13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-11, with 634 holding rows worth $79,218,000.
- Accession
- 0001742998-23-000003
- Filer
- CIK 1742998
- Filed
- 2023-07-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 634 entries on the cover page, a total value of $79,218,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,917,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
- included managerSender Co & Partners, Inc.
- included managerVazirani Asset Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 100 | $1,000 | thousands, detected and multiplied | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 50 | $1,000 | thousands, detected and multiplied | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 225 | $1,000 | thousands, detected and multiplied | call |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 50 | $1,000 | thousands, detected and multiplied | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 500 | $1,000 | thousands, detected and multiplied | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 200 | $1,000 | thousands, detected and multiplied | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 20 | $1,000 | thousands, detected and multiplied | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| NIXXY INC COM NEW | 75630B303 | Stock | 7,600 | $1,000 | thousands, detected and multiplied | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $1,000 | thousands, detected and multiplied | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 57 | $1,000 | thousands, detected and multiplied | put |
| VOLKSWAGEN AG | 928662600 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 100 | $1,000 | thousands, detected and multiplied | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 13,525 | $1,000 | thousands, detected and multiplied | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 600 | $1,000 | thousands, detected and multiplied | |
| Micron Technology,Inc. | 595112103 | COM | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LEMONADEINC | 52567D107 | STOK | 50 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| OUSTER INC COM NEW | 68989M202 | Stock | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SKYWEST INC COM | 830879102 | Stock | 10 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| EVERPURE INC CL A | 74624M102 | Stock | 5 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| UBS GROUP AG SHS | H42097107 | Stock | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MARA HOLDINGS INC COM | 565788106 | Stock | 25 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| RAPID7 INC COM | 753422104 | Stock | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 35 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 12 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| TEGNA INC COM | 87901J105 | Stock | 6 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 110 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 70 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 90 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BEYOND MEAT INC | 08862E109 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| D-WAVE QUANTUM INC | 26740W109 | COM | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 30 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 50 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 25 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| FRANCHISE GROUP INC | 35180X105 | COM | 13 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| BLACKLINE, INC. | 09239B109 | COM | 15 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 43 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| NIKOLA CORP | 654110105 | COM | 10 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 13 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AMEDISYS INC | 023436108 | COM | 9 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 51 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| CATALENT INC USD 0.01 | 148806102 | COM | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| NATIONAL INSTRS CORP | 636518102 | COM | 7 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 10 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIBROGEN INC | 31572Q808 | COM | 2 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 225 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| PLANET LABS PBC | 72703X106 | COM CL A | 40 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 1 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| INMUNE BIO INC | 45782T105 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120202 | COM NEW | 3 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| WAITR HOLDINGS INC | 930752209 | COM | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SNDL INC | 83307B101 | COM | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 220 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 83 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 9 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| UNIVAR INC | 91336L107 | COMMON STOCK | 10 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| UNIVAR INC | 91336L107 | COMMON STOCK | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 17 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 50 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| HON HAI PRECISION INDUSTRY | 438090805 | COM | 23 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FORGEROCK INC | 34631B101 | CL A | 1 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| FORGEROCK INC | 34631B101 | CL A | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 14 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| TRITON INTL LTD | G9078F107 | CL A | 10 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 100 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SBNY 5.0 31 DEC 2049 A - PFD | 82669G203 | EQUITIES | 104,039 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 7 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) | 53185P100 | COM | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SCYNEXIS INC | 811292200 | COM NEW | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 400 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 3,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Allbirds Inc | 01675A109 | COM | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ARQIT QUANTUM ORD | G0567U101 | COM | 3 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AULT ALLIANCE INC | 09175M408 | COM | 40 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 21 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| BAKKT HOLDINGS INC | 05759B107 | COM | 1 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 4 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 600 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DUNE ACQUISITION CORP | 265334102 | COM | 76 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 20 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| NUBURU INC | 67021W103 | COM | 17 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LUCIRA HEALTH INC | 54948U105 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 100 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 30 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KHIRON LIFE SCIENCES ORD | 49374L306 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INTEGRAL ACQUISITION CORP 1 | 45827K200 | UNIT 05/31/2028 | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 9 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 4,750 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 185 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V805 | COM | 5 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-23-000003 | this filing | 2023-07-11 | acceptance time not in the bulk data set |