13F-HR filed by Vectors Research Management, LLC
Vectors Research Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 692 holding rows worth $209,708,000.
- Accession
- 0001750557-19-000001
- Filer
- CIK 1750557
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 693 entries on the cover page, a total value of $209,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,690,000 with VALUE read as thousands by filing date, 13F file number 028-18947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 64,056 | $14,721,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 127,838 | $12,813,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 65,777 | $7,873,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 134,703 | $6,784,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 149,169 | $5,534,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 38,322 | $5,295,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 56,027 | $4,544,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 88,051 | $4,281,000 | thousands by filing date | |
| G2 MA5400 | 36179T7M1 | COM | 3,972,961 | $4,126,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 52,868 | $4,121,000 | thousands by filing date | |
| G2 MA5399 | 36179T7L3 | COM | 3,972,088 | $4,095,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 68,747 | $3,562,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343VBC7 | COM | 3,487,000 | $3,522,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 368,784 | $3,422,000 | thousands by filing date | |
| COMCAST CORP. | 20030NCX7 | COM | 3,295,000 | $3,219,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,372 | $3,092,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP | 14040HBS3 | COM | 3,005,000 | $2,987,000 | thousands by filing date | |
| wells fargo & co | 949746sj1 | CORPORATE BOND - VARIABLE RATE | 2,989,000 | $2,981,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC NSA | 11199H100 | COM | 34,391 | $2,958,000 | thousands by filing date | |
| MORGAN STANLEY | 61744YAM0 | COM | 2,990,000 | $2,958,000 | thousands by filing date | |
| BB&T CORP | 05531FAV5 | Convertible/ | 3,000,000 | $2,919,000 | thousands by filing date | |
| CISCO SYS INC 2.2 02/28/2021 | 17275RBD3 | Corp Bond | 2,953,000 | $2,911,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625HRW2 | COM | 2,844,000 | $2,844,000 | thousands by filing date | |
| APPLE INC (VARIABLE) | 037833CN8 | Convertible/ | 2,784,000 | $2,784,000 | thousands by filing date | |
| EBAY INC | 278642AJ2 | COM | 2,655,000 | $2,653,000 | thousands by filing date | |
| ROYAL OAK REALTY TRUST INC NSA | 18899H108 | COM | 47,783 | $2,604,000 | thousands by filing date | |
| CITIGROUP INC | 172967KW0 | COM | 2,578,000 | $2,586,000 | thousands by filing date | |
| FEDERAL HOME LOAN BANK | 3130A2JN7 | COM | 2,550,000 | $2,529,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 98,183 | $2,417,000 | thousands by filing date | |
| MARSH & MCLENNAN COMPANIES INC | 571748BB7 | COM | 2,469,000 | $2,416,000 | thousands by filing date | |
| AMERICAN EXPRESS CREDIT | 0258M0DY2 | COM | 2,290,000 | $2,306,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,369 | $2,125,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231GAD4 | COM | 2,050,000 | $2,046,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,654 | $2,017,000 | thousands by filing date | |
| VTI | 922908769 | COM | 15,638 | $1,996,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 36,208 | $1,870,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650CJ7 | Fixed Income | 1,870,000 | $1,852,000 | thousands by filing date | |
| HEALTH CARE REIT INC. | 42217KAU0 | COM | 1,790,000 | $1,832,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 5,144 | $1,814,000 | thousands by filing date | |
| CVS HEALTH CORP (VARIABLE) | 126650DB3 | Convertible/ | 1,800,000 | $1,797,000 | thousands by filing date | |
| US BANK NA CINCINNATI | 90331HMM2 | COM | 1,790,000 | $1,793,000 | thousands by filing date | |
| IBM CORP | 459200HX2 | COM | 1,770,000 | $1,766,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,876 | $1,691,000 | thousands by filing date | |
| HOME DEPOT INC | 437076BE1 | Fixed Income | 1,650,000 | $1,645,000 | thousands by filing date | |
| T. ROWE PRICE SPECTRUM MOD GR ALLC | 77957L203 | NTF EQUITY FUNDS | 51,444 | $1,535,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,792 | $1,424,000 | thousands by filing date | |
| NATIONAL RURAL UTIL COOP | 637432MQ5 | COM | 1,419,000 | $1,412,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,943 | $1,361,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 27,985 | $1,341,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,137 | $1,338,000 | thousands by filing date | |
| VIRTUS VONTOBEL EMERGING MARKE | 92828W361 | XXX | 130,105 | $1,296,000 | thousands by filing date | |
| GENERAL ELECTRIC CAPITAL CORP | 36966TJA1 | COM | 1,290,000 | $1,168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 49,453 | $1,129,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 13,857 | $1,018,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 17,851 | $1,015,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 25,806 | $983,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,310 | $976,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 11,360 | $906,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 16,599 | $855,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,551 | $845,000 | thousands by filing date | |
| VIRTUS VONTOBEL EMERGING MARKETS OPPS A | 92828W387 | MFA | 85,458 | $823,000 | thousands by filing date | |
| CITIGROUP INC | 172967LB5 | COM | 785,000 | $785,000 | thousands by filing date | |
| DOMINION RESOURCES INC | 25746UCE7 | COM | 775,000 | $772,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,272 | $739,000 | thousands by filing date | |
| T. ROWE PRICE SPECTRUM MOD ALLOC FD INVSTR CL N/L | 77957L104 | COM | 32,784 | $695,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 9,370 | $693,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,214 | $687,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,640 | $683,000 | thousands by filing date | |
| AMERICAN EXPRESS CR CORP MEDIUM | 0258M0DT3 | Fixed Income | 670,000 | $662,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,763 | $633,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 13,260 | $616,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,720 | $595,000 | thousands by filing date | |
| GENERAL ELECTRIC CAPITAL CORP | 36962G7F5 | COM | 510,000 | $510,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,180 | $492,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,461 | $448,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,746 | $433,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,835 | $417,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,321 | $409,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,360 | $392,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,022 | $372,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,905 | $371,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,337 | $369,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 32,904 | $344,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,198 | $341,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,127 | $309,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,046 | $308,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 897 | $299,000 | thousands by filing date | |
| CISCO SYSTEMS INC | 17275RBG6 | COM | 302,000 | $299,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,961 | $296,000 | thousands by filing date | |
| American Express Co | 025816BJ7 | COM | 300,000 | $296,000 | thousands by filing date | |
| AMERICAN EXPRESS CREDIT | 0258M0DQ9 | COM | 295,000 | $295,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,498 | $292,000 | thousands by filing date | |
| CITIGROUP INC | 172967HZ7 | COM | 300,000 | $292,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 276 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,312 | $281,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,362 | $279,000 | thousands by filing date | |
| U.S. BANCORP | 91159HHH6 | COM | 280,000 | $279,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,519 | $268,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,058 | $266,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,030 | $259,000 | thousands by filing date | |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP | 637432NF8 | COM | 260,000 | $256,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 931 | $244,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,550 | $244,000 | thousands by filing date | |
| VAN WELLINGTON ADM #571 | 921935201 | MFD | 3,673 | $235,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,766 | $230,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,826 | $224,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040HAY1 | Fixed Income | 218,000 | $223,000 | thousands by filing date | |
| JPMorgan Chase & Co. 7.9 | 46625HHA1 | Corp Bond | 219,000 | $216,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,294 | $211,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,220 | $190,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 572 | $185,000 | thousands by filing date | |
| DOMINION RESOURCES INC | 25746UCJ6 | COM | 188,000 | $181,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,655 | $172,000 | thousands by filing date | |
| CONOCOPHILLIPS CO | 20826FAH9 | COM | 170,000 | $172,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,623 | $171,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937603 | ETF | 16,346 | $171,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 943 | $167,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,651 | $166,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,495 | $163,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,194 | $163,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46647PAD8 | COM | 165,000 | $163,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 843 | $159,000 | thousands by filing date | |
| BB&T TRUST DEPOSIT RIS | SA0000560 | COM | 153,079 | $153,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,250 | $152,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,632 | $151,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME INV | 921938106 | EQUITY FUNDS | 6,084 | $149,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,050 | $148,000 | thousands by filing date | |
| BB&T CORP | 05531FAY9 | COM | 145,000 | $144,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 725 | $138,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 2,561 | $137,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 785 | $137,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 832 | $130,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,330 | $130,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,369 | $130,000 | thousands by filing date | |
| U.S. BANCORP | 91159HHQ6 | COM | 130,000 | $130,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,165 | $129,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,144 | $125,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,245 | $118,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 697 | $107,000 | thousands by filing date | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 100,000 | $107,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 60 | $103,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,048 | $101,000 | thousands by filing date | |
| AMERICAN EXPRESS CR CORP MTNBE 2.25 08/15/2019 | 0258M0DP1 | Corp Bond | 100,000 | $100,000 | thousands by filing date | |
| AMERICAN EXPRESS CREDIT CORP | 0258M0EH8 | COM | 100,000 | $99,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,837 | $96,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,198 | $95,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 450 | $95,000 | thousands by filing date | |
| PUTNAM GROWTH OPPTY CL A | 746802800 | MFD | 3,187 | $95,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,067 | $94,000 | thousands by filing date | |
| JPMORGAN HIGH YLD BD | 4812C0803 | FIMF | 13,555 | $92,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 438 | $89,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,885 | $89,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,309 | $89,000 | thousands by filing date | |
| TDAM NEW YORK MUNI MM PORT CL A | 9ZZZTD885 | COM | 86,746 | $87,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 577 | $86,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC A | 140543109 | LOAD EQUITY FUND | 1,949 | $83,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,278 | $81,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,512 | $78,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 1,747 | $75,000 | thousands by filing date | |
| T ROWE PRICE RETIREMENT 2030 FUND INVESTOR CLASS | 74149P309 | Mutual Fund | 3,361 | $75,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,297 | $74,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 600 | $71,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 762 | $70,000 | thousands by filing date | |
| CISCO SYSTEMS INC | 17275RAR3 | COM | 70,000 | $70,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,520 | $69,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 980 | $68,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,279 | $66,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 613 | $66,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,120 | $64,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,100 | $64,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,200 | $63,000 | thousands by filing date | |
| AMERICAN MUTUAL FUND | 027681105 | MFD | 1,690 | $63,000 | thousands by filing date | |
| ALPHABET CL A ORD | 2079K3059 | COM | 60 | $63,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 851 | $62,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 323 | $61,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 625 | $60,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 400 | $60,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 4,427 | $59,000 | thousands by filing date | |
| TEMPLETON WORLD FUND CL A | 880196100 | Com | 4,766 | $59,000 | thousands by filing date | |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP | 63743HEN8 | COM | 60,000 | $59,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 423 | $56,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 847 | $53,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 766 | $53,000 | thousands by filing date | |
| American Funds Amcap F2 | 023375827 | MF | 1,883 | $53,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 412 | $52,000 | thousands by filing date | |
| JANUS HENDERSON BALANCED FUND CLASS T | 471023879 | OPEN END TAXABLE NO LOAD FUND | 1,613 | $50,000 | thousands by filing date | |
| FINANCING CORP | 31771C4U6 | COM | 50,000 | $50,000 | thousands by filing date | |
| T. ROWE PRICE SPECTRUM CNSRV ALLC | 77957L302 | NTF EQUITY FUNDS | 2,678 | $48,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 2,000 | $48,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 292 | $47,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,929 | $47,000 | thousands by filing date | |
| JOHN HANCOCK FDS III | 47803W406 | DISC VAL MCP I | 2,684 | $47,000 | thousands by filing date | |
| AMERICAN FUNDS WASHINGTON MUTUAL C | 939330304 | MPL | 1,161 | $47,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 475 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,371 | $46,000 | thousands by filing date | |
| VIRTUS SEIX FLOATING RATE HIGH INC I | 92837F763 | NTF BOND FUNDS | 5,537 | $46,000 | thousands by filing date | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 1,370 | $45,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 585 | $44,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 275 | $44,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 556 | $43,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 500 | $43,000 | thousands by filing date | |
| FIDELITY STK SEL LCV LCV | 316128602 | COM | 2,455 | $43,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 317 | $42,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 789 | $41,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 892 | $41,000 | thousands by filing date | |
| INCOME FUND OF AMERICA INC | 453320103 | Mixed Assets, World Allocation | 1,990 | $41,000 | thousands by filing date | |
| AMERICAN SMALLCAP WORLD FUND CLASS C | 831681309 | CL F | 1,014 | $41,000 | thousands by filing date | |
| PHILIP MORRIS COMPANIES INC. | 718154CF2 | Corp Bonds - Non-Convert | 33,000 | $41,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 850 | $40,000 | thousands by filing date | |
| Growth Fund of America/The | 399874403 | ETF | 935 | $40,000 | thousands by filing date | |
| GTE CALIF INC DEB SER F MBIA-IBC 6.750 percent 05/15/27 REG DTD 05/15/98 | 362311AH5 | COUPON BEARING BOND | 40,000 | $40,000 | thousands by filing date | |
| Vanguard PA Long-Term Tax-Exempt MF | 92204L104 | Municipal | 3,575 | $40,000 | thousands by filing date | |
| INVESCO DIVERSIFIED DIVIDEND A | 001413541 | NTF EQUITY FUNDS | 2,248 | $39,000 | thousands by filing date | |
| FOX CHAPEL PA AREA SCH DIST | 351352KP3 | COM | 35,000 | $39,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 80 | $38,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 800 | $38,000 | thousands by filing date | |
| STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND | 861729101 | SHS | 4,596 | $38,000 | thousands by filing date | |
| FIRST EAGLE GLOBAL A | 32008F507 | NTF EQUITY FUNDS | 748 | $38,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 281 | $37,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 800 | $36,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 804 | $36,000 | thousands by filing date | |
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| FNR 11126C WA | 3136A2WJ8 | COM | 100,000 | $36,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 203 | $35,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 141 | $35,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 812 | $35,000 | thousands by filing date | |
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| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 514 | $35,000 | thousands by filing date | |
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| PIMCO HIGH YIELD CL A | 693390379 | Common | 4,282 | $35,000 | thousands by filing date | |
| JPMORGAN:US SM CO A | 4812A4641 | COM | 2,412 | $35,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 843 | $34,000 | thousands by filing date | |
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| M & T BK CORP COM | 55261F104 | Stock | 237 | $34,000 | thousands by filing date | |
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| GENERAL ELECTRIC CO | 36962G2T0 | COM | 33,000 | $34,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 310 | $33,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 410 | $33,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 659 | $33,000 | thousands by filing date | |
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| Costco Wholesale Corporation | 22160K105 | COM | 155 | $32,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 145 | $32,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 270 | $32,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 25 | $32,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 300 | $31,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 400 | $31,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 300 | $31,000 | thousands by filing date | |
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| ConocoPhillips | 20825C104 | COM | 487 | $30,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $30,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,875 | $30,000 | thousands by filing date | |
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| UNITEDHEALTH GROUP INC | 91324PCG5 | COM | 30,000 | $30,000 | thousands by filing date | |
| FEDEX CORP | 31428XAZ9 | COM | 30,000 | $30,000 | thousands by filing date | |
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| American Century Heritage I | 025083783 | COM | 1,512 | $28,000 | thousands by filing date | |
| GENERAL ELECTRIC CAPITAL CORP | 36962G7M0 | COM | 28,000 | $28,000 | thousands by filing date | |
| APPLE INC | 037833AR1 | COM | 28,000 | $28,000 | thousands by filing date | |
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| FIDELITY INTERNATIONAL DISCOVE | 315910208 | XXX | 700 | $26,000 | thousands by filing date | |
| SCHROON LAKE N Y CENT SCH DIST | 808099BG9 | COM | 25,000 | $26,000 | thousands by filing date | |
| ST MARY HOSP AUTH PA HEALTH SYS REV | 85230MCQ5 | COM | 25,000 | $26,000 | thousands by filing date | |
| COOK CNTY ILL | 213185ES6 | COM | 25,000 | $26,000 | thousands by filing date | |
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| NEW ENGLAND TEL & TELEG CO DEBENTURE - UNSECURED | 644239AY1 | DEBENTURE - UNSECURED | 20,000 | $25,000 | thousands by filing date | |
| SCHENECTADY N Y | 806449J88 | COM | 25,000 | $25,000 | thousands by filing date | |
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| SUFFOLK CNTY N Y | 86476PKW7 | COM | 25,000 | $25,000 | thousands by filing date | |
| VERIZON GLOBAL FUNDING CORPORATION | 92344GAS5 | COM | 20,000 | $25,000 | thousands by filing date | |
| GENERAL ELECTRIC CAPITAL CORPORATION | 36966R5B8 | COM | 25,000 | $25,000 | thousands by filing date | |
| Goldman Sachs Bank USA | 381426G66 | COM | 25,000 | $25,000 | thousands by filing date | |
| J.P. MORGAN CHASE & CO. | 48125XEH5 | COM | 25,000 | $25,000 | thousands by filing date | |
| Axos Bank | 06279LBS2 | COM | 25,000 | $25,000 | thousands by filing date | |
| COLONIE N Y | 1961443U1 | COM | 25,000 | $25,000 | thousands by filing date | |
| MORGAN STANLEY DEAN WITTER & CO. | 61745E2E0 | COM | 25,000 | $25,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 106 | $24,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 600 | $24,000 | thousands by filing date | |
| VERIZON NEW JERS 7.85 29 DUE 11/15/29 | 645767AW4 | CORPORATE BONDS | 20,000 | $24,000 | thousands by filing date | |
| INGRAM MICRO INC 5.450 12/15/24 | 457153AG9 | CORPORATE BONDS AND NOTES | 25,000 | $24,000 | thousands by filing date | |
| OAKMONT GROVE CMNTY DEV DIST FLA SPL ASSMT REV | 67376GAD1 | COM | 25,000 | $24,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 250 | $23,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 2,183 | $23,000 | thousands by filing date | |
| ***SEASPAN CORPORATION CUM RED | Y75638208 | PRD | 1,000 | $23,000 | thousands by filing date | |
| T. ROWE PRICE RETIREMENT 2020 | 74149P200 | NTF EQUITY FUNDS | 1,191 | $23,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 552 | $22,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 390 | $22,000 | thousands by filing date | |
| JOHN HANCOCK FUNDAMENTAL LARGE CAP CORE FUND CL A M/F | 41013P103 | Mutual Funds | 604 | $22,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 300 | $21,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,132 | $21,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,104 | $21,000 | thousands by filing date | |
| Vanguard Short Term Federal Admiral | 922031844 | Mutual Fund | 1,989 | $21,000 | thousands by filing date | |
| CONOCOPHILLIPS COMPANY 4.95 03/15/2026 | 20826FAQ9 | Corp Bond | 20,000 | $21,000 | thousands by filing date | |
| T. ROWE PRICE RETIREMENT 2040 | 74149P408 | NTF EQUITY FUNDS | 906 | $21,000 | thousands by filing date | |
| OPPENHEIMER DISC MCG A | 68379Y105 | COM | 1,220 | $21,000 | thousands by filing date | |
| OPPENHEIMER GLBL OPP A | 683943104 | COM | 419 | $21,000 | thousands by filing date | |
| GENERAL ELECTRIC CAPITAL CORPORATION | 36966TBY7 | COM | 25,000 | $21,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 487 | $20,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 86 | $20,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,025 | $20,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 400 | $20,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 800 | $20,000 | thousands by filing date | |
| USB 5 1/2 PERP | 902973759 | PUBLIC | 800 | $20,000 | thousands by filing date | |
| Colgate Palmolive | 172967333 | CL | 800 | $20,000 | thousands by filing date | |
| KOHL'S CORP 4.25.25 | 500255AU8 | CORPORATE BONDS | 20,000 | $20,000 | thousands by filing date | |
| MICROSOFT CORP NOTE M/W CLBL | 594918BB9 | NOTE M/W CLBL | 21,000 | $20,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 800 | $20,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460W826 | PFD | 800 | $20,000 | thousands by filing date | |
| VIACOM INC | 92553PAX0 | COM | 20,000 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143USM4 | COM | 20,000 | $20,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 141 | $19,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 113 | $19,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 400 | $19,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 280 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 400 | $19,000 | thousands by filing date | |
| Prudential Financial Inc 5.625 | 744320805 | PFD | 800 | $19,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 715 | $19,000 | thousands by filing date | |
| DOUBLELINE TOTAL RETURN BOND N | 258620202 | Mutual Fund | 1,867 | $19,000 | thousands by filing date | |
| SCHWAB HEALTH CARE | 808509731 | SCHWAB MUTL FUNDS | 834 | $19,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR C | 140193301 | LOAD EQUITY FUND | 341 | $19,000 | thousands by filing date | |
| APPLE INC | 037833AZ3 | COM | 20,000 | $19,000 | thousands by filing date | |
| BANK OF NOVA SCOTIA | 064159DV5 | COM | 20,000 | $19,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 714 | $18,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 289 | $18,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 373 | $18,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 250 | $18,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 1,647 | $18,000 | thousands by filing date | |
| W. R. BERKLEY CO 5.7 PFD DUE 03/30/58SUBJ TO XTRO REDEMPTION | 084423706 | PREFERRED DEBT | 800 | $18,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 118 | $17,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11 | $17,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,200 | $17,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 277 | $17,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 125 | $17,000 | thousands by filing date | |
| FRANKLIN GROWTH ADV | 353496839 | NTF EQUITY FUNDS | 190 | $17,000 | thousands by filing date | |
| TORONTO-DOMINION BANK | 89114QBU1 | COM | 17,000 | $17,000 | thousands by filing date | |
| GE Capital Financial Inc. | 36160XEK9 | COM | 17,000 | $17,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS, INC. | 009158AJ5 | COM | 15,000 | $17,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 290 | $16,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 187 | $16,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 238 | $16,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 650 | $16,000 | thousands by filing date | |
| JOSEPHINE CNTY ORE PENSION OBLIG REV | 480890BD3 | COM | 15,000 | $16,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 184 | $15,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $15,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 730 | $15,000 | thousands by filing date | |
| Prologis Inc | 74340W202 | PLDGP | 250 | $15,000 | thousands by filing date | |
| NEW YORK LIFE INVTS FDS TR | 56063J864 | EPOCH GBL EQT I | 898 | $15,000 | thousands by filing date | |
| BLACKROCK INC NOTE M/W CLBL | 09247XAL5 | NOTE M/W CLBL | 15,000 | $15,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP NOTE M/W CLBL | 539830AY5 | NOTE M/W CLBL | 15,000 | $15,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127HAA7 | Fixed Income | 15,000 | $15,000 | thousands by filing date | |
| PARTNERRE FINANCE B LLC | 70213BAA9 | COM | 15,000 | $15,000 | thousands by filing date | |
| PLAINS ALL AMERICAN PIPELINE LP | 72650RAZ5 | COM | 15,000 | $15,000 | thousands by filing date | |
| WALT DISNEY CO | 25468PCW4 | COM | 15,000 | $15,000 | thousands by filing date | |
| WISCONSIN ST | 97705LA31 | COM | 15,000 | $15,000 | thousands by filing date | |
| DIRECTV HOLDINGS LLC | 25459HBF1 | COM | 15,000 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141ER92 | COM | 13,000 | $15,000 | thousands by filing date | |
| AKRON OHIO ECONOMIC DEV REV | 010053BH8 | COM | 15,000 | $15,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $14,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 192 | $14,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 253 | $14,000 | thousands by filing date | |
| AT&T INC. 4.5 35 DUE 05/15/35 | 00206RCP5 | CORPORATE BONDS | 15,000 | $14,000 | thousands by filing date | |
| AMERICAN FUNDS INCOME FUND OF AMER F1 | 453320400 | NTF EQUITY FUNDS | 691 | $14,000 | thousands by filing date | |
| GE GLOBAL INS HLDG CORP NOTE | 36158FAA8 | NOTE | 12,000 | $14,000 | thousands by filing date | |
| JP MORGAN INTREPID AMERICA FUND CLASS A | 4812A0193 | M | 444 | $14,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427AB4 | COM | 15,000 | $14,000 | thousands by filing date | |
| FREEPORT-MCMORAN COPPER & GOLD INC | 35671DAU9 | COM | 15,000 | $14,000 | thousands by filing date | |
| Goldman Sachs Bank USA | 38148PAL1 | COM | 15,000 | $14,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 400 | $13,000 | thousands by filing date | |
| PIMCO TOTAL RETURN A | 693390445 | USD | 1,337 | $13,000 | thousands by filing date | |
| VANGUARD TOTAL BOND MARKET INDEX INV | 921937108 | Mutual Fund | 1,254 | $13,000 | thousands by filing date | |
| EMC CORP 3.375 06/01/2023 | 268648AN2 | Corp Bond | 15,000 | $13,000 | thousands by filing date | |
| OPPENHEIMER | 68380L407 | MUTUAL FUNDS - | 371 | $13,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 149 | $12,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $12,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 78 | $12,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 821 | $12,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 605 | $12,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 178 | $12,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 30 | $12,000 | thousands by filing date | |
| T. ROWE PRICE MID-CAP GROWTH | 779556109 | NTF EQUITY FUNDS | 159 | $12,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 398 | $12,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD INVESTOR CL | 922908108 | COM | 51 | $12,000 | thousands by filing date | |
| FIDELITY ADVISOR SER | 315807552 | MUTUAL | 1,279 | $12,000 | thousands by filing date | |
| PARTNERRE 6.5 SERIES G CUM RE | G68603136 | PREFERR | 500 | $12,000 | thousands by filing date | |
| JPMORGAN CHASE & | 46625HMN7 | Convertible/ | 12,000 | $12,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604BF9 | COM | 15,000 | $12,000 | thousands by filing date | |
| ICON EQUIP CORP INFRA FOURTEEN UNT | 45107T103 | COM | 65 | $12,000 | thousands by filing date | |
| INDIANA BELL TELEPHONE COMPANY, INCORPORATED | 454614AK4 | COM | 10,000 | $12,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 68 | $11,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 103 | $11,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 166 | $11,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 233 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 150 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 222 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 178 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 116 | $11,000 | thousands by filing date | |
| AMERICAN FUNDS AMCAP A | 023375108 | LOAD EQUITY FUND | 405 | $11,000 | thousands by filing date | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 823 | $11,000 | thousands by filing date | |
| CITIGROUP INC. 6 33 DUE 10/31/33 | 172967CC3 | CORPORATE BONDS | 10,000 | $11,000 | thousands by filing date | |
| RMB MENDON FINANCIAL SERVICES CLASS A | 74968B407 | Mutual Fund | 310 | $11,000 | thousands by filing date | |
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| Medtronic Plc | G5960L103 | COM | 113 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25 | $10,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 368 | $10,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 320 | $10,000 | thousands by filing date | |
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| CAPITAL SOUTHWEST CORP | 140501107 | COM | 500 | $10,000 | thousands by filing date | |
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| VANGUARD INTERMEDIATE TERM CORP BOND FUND ADMIRAL SHARES | 922031810 | SHS | 1,084 | $10,000 | thousands by filing date | |
| Fidelity New Markets Income | 315910836 | CEF | 697 | $10,000 | thousands by filing date | |
| BARON GENERATIONAL GROWTH RETAIL | 068278209 | COM | 158 | $10,000 | thousands by filing date | |
| VANGUARD FIXED INC S/T FED | 922031604 | MF | 925 | $10,000 | thousands by filing date | |
| Oppenheimer Senior Floating Ra | 68381K408 | Com | 1,334 | $10,000 | thousands by filing date | |
| LOOMIS SAYLES BOND RETAIL | 543495832 | BOND | 742 | $10,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94974BFY1 | US94974BFY11 | 10,000 | $10,000 | thousands by filing date | |
| MACQUARIE INTL CORE EQ I | 465899706 | ETF | 661 | $10,000 | thousands by filing date | |
| HALIBURTON CO | 406216BJ9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BANK AMERICA CORP 1 625 PFD | 060505310 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| QUALCOMM INC | 747525AD5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| The Travelers Companies Inc | 89417EAG4 | CS | 10,000 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348YDP3 | COM | 10,000 | $10,000 | thousands by filing date | |
| SLEEPY HOLLOW N Y | 83131PDH2 | COM | 10,000 | $10,000 | thousands by filing date | |
| UNIVERSITY VA UNIV REVS | 915217UL5 | COM | 10,000 | $10,000 | thousands by filing date | |
| XEROX CORP | 984121CD3 | COM | 10,000 | $10,000 | thousands by filing date | |
| COVENTRY HEALTH CARE INC | 222862AJ3 | COM | 10,000 | $10,000 | thousands by filing date | |
| DEVON ENERGY CORP | 25179MAH6 | COM | 10,000 | $10,000 | thousands by filing date | |
| FRANKLIN VAL:SC VAL A | 355148305 | COM | 231 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141EG37 | COM | 10,000 | $10,000 | thousands by filing date | |
| HSBC USA INC | 40433U3D6 | COM | 10,000 | $10,000 | thousands by filing date | |
| JPMORGAN:HIGH YIELD A | 4812C0779 | COM | 1,461 | $10,000 | thousands by filing date | |
| MACYS RETAIL HOLDINGS INC | 55616XAK3 | COM | 10,000 | $10,000 | thousands by filing date | |
| BARRICK GOLD OF AUSTRALIA LTD | 06849UAC9 | COM | 10,000 | $10,000 | thousands by filing date | |
| BB&T CORP | 05531FAR4 | COM | 10,000 | $10,000 | thousands by filing date | |
| MORGAN STANLEY | 61760LEG6 | COM | 10,000 | $10,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 219 | $9,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,199 | $9,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 165 | $9,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 110 | $9,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 303 | $9,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 150 | $9,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 820 | $9,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 99 | $9,000 | thousands by filing date | |
| GENERAL MTRS FINL CO INC 4.35 01/17/2027 | 37045XBT2 | Corp Bond | 10,000 | $9,000 | thousands by filing date | |
| ABBVIE INC. 4.5 35 DUE 05/14/35 | 00287YAR0 | CORPORATE BONDS | 10,000 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 250 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC NOTE M/W CLBL | 98310WAL2 | NOTE M/W CLBL | 10,000 | $9,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RXQ9 | COM | 10,000 | $9,000 | thousands by filing date | |
| FORD MOTOR CREDIT COMPANY LLC | 34540TPY2 | COM | 10,000 | $9,000 | thousands by filing date | |
| ICON LEASING FD TWELVE ORD | 45107Y102 | COM | 105 | $9,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 67 | $8,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 133 | $8,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 80 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 225 | $8,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 175 | $8,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 300 | $8,000 | thousands by filing date | |
| AMERICAN FUNDS EUPAC F1 | 298706409 | NTF EQUITY FUNDS | 183 | $8,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL E | 4812A0508 | NTF EQUITY FUNDS | 543 | $8,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 300 | $8,000 | thousands by filing date | |
| NABORS INDUSTRIES, INC. | 629568BB1 | US629568BB14 | 10,000 | $8,000 | thousands by filing date | |
| CALAMOS:EVOLV WLD GR A | 128119161 | COM | 648 | $8,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 100 | $7,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 111 | $7,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 350 | $7,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 250 | $7,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 167 | $7,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 83 | $7,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 123 | $7,000 | thousands by filing date | |
| GOVERNMENT MONEY MARKET FUND | 808515209 | SWGXX | 6,710 | $7,000 | thousands by filing date | |
| AMERICAN FUNDS NEW WORLD A | 649280104 | LOAD EQUITY FUND | 124 | $7,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE INV | 922031406 | Mutual Fund | 630 | $7,000 | thousands by filing date | |
| ARTISAN MID CAP VALUE FUND INVESTOR CLASS | 04314H709 | Mutual Fund | 405 | $7,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 540132305 | Stock | 906 | $7,000 | thousands by filing date | |
| OPPENHEIMER DISC MCG Y | 68379Y501 | COM | 341 | $7,000 | thousands by filing date | |
| WA TOTAL RET UNCONSTR A | 957663230 | COM | 722 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001750557-19-000001 | this filing | 2019-02-13 | acceptance time not in the bulk data set |