13F-HR filed by HHM Wealth Advisors, LLC
HHM Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 644 holding rows worth $367,848,000.
- Accession
- 0001750086-21-000004
- Filer
- CIK 1750086
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 645 entries on the cover page, a total value of $367,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,838,000 with VALUE read as thousands by filing date, 13F file number 028-19191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARRICK GOLD CORP | 067901108 | COM | 500 | $9,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 118 | $9,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 46 | $8,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 40 | $8,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 63 | $8,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 276 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 107 | $8,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 163 | $8,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 192 | $8,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 55 | $8,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $8,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 58 | $8,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 210 | $8,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 230 | $8,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 20 | $7,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 276 | $7,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 100 | $7,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 10 | $7,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 38 | $7,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 700 | $7,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $7,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 25 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 50 | $7,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 200 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 284 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 110 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,600 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 173 | $7,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 60 | $6,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 25 | $6,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 70 | $6,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 452 | $6,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 23 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100 | $6,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 20 | $6,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 65 | $6,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 218 | $6,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 300 | $6,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 100 | $6,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 53 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 102 | $5,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 105 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 55 | $5,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 85 | $5,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 88 | $5,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 28 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 189 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 48 | $5,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 42 | $5,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 42 | $5,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 163 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 85 | $5,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 550 | $5,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 320 | $5,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 600 | $5,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1,378 | $5,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 1,950 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 36 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 119 | $4,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 189 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 303 | $4,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 77 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 79 | $4,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 140 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 50 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 980 | $4,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 400 | $4,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 8 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 39 | $3,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 35 | $3,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 26 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 26 | $3,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 125 | $3,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 34 | $3,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 100 | $3,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 10 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 90 | $3,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 45 | $3,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 64 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 400 | $3,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 20 | $3,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 285 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 30 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 102 | $2,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 15 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35 | $2,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38 | $2,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 34 | $2,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 23 | $2,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 48 | $2,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 168 | $2,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 20 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 53 | $2,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 81 | $2,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 200 | $2,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 195 | $2,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 1,000 | $2,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 12 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 22 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2 | $1,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 21 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25 | $1,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 15 | $1,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 15 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 13 | $1,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 32 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 20 | $1,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 17 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4 | $1,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 21 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 59 | $1,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 14 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 656 | $1,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 1,902 | $1,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 100 | $1,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPENG INC ADS | 98422D105 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United States Oil Fund LP | 91232N207 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTIPLAN CORPORATION | 62548M100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001750086-21-000004 | this filing | 2021-11-02 | acceptance time not in the bulk data set |