13F-HR filed by Principle Wealth Partners LLC
Principle Wealth Partners LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-10-11, with 112 holding rows worth $119,166,000.
- Accession
- 0001743413-19-000001
- Filer
- CIK 1743413
- Filed
- 2019-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 112 entries on the cover page, a total value of $119,166,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,166,000 with VALUE read as thousands by filing date, 13F file number 028-19590. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 45,384 | $7,159,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 62,613 | $6,133,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 96,409 | $5,723,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 85,818 | $4,943,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 28,313 | $3,737,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,402 | $3,608,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26,698 | $3,523,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 24,749 | $3,476,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,188 | $3,305,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 47,849 | $2,877,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,902 | $2,549,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 41,950 | $2,546,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,385 | $2,470,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 18,335 | $2,463,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 54,214 | $2,366,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,227 | $2,327,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 13,528 | $2,257,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,064 | $2,252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,216 | $2,247,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,403 | $2,107,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,422 | $1,834,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,101 | $1,687,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 21,626 | $1,613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 13,999 | $1,591,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,231 | $1,578,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 38,627 | $1,472,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,987 | $1,383,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,859 | $1,258,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,537 | $1,250,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,326 | $1,240,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,940 | $1,156,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,678 | $1,137,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,840 | $1,101,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,917 | $1,095,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,157 | $1,058,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,399 | $921,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,294 | $817,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,650 | $790,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,980 | $761,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 580 | $726,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 678 | $704,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,247 | $700,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 7,425 | $679,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,395 | $642,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,859 | $640,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 506 | $639,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,405 | $599,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 13,875 | $561,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,926 | $557,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,962 | $541,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,850 | $536,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,625 | $519,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,645 | $499,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,446 | $497,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,503 | $493,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,240 | $483,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,094 | $479,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,340 | $468,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 15,495 | $446,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,826 | $445,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,924 | $439,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,210 | $434,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,717 | $432,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,662 | $424,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,570 | $411,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,583 | $407,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,612 | $399,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,521 | $395,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 32,000 | $393,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,229 | $387,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,023 | $383,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,301 | $382,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,825 | $381,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,980 | $368,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,640 | $362,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,600 | $359,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,111 | $351,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,344 | $350,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,380 | $347,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,181 | $346,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,968 | $336,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 856 | $336,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,255 | $328,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,550 | $316,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,250 | $306,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,747 | $299,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,000 | $278,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,484 | $264,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,663 | $263,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,840 | $254,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,297 | $254,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,907 | $254,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,835 | $252,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,870 | $251,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,751 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 5,045 | $245,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,561 | $244,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,023 | $241,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,464 | $234,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,960 | $227,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,500 | $226,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 890 | $223,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,920 | $223,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,298 | $219,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,603 | $217,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,378 | $216,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,634 | $210,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 621 | $207,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,834 | $205,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,559 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,764 | $172,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 406,145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001743413-19-000001 | this filing | 2019-10-11 | acceptance time not in the bulk data set |