13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-10, with 702 holding rows worth $168,556,000.
- Accession
- 0001742998-23-000004
- Filer
- CIK 1742998
- Filed
- 2023-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 704 entries on the cover page, a total value of $168,556,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,236,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
- included managerSender Co & Partners, Inc.
- included managerVazirani Asset Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 400 | $3,000 | thousands, detected and multiplied | |
| UMB FINL CORP | 902788108 | COM | 50 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 300 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 400 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 400 | $3,000 | thousands, detected and multiplied | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 400 | $3,000 | thousands, detected and multiplied | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 400 | $3,000 | thousands, detected and multiplied | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 600 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 400 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 300 | $3,000 | thousands, detected and multiplied | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 100 | $3,000 | thousands, detected and multiplied | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 500 | $3,000 | thousands, detected and multiplied | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 300 | $3,000 | thousands, detected and multiplied | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 400 | $3,000 | thousands, detected and multiplied | |
| RPT REALTY | 74971D101 | SH BEN INT | 300 | $3,000 | thousands, detected and multiplied | |
| VERITIV CORP | 923454102 | COM | 20 | $3,000 | thousands, detected and multiplied | call |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 600 | $3,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 2,000 | $3,000 | thousands, detected and multiplied | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 200 | $3,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 40 | $2,000 | thousands, detected and multiplied | put |
| NextEra Energy,Inc. | 65339F101 | COM | 50 | $2,000 | thousands, detected and multiplied | |
| Qualcomm Incorporated | 747525103 | COM | 20 | $2,000 | thousands, detected and multiplied | call |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 50 | $2,000 | thousands, detected and multiplied | |
| CARVANA CO CL A | 146869102 | Stock | 50 | $2,000 | thousands, detected and multiplied | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 240 | $2,000 | thousands, detected and multiplied | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 100 | $2,000 | thousands, detected and multiplied | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 200 | $2,000 | thousands, detected and multiplied | |
| GENERAC HLDGS INC | 368736104 | COM | 25 | $2,000 | thousands, detected and multiplied | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 50 | $2,000 | thousands, detected and multiplied | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 60 | $2,000 | thousands, detected and multiplied | |
| COTY INC | 222070203 | COM CL A | 250 | $2,000 | thousands, detected and multiplied | call |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 160 | $2,000 | thousands, detected and multiplied | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 170 | $2,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 800 | $2,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 200 | $2,000 | thousands, detected and multiplied | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 700 | $2,000 | thousands, detected and multiplied | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 200 | $2,000 | thousands, detected and multiplied | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 65 | $2,000 | thousands, detected and multiplied | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 260 | $2,000 | thousands, detected and multiplied | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 500 | $2,000 | thousands, detected and multiplied | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 50 | $2,000 | thousands, detected and multiplied | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 100 | $2,000 | thousands, detected and multiplied | |
| PCM FD INC | 69323T101 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 200 | $2,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 100 | $2,000 | thousands, detected and multiplied | |
| CARVER BANCORP ORD | 146875604 | COM | 1,340 | $2,000 | thousands, detected and multiplied | |
| PROSHARES TR II | 74347Y763 | FUND | 50 | $2,000 | thousands, detected and multiplied | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 13,525 | $2,000 | thousands, detected and multiplied | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 30 | $1,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 20 | $1,000 | thousands, detected and multiplied | call |
| Pfizer Inc. | 717081103 | COM | 40 | $1,000 | thousands, detected and multiplied | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50 | $1,000 | thousands, detected and multiplied | |
| KENVUE INC | 49177J102 | COM | 50 | $1,000 | thousands, detected and multiplied | put |
| SWEETGREEN INC | 87043Q108 | COM CL A | 150 | $1,000 | thousands, detected and multiplied | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 88 | $1,000 | thousands, detected and multiplied | put |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 20 | $1,000 | thousands, detected and multiplied | call |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 853 | $1,000 | thousands, detected and multiplied | call |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 45 | $1,000 | thousands, detected and multiplied | |
| REALTY INCOME CORP COM | 756109104 | REIT | 40 | $1,000 | thousands, detected and multiplied | |
| LYFT INC | 55087P104 | CL A COM | 100 | $1,000 | thousands, detected and multiplied | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 200 | $1,000 | thousands, detected and multiplied | |
| GARRETT MOTION INC | 366505105 | COM | 176 | $1,000 | thousands, detected and multiplied | |
| HAYWARD HLDGS INC | 421298100 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $1,000 | thousands, detected and multiplied | |
| HUMACYTE INC | 44486Q103 | COM | 400 | $1,000 | thousands, detected and multiplied | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 170 | $1,000 | thousands, detected and multiplied | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 100 | $1,000 | thousands, detected and multiplied | |
| NATIONAL INSTRS CORP | 636518102 | COM | 30 | $1,000 | thousands, detected and multiplied | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 28 | $1,000 | thousands, detected and multiplied | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| IROBOT CORP | 462726100 | COM | 32 | $1,000 | thousands, detected and multiplied | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 200 | $1,000 | thousands, detected and multiplied | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 200 | $1,000 | thousands, detected and multiplied | |
| CIRCOR INTL INC | 17273K109 | COM | 24 | $1,000 | thousands, detected and multiplied | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 500 | $1,000 | thousands, detected and multiplied | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 100 | $1,000 | thousands, detected and multiplied | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 50 | $1,000 | thousands, detected and multiplied | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 500 | $1,000 | thousands, detected and multiplied | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 200 | $1,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $1,000 | thousands, detected and multiplied | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $1,000 | thousands, detected and multiplied | |
| VOLKSWAGEN AG | 928662600 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $1,000 | thousands, detected and multiplied | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 300 | $1,000 | thousands, detected and multiplied | |
| MISTER CAR WASH INC | 60646V105 | COM | 250 | $1,000 | thousands, detected and multiplied | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 1,100 | $1,000 | thousands, detected and multiplied | |
| RITE AID CORP | 767754872 | COM | 3,000 | $1,000 | thousands, detected and multiplied | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 100 | $1,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 2,000 | $1,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 11 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SEA LTD | 81141R100 | SPONSORD ADS | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| IONQ INC COM | 46222L108 | Stock | 50 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REGENCY CTRS CORP COM | 758849103 | REIT | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OUSTER INC COM NEW | 68989M202 | Stock | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 10 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| UBS GROUP AG SHS | H42097107 | Stock | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RAPID7 INC COM | 753422104 | Stock | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UDEMY INC COM | 902685106 | Stock | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SUNRUN INC | 86771W105 | COM | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TELADOC HEALTH INC | 87918A105 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 110 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 6 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SENTINELONE INC | 81730H109 | CL A | 40 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| BEYOND MEAT INC | 08862E109 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| D-WAVE QUANTUM INC | 26740W109 | COM | 14 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 2 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 35 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 1 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 280 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 200 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 115 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WAITR HOLDINGS INC | 930752209 | COM | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SNDL INC | 83307B101 | COM | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 220 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 15 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NIXXY INC | 75630B402 | COM NEW | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 5,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 15 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| HON HAI PRECISION INDUSTRY | 438090805 | COM | 23 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 210 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,002 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 7 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| FREDDIE MAC | 313400673 | PREFERRED STOCK | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 4 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) | 53185P100 | COM | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 8 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 400 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 2,700 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Allbirds Inc | 01675A109 | COM | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AULT ALLIANCE INC | 09175M408 | COM | 40 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 125 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 21 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BAKKT HOLDINGS INC | 05759B107 | COM | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 26 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 600 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DUNE ACQUISITION CORP | 265334102 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CANO HEALTH INC | 13781Y103 | COM | 3,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KHIRON LIFE SCIENCES ORD | 49374L306 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 700 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 4,750 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 185 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V805 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 600 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-23-000004 | this filing | 2023-10-10 | acceptance time not in the bulk data set |