13F-HR filed by Vectors Research Management, LLC
Vectors Research Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 487 holding rows worth $424,375,000.
- Accession
- 0001750557-21-000006
- Filer
- CIK 1750557
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 487 entries on the cover page, a total value of $424,375,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $424,375,000 with VALUE read as thousands by filing date, 13F file number 028-18947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 467,541 | $25,546,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 457,982 | $24,081,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 764,225 | $19,194,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 392,299 | $17,928,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 95,656 | $14,331,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 206,393 | $13,213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 351,581 | $12,840,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 30,784 | $12,141,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,283 | $8,537,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 36,122 | $8,536,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 124,488 | $8,434,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 58,412 | $8,265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 156,057 | $8,257,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 160,781 | $8,174,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 150,413 | $7,590,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 585,590 | $7,144,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 73,661 | $6,294,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,152 | $6,245,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 43,510 | $6,064,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 91,984 | $5,876,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 107,762 | $5,613,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,009 | $5,147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 161,556 | $5,049,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,238 | $5,021,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 67,917 | $4,884,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 29,537 | $4,784,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 750,110 | $4,576,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 5,529 | $4,369,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,508 | $4,106,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 24,714 | $3,742,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 13,622 | $3,693,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,990 | $3,611,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 16,385 | $3,588,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 34,370 | $2,917,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 44,708 | $2,746,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 24,846 | $2,696,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,135 | $2,664,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 31,523 | $2,598,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 25,547 | $2,493,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 33,868 | $2,473,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 27,500 | $2,396,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 41,781 | $2,337,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,077 | $2,305,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 52,823 | $2,295,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 36,297 | $2,249,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,221 | $2,241,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,397 | $2,225,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,795 | $2,174,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,971 | $2,171,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,706 | $2,155,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 13,596 | $1,964,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 22,835 | $1,889,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,944 | $1,880,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 21,199 | $1,822,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13,885 | $1,807,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,805 | $1,790,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,931 | $1,744,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 63,970 | $1,677,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 28,165 | $1,652,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 26,713 | $1,588,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 23,205 | $1,531,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 14,698 | $1,529,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,966 | $1,527,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,056 | $1,495,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,973 | $1,449,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 24,014 | $1,436,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 45,854 | $1,388,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 16,709 | $1,356,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,924 | $1,346,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 12,721 | $1,345,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11,508 | $1,326,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,663 | $1,281,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,275 | $1,280,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,304 | $1,259,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,788 | $1,251,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,977 | $1,224,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,737 | $1,221,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,449 | $1,219,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 4,288 | $1,121,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 42,252 | $1,096,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,728 | $1,092,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,630 | $1,070,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 63,898 | $1,069,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,210 | $1,046,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 11,135 | $1,019,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,901 | $1,010,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,773 | $967,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 15,827 | $950,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,199 | $933,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 8,797 | $906,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 48,199 | $853,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,246 | $843,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 24,643 | $835,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,104 | $827,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 31,815 | $789,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 14,669 | $782,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,156 | $779,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,989 | $768,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,248 | $755,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,273 | $700,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,930 | $699,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,978 | $673,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,480 | $655,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6,000 | $653,000 | thousands by filing date | |
| TRAVELERS COS INC | 89417E107 | COM | 4,225 | $642,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,649 | $639,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 24,186 | $622,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $588,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,105 | $585,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,989 | $574,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,323 | $560,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,286 | $554,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,915 | $542,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,278 | $538,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,000 | $533,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,493 | $489,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,455 | $488,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,298 | $484,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,194 | $481,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,175 | $478,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,056 | $450,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 561 | $435,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,192 | $432,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,639 | $423,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,080 | $408,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 540 | $393,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,423 | $388,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,260 | $387,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,881 | $377,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,741 | $370,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,162 | $323,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,221 | $310,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 854 | $290,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,000 | $265,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 97 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,979 | $259,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,681 | $258,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,600 | $257,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,457 | $256,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,003 | $248,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,063 | $248,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,278 | $246,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 689 | $240,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,178 | $231,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,805 | $231,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,832 | $221,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,115 | $216,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 80 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,412 | $211,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 741 | $209,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,733 | $205,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 470 | $202,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,933 | $199,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,649 | $197,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,000 | $193,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,501 | $192,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 724 | $191,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 8,076 | $187,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,118 | $186,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 524 | $181,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,818 | $179,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 845 | $177,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,000 | $173,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,001 | $172,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,764 | $167,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,000 | $166,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,100 | $164,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,735 | $163,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,200 | $159,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 48 | $158,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 1,923 | $158,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 540 | $158,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 618 | $152,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,503 | $146,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 295 | $141,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 630 | $140,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 375 | $134,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,174 | $132,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,063 | $129,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 957 | $126,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 486 | $124,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,901 | $123,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,450 | $123,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,345 | $121,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,137 | $116,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,000 | $116,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,636 | $115,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,026 | $112,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 637 | $112,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,628 | $111,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,310 | $108,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,140 | $106,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 7,549 | $105,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,000 | $104,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,400 | $102,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 450 | $101,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,054 | $100,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,566 | $96,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 636 | $92,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,310 | $92,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 243 | $91,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,000 | $91,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,006 | $89,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,178 | $89,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,640 | $88,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 309 | $86,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 102 | $86,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 402 | $85,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 738 | $85,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,550 | $80,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 3,747 | $78,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 134 | $77,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 3,670 | $74,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 8,330 | $70,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,646 | $69,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,433 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,130 | $65,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 278 | $64,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 260 | $62,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 210 | $61,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 400 | $60,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 954 | $60,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 96 | $60,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 757 | $59,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 719 | $58,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,000 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 864 | $57,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,436 | $56,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 600 | $56,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 1,577 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 850 | $52,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 400 | $51,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,000 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 1,979 | $51,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,666 | $50,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 104 | $50,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 112 | $50,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,631 | $50,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,400 | $49,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 281 | $49,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 3,000 | $49,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 159 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,225 | $48,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 315 | $48,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 358 | $46,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 796 | $46,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 255 | $46,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 400 | $44,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 250 | $43,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $43,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 771 | $43,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 808 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,765 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,866 | $42,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $40,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 308 | $39,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 250 | $39,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 380 | $39,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 725 | $37,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 139 | $36,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,652 | $36,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 715 | $36,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 300 | $35,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 435 | $35,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 504 | $34,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 4,000 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 382 | $33,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 846 | $32,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 2,287 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,193 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 267 | $31,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,056 | $31,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $31,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 6,000 | $31,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 30 | $30,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 238 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 260 | $29,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 300 | $29,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 240 | $29,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 614 | $29,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 619 | $28,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 300 | $28,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 136 | $27,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 100 | $27,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 224 | $27,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,325 | $27,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,150 | $27,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 237 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,576 | $26,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 250 | $25,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 1,878 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 170 | $25,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 712 | $24,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 250 | $24,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 500 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 235 | $24,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 130 | $23,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 125 | $23,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 732 | $23,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,000 | $23,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,006 | $22,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,192 | $22,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 160 | $21,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 185 | $20,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 235 | $20,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 175 | $20,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 137 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 187 | $20,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 350 | $20,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,000 | $20,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 334 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 121 | $19,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 44 | $18,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 323 | $18,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 300 | $18,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 43 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 180 | $18,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 5,000 | $18,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,000 | $17,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 275 | $17,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 232 | $16,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 113 | $16,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 105 | $16,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 600 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 745 | $16,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 58 | $15,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 412 | $15,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,132 | $15,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 343 | $14,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 103 | $14,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 400 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $14,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 600 | $14,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 119 | $13,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 228 | $13,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 106 | $13,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 200 | $13,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 515 | $13,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 279 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 200 | $13,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 186 | $13,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 500 | $13,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 475 | $13,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 150 | $12,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 45 | $12,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 148 | $12,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 92 | $12,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 94 | $12,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 70 | $12,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 142 | $12,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 600 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 6,000 | $12,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 300 | $11,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 50 | $11,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 350 | $11,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 229 | $11,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $11,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 5,000 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 60 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $10,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 200 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 110 | $10,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 50 | $10,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 279 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 122 | $10,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 444 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 110 | $10,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 151 | $9,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 309 | $9,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $9,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 103 | $9,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 346 | $9,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 45 | $9,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 605 | $9,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 34 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 100 | $9,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 30 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 88 | $9,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 630 | $9,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 177 | $9,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 15 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 485 | $9,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 350 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 207 | $8,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 24 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 265 | $8,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 140 | $8,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,163 | $8,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 50 | $8,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 100 | $7,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 200 | $7,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 55 | $7,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 690 | $7,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,486 | $7,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 70 | $6,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 12 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 52 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 156 | $6,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 121 | $6,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 260 | $6,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 100 | $6,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 328 | $6,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 59 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100 | $6,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 146 | $6,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 182 | $6,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 562 | $6,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 195 | $6,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 250 | $6,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 29 | $5,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 66 | $5,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 118 | $5,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 165 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 46 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 96 | $5,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 780 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 128 | $5,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 75 | $5,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 250 | $5,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,000 | $5,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 65 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 192 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 82 | $4,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 59 | $4,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $4,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 35 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 35 | $4,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 22 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,523 | $4,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 42 | $4,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 100 | $4,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 80 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 38 | $3,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 47 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 19 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 36 | $3,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 102 | $3,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 54 | $3,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 54 | $3,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21 | $3,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 67 | $3,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 40 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 17 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 16 | $3,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 55 | $3,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 84 | $3,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 170 | $3,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 19 | $3,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 145 | $2,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 100 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 99 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 19 | $2,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 20 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 132 | $2,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 300 | $2,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 900 | $1,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 50 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 24 | $1,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 116 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 35 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 212 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 50 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNX RES CORP COM | 12653C108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NISOURCE INC COM | 65473P105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001750557-21-000006 | this filing | 2021-11-12 | acceptance time not in the bulk data set |