13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-12, with 569 holding rows worth $90,397,000.
- Accession
- 0001742998-24-000001
- Filer
- CIK 1742998
- Filed
- 2024-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 569 entries on the cover page, a total value of $90,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,140,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
- included managerSender Co & Partners, Inc.
- included managerVazirani Asset Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MBIA INC | 55262C100 | COMMON STOCK | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CO A | 44862P208 | COMMON STOCK | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TRIVAGO N V | 89686D303 | SPON ADS A SHS N | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PROFOUND MED CORP | 74319B502 | COM NEW | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WAITR HOLDINGS INC | 930752209 | COM | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SNDL INC | 83307B101 | COM | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 40 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| PLAYBOY INC | 72814P109 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Lifetime Brands Inc | 53222Q103 | COM | 75 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 280 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NIXXY INC | 75630B402 | COM NEW | 280 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 25 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| HON HAI PRECISION INDUSTRY | 438090805 | COM | 23 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| 89BIO INC | 282559103 | COM | 20 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 70 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SECUREWORKS CORP | 81374A105 | CL A | 70 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,002 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 7 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) | 53185P100 | COM | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AFRICAN AGRICULTURE HOLDINGS ORD | 00792J100 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 3,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 400 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 2,700 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 87 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| Allbirds Inc | 01675A109 | COM | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AULT ALLIANCE INC | 09175M408 | COM | 40 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 125 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEWEGG COMMERCE INC | G6483G100 | COM | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 21 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BIOVIE INC | 09074F207 | COM | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 4 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 25 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KHIRON LIFE SCIENCES ORD | 49374L306 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NULL | 09071M205 | NULL | 16 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 700 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 185 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V805 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F208 | COMMON | 66 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 15 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-24-000001 | this filing | 2024-01-12 | acceptance time not in the bulk data set |