HOLDINGS LTD-ADR | 168935104 | COM | 326 | $29,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 130 | $27,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 172 | $27,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 299 | $26,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 194 | $26,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,420 | $26,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 465 | $26,000 | thousands by filing date | |
| PRUDENTIAL PLC PERPETUAL | G7293H189 | PRF | 1,000 | $26,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 601 | $25,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 13,083 | $25,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 230 | $24,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 532 | $24,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 105 | $23,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 95 | $23,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 2,191 | $23,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 145 | $22,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 438 | $22,000 | thousands by filing date | |
| ABCAM PLC ADR | 000380105 | ADR | 1,442 | $22,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 517 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 950 | $21,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 142 | $20,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 112 | $19,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 75 | $18,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 90 | $17,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 232 | $17,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 78 | $16,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 995 | $16,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 345 | $16,000 | thousands by filing date | |
| FEVERTREE DRINKS ORDF | G33929103 | UFO | 410 | $16,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 148 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 350 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 300 | $15,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 52 | $14,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 70 | $14,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,484 | $14,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,598 | $14,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 125 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 80 | $13,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 118 | $13,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 155 | $13,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 30 | $13,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,231 | $13,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,038 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,816 | $13,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 115 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $12,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 820 | $12,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 796 | $12,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 66 | $11,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 248 | $11,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 45 | $11,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 96 | $10,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30 | $10,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 274 | $10,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 95 | $10,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 75 | $8,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 104 | $8,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 43 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 158 | $8,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 278 | $7,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 350 | $7,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 77 | $6,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 313 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 61 | $5,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 71 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 30 | $4,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 35 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300 | $3,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15 | $3,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 47 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19 | $2,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 1,139 | $2,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5 | $1,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 13 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 30 | $1,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 64 | $1,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 40 | $1,000 | thousands by filing date | |
| VACCINOGEN INC | 918641101 | COM | 28,999 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOIOS BEVERAGE CORP COM NEW | 500271101 | COM | 1,190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001752762-19-000002 | superseded | 2019-04-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001752762-19-000003 | this filing | 2019-05-06 | acceptance time not in the bulk data set |