13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-12, with 669 holding rows worth $87,659,000.
- Accession
- 0001742998-23-000002
- Filer
- CIK 1742998
- Filed
- 2023-04-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 673 entries on the cover page, a total value of $87,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,365,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
- included managerSender Co & Partners, Inc.
- included managerVazirani Asset Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OAK STR HEALTH INC | 67181A107 | COM | 211,646 | $8,186,000 | thousands, detected and multiplied | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 58,872 | $6,425,000 | thousands, detected and multiplied | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 773,052 | $5,867,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 333,820 | $3,685,000 | thousands, detected and multiplied | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 266,454 | $2,776,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 74,208 | $2,424,000 | thousands, detected and multiplied | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,150 | $2,144,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 17,000 | $2,122,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 31,000 | $1,922,000 | thousands, detected and multiplied | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 31,500 | $1,608,000 | thousands, detected and multiplied | |
| PROVENTION BIO INC | 74374N102 | COM | 57,172 | $1,377,000 | thousands, detected and multiplied | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 133,950 | $1,358,000 | thousands, detected and multiplied | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 621,523 | $1,298,000 | thousands, detected and multiplied | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 59,500 | $1,236,000 | thousands, detected and multiplied | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 700 | $1,195,000 | thousands, detected and multiplied | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 18,821 | $1,193,000 | thousands, detected and multiplied | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 25,960 | $1,102,000 | thousands, detected and multiplied | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 828,580 | $1,060,000 | thousands, detected and multiplied | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 101,000 | $1,032,000 | thousands, detected and multiplied | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 30,000 | $903,000 | thousands, detected and multiplied | |
| SEAGEN INC | 81181C104 | COM | 4,420 | $894,000 | thousands, detected and multiplied | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 49,560 | $881,000 | thousands, detected and multiplied | |
| FORGEROCK INC | 34631B101 | CL A | 42,540 | $876,000 | thousands, detected and multiplied | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,000 | $720,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 3,399 | $705,000 | thousands, detected and multiplied | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 25,000 | $697,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 6,925 | $693,000 | thousands, detected and multiplied | |
| DOLE PLC | G27907107 | ORD SHS | 56,829 | $667,000 | thousands, detected and multiplied | |
| MAC COPPER LIMITED ORD SHS | G60405100 | Stock | 65,300 | $667,000 | thousands, detected and multiplied | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 44,300 | $660,000 | thousands, detected and multiplied | |
| OLYMPUS CORP ADR | 68163W208 | ADR | 37,400 | $654,000 | thousands, detected and multiplied | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 110,000 | $643,000 | thousands, detected and multiplied | |
| ALTICE A USA INC | 00165C203 | COM | 403,700 | $593,000 | thousands, detected and multiplied | |
| HEICO CORP NEW | 422806208 | CL A | 4,255 | $578,000 | thousands, detected and multiplied | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,000 | $519,000 | thousands, detected and multiplied | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 50,500 | $480,000 | thousands, detected and multiplied | |
| PBF ENERGY INC | 69318G106 | CL A | 11,000 | $476,000 | thousands, detected and multiplied | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 159,301 | $430,000 | thousands, detected and multiplied | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,974 | $425,000 | thousands, detected and multiplied | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 77,805 | $417,000 | thousands, detected and multiplied | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 18,500 | $415,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 958 | $392,000 | thousands, detected and multiplied | put |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 951,750 | $360,000 | thousands, detected and multiplied | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 51,500 | $357,000 | thousands, detected and multiplied | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 23,700 | $356,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,365 | $349,000 | thousands, detected and multiplied | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 71,136 | $349,000 | thousands, detected and multiplied | |
| Uber Technologies | 90353T100 | COM | 10,847 | $343,000 | thousands, detected and multiplied | |
| HOEGH LNG PAR 8.75 PFDPFD SER A | Y3262R118 | COM | 23,923 | $339,000 | thousands, detected and multiplied | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 20,000 | $329,000 | thousands, detected and multiplied | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 79,218 | $324,000 | thousands, detected and multiplied | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,100 | $295,000 | thousands, detected and multiplied | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 2,000 | $285,000 | thousands, detected and multiplied | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,680 | $280,000 | thousands, detected and multiplied | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 19,600 | $280,000 | thousands, detected and multiplied | |
| ONCOSEC MED INC | 68234L405 | COMSTOCK | 105,690 | $272,000 | thousands, detected and multiplied | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,794 | $270,000 | thousands, detected and multiplied | |
| MATCH GROUP INC NEW | 57667L107 | COM | 6,914 | $265,000 | thousands, detected and multiplied | |
| United States Oil Fund LP | 91232N207 | COM | 4,000 | $265,000 | thousands, detected and multiplied | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,000 | $262,000 | thousands, detected and multiplied | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 18,227 | $262,000 | thousands, detected and multiplied | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 4,853 | $251,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,236 | $231,000 | thousands, detected and multiplied | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 22,560 | $228,000 | thousands, detected and multiplied | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,219 | $227,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,000 | $226,000 | thousands, detected and multiplied | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,565 | $224,000 | thousands, detected and multiplied | |
| PPL CORP COM | 69351T106 | Stock | 8,000 | $222,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,917 | $221,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 51,209 | $218,000 | thousands, detected and multiplied | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 3,600 | $213,000 | thousands, detected and multiplied | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,001 | $212,000 | thousands, detected and multiplied | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8,905 | $209,000 | thousands, detected and multiplied | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 14,200 | $208,000 | thousands, detected and multiplied | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 25,759 | $202,000 | thousands, detected and multiplied | |
| ALBEMARLE CORP | 012653101 | COM | 905 | $200,000 | thousands, detected and multiplied | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,000 | $199,000 | thousands, detected and multiplied | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 14,828 | $197,000 | thousands, detected and multiplied | |
| CARVANA CO CL A | 146869102 | Stock | 20,050 | $196,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,500 | $195,000 | thousands, detected and multiplied | |
| READY CAPITAL CORP | 75574U101 | COM | 18,893 | $192,000 | thousands, detected and multiplied | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 18,600 | $188,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,000 | $187,000 | thousands, detected and multiplied | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 20,000 | $186,000 | thousands, detected and multiplied | |
| BEAM GLOBAL | 07373B109 | COM | 11,339 | $180,000 | thousands, detected and multiplied | |
| KELLY SVCS INC | 488152307 | CL B | 10,718 | $180,000 | thousands, detected and multiplied | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18,030 | $178,000 | thousands, detected and multiplied | |
| Citigroup Inc. | 172967424 | COM | 3,790 | $177,000 | thousands, detected and multiplied | |
| BROOK PPTY PART CUM SRS 3 CL A PRF | G16249164 | COM | 14,200 | $176,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 1,000 | $163,000 | thousands, detected and multiplied | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 10,350 | $163,000 | thousands, detected and multiplied | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,100 | $158,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 742 | $157,000 | thousands, detected and multiplied | |
| ESAB CORPORATION | 29605J106 | COM | 2,600 | $153,000 | thousands, detected and multiplied | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 4,000 | $151,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 400 | $145,000 | thousands, detected and multiplied | |
| PERDOCEO ED CORP | 71363P106 | COM | 10,785 | $144,000 | thousands, detected and multiplied | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 8,116 | $143,000 | thousands, detected and multiplied | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,000 | $142,000 | thousands, detected and multiplied | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 8,900 | $142,000 | thousands, detected and multiplied | |
| VIASAT INC | 92552V100 | COM | 4,200 | $142,000 | thousands, detected and multiplied | |
| SILVERCREST METALS INC | 828363101 | COM | 20,000 | $142,000 | thousands, detected and multiplied | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 915 | $141,000 | thousands, detected and multiplied | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,380 | $141,000 | thousands, detected and multiplied | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,017 | $139,000 | thousands, detected and multiplied | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,350 | $136,000 | thousands, detected and multiplied | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 2,700 | $135,000 | thousands, detected and multiplied | |
| BLACKLINE, INC. | 09239B109 | COM | 2,000 | $134,000 | thousands, detected and multiplied | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 14,000 | $133,000 | thousands, detected and multiplied | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,000 | $132,000 | thousands, detected and multiplied | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 17,000 | $132,000 | thousands, detected and multiplied | |
| DENBURY INC | 24790A101 | COM | 1,500 | $131,000 | thousands, detected and multiplied | |
| LIVEONE INC | 53814X102 | COM | 115,500 | $131,000 | thousands, detected and multiplied | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,500 | $128,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 96,654 | $128,000 | thousands, detected and multiplied | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 15,000 | $126,000 | thousands, detected and multiplied | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 5,000 | $124,000 | thousands, detected and multiplied | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 500 | $121,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,450 | $120,000 | thousands, detected and multiplied | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 2,166 | $118,000 | thousands, detected and multiplied | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,533 | $118,000 | thousands, detected and multiplied | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 5,875 | $117,000 | thousands, detected and multiplied | |
| TEGNA INC COM | 87901J105 | Stock | 6,890 | $116,000 | thousands, detected and multiplied | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 4,700 | $110,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,640 | $110,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637104 | COM | 1,125 | $107,000 | thousands, detected and multiplied | |
| CMB.TECH NV SHS | B38564108 | Stock | 6,250 | $104,000 | thousands, detected and multiplied | |
| PEABODY ENGR CORP | 704551100 | COM | 4,000 | $102,000 | thousands, detected and multiplied | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 12,000 | $101,000 | thousands, detected and multiplied | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 5,600 | $100,000 | thousands, detected and multiplied | |
| TALKSPACE INC | 87427V103 | COM | 143,902 | $100,000 | thousands, detected and multiplied | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,000 | $99,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 946 | $97,000 | thousands, detected and multiplied | |
| ADVISORSHARES MSOS DAILY LEVERAGED ETF | 00768Y313 | ETF | 25,570 | $96,000 | thousands, detected and multiplied | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,049 | $92,000 | thousands, detected and multiplied | |
| MIMEDX GROUP INC | 602496101 | COM | 27,098 | $92,000 | thousands, detected and multiplied | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 19,600 | $91,000 | thousands, detected and multiplied | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,786 | $91,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 4,700 | $90,000 | thousands, detected and multiplied | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,800 | $90,000 | thousands, detected and multiplied | |
| Airbnb, Inc. Class A | 009066101 | COM | 711 | $88,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 5,000 | $87,000 | thousands, detected and multiplied | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 3,000 | $84,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 640 | $83,000 | thousands, detected and multiplied | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 4,150 | $81,000 | thousands, detected and multiplied | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 7,425 | $81,000 | thousands, detected and multiplied | |
| MODERNA INC | 60770K107 | COM | 508 | $78,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 2,500 | $73,000 | thousands, detected and multiplied | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,000 | $70,000 | thousands, detected and multiplied | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,999 | $69,000 | thousands, detected and multiplied | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 894 | $67,000 | thousands, detected and multiplied | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 500 | $67,000 | thousands, detected and multiplied | |
| OPGEN INC | 68373L406 | COM NEW | 50,892 | $67,000 | thousands, detected and multiplied | |
| Karora Resources Inc. | 48575L206 | COM | 20,000 | $67,000 | thousands, detected and multiplied | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,449 | $65,000 | thousands, detected and multiplied | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 5,000 | $65,000 | thousands, detected and multiplied | |
| ATHENE HOLDING LTD 4.875 DEP P | 04686j408 | PFD | 4,100 | $64,000 | thousands, detected and multiplied | |
| INMODE LTD SHS | M5425M103 | Stock | 1,966 | $62,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 408 | $61,000 | thousands, detected and multiplied | |
| SCYNEXIS INC | 811292200 | COM NEW | 20,588 | $61,000 | thousands, detected and multiplied | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $60,000 | thousands, detected and multiplied | |
| V2X INC | 92242T101 | COM | 1,500 | $59,000 | thousands, detected and multiplied | |
| MP MATERIALS CORP | 553368101 | COM CL A | 2,033 | $57,000 | thousands, detected and multiplied | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,000 | $56,000 | thousands, detected and multiplied | |
| BIOGEN INC COM | 09062X103 | Stock | 204 | $56,000 | thousands, detected and multiplied | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 18,200 | $54,000 | thousands, detected and multiplied | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,000 | $54,000 | thousands, detected and multiplied | |
| CAMECO CORP COM | 13321L108 | Stock | 2,033 | $53,000 | thousands, detected and multiplied | |
| CANOPY GROWTH CORP | 138035100 | COM | 30,000 | $52,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347G739 | FUND | 3,000 | $52,000 | thousands, detected and multiplied | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,000 | $51,000 | thousands, detected and multiplied | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,684 | $50,000 | thousands, detected and multiplied | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,000 | $50,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 510 | $49,000 | thousands, detected and multiplied | |
| NUVASIVE INC | 670704105 | COM | 1,200 | $49,000 | thousands, detected and multiplied | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,842 | $49,000 | thousands, detected and multiplied | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,500 | $48,000 | thousands, detected and multiplied | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,400 | $48,000 | thousands, detected and multiplied | |
| IROBOT CORP | 462726100 | COM | 1,100 | $48,000 | thousands, detected and multiplied | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 375 | $47,000 | thousands, detected and multiplied | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,500 | $47,000 | thousands, detected and multiplied | |
| ILLUMINA INC | 452327109 | COM | 203 | $47,000 | thousands, detected and multiplied | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,067 | $47,000 | thousands, detected and multiplied | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 7,500 | $47,000 | thousands, detected and multiplied | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 141 | $46,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 8,100 | $46,000 | thousands, detected and multiplied | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,000 | $46,000 | thousands, detected and multiplied | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 3,200 | $46,000 | thousands, detected and multiplied | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 705 | $45,000 | thousands, detected and multiplied | |
| GAMESTOP CORP | 36467W109 | CL A | 1,992 | $45,000 | thousands, detected and multiplied | |
| PAN AMERICAN SILVER RTS | 697900132 | COM | 83,500 | $45,000 | thousands, detected and multiplied | |
| AXONENTERPRISEINC | 05464C101 | STOK | 200 | $44,000 | thousands, detected and multiplied | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,800 | $44,000 | thousands, detected and multiplied | |
| ITT INC COM | 45073V108 | Stock | 500 | $43,000 | thousands, detected and multiplied | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 8,645 | $43,000 | thousands, detected and multiplied | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,416 | $43,000 | thousands, detected and multiplied | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,830 | $42,000 | thousands, detected and multiplied | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,800 | $41,000 | thousands, detected and multiplied | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1,017 | $40,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 919 | $40,000 | thousands, detected and multiplied | |
| SIEMENS A G - ADR | 826197501 | COM | 500 | $40,000 | thousands, detected and multiplied | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3,200 | $39,000 | thousands, detected and multiplied | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 3,870 | $39,000 | thousands, detected and multiplied | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 233 | $38,000 | thousands, detected and multiplied | |
| RH | 74967X103 | COM | 152 | $37,000 | thousands, detected and multiplied | |
| Morgan Stanley | 617446448 | COM | 417 | $36,000 | thousands, detected and multiplied | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 5,700 | $36,000 | thousands, detected and multiplied | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,000 | $36,000 | thousands, detected and multiplied | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 6,300 | $35,000 | thousands, detected and multiplied | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,000 | $35,000 | thousands, detected and multiplied | |
| CRANE NXT CO | 224441105 | COM | 900 | $35,000 | thousands, detected and multiplied | |
| CATALENT INC USD 0.01 | 148806102 | COM | 525 | $34,000 | thousands, detected and multiplied | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,160 | $33,000 | thousands, detected and multiplied | |
| ASANA INC | 04342Y104 | CL A | 1,580 | $33,000 | thousands, detected and multiplied | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,500 | $33,000 | thousands, detected and multiplied | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 1,650 | $32,000 | thousands, detected and multiplied | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,000 | $32,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,017 | $32,000 | thousands, detected and multiplied | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 46,187 | $32,000 | thousands, detected and multiplied | |
| PROTAGENIC THERAPEUTICS INC | 74365N202 | COM NEW | 18,750 | $32,000 | thousands, detected and multiplied | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 509 | $31,000 | thousands, detected and multiplied | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $31,000 | thousands, detected and multiplied | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 182 | $31,000 | thousands, detected and multiplied | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,000 | $31,000 | thousands, detected and multiplied | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 200 | $31,000 | thousands, detected and multiplied | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 375 | $30,000 | thousands, detected and multiplied | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 10,000 | $30,000 | thousands, detected and multiplied | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $29,000 | thousands, detected and multiplied | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 539 | $29,000 | thousands, detected and multiplied | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,580 | $29,000 | thousands, detected and multiplied | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 500 | $29,000 | thousands, detected and multiplied | |
| BARRICK GOLD CORP | 067901108 | COM | 1,600 | $29,000 | thousands, detected and multiplied | |
| CARVANA CO CL A | 146869102 | Stock | 2,871 | $28,000 | thousands, detected and multiplied | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,500 | $28,000 | thousands, detected and multiplied | |
| STATE STR CORP COM | 857477103 | Stock | 376 | $28,000 | thousands, detected and multiplied | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 4,875 | $28,000 | thousands, detected and multiplied | |
| FEDERAL NATL MTG ASSN PFD O VAR RATE | 313586794 | Preferred | 10,225 | $28,000 | thousands, detected and multiplied | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,016 | $27,000 | thousands, detected and multiplied | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 15,000 | $27,000 | thousands, detected and multiplied | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 114 | $26,000 | thousands, detected and multiplied | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,003 | $26,000 | thousands, detected and multiplied | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 2,923 | $26,000 | thousands, detected and multiplied | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 26,250 | $26,000 | thousands, detected and multiplied | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 6,221 | $25,000 | thousands, detected and multiplied | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 500 | $25,000 | thousands, detected and multiplied | |
| FOX CORP | 35137L204 | CL B COM | 800 | $25,000 | thousands, detected and multiplied | |
| GREIF INC | 397624107 | CL A | 401 | $25,000 | thousands, detected and multiplied | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 410 | $24,000 | thousands, detected and multiplied | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 2,000 | $24,000 | thousands, detected and multiplied | |
| ALGOMA STL GROUP INC | 015658107 | COM | 3,085 | $24,000 | thousands, detected and multiplied | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 450 | $24,000 | thousands, detected and multiplied | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 1,200 | $23,000 | thousands, detected and multiplied | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 2,000 | $23,000 | thousands, detected and multiplied | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 17,000 | $23,000 | thousands, detected and multiplied | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 520 | $23,000 | thousands, detected and multiplied | |
| Automatic Data Processing,Inc. | 053015103 | COM | 100 | $22,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $22,000 | thousands, detected and multiplied | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 1,000 | $22,000 | thousands, detected and multiplied | |
| ROGERS CORP COM | 775133101 | Stock | 140 | $22,000 | thousands, detected and multiplied | |
| RAPID7 INC COM | 753422104 | Stock | 500 | $22,000 | thousands, detected and multiplied | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,437 | $22,000 | thousands, detected and multiplied | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,000 | $22,000 | thousands, detected and multiplied | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 900 | $22,000 | thousands, detected and multiplied | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,000 | $22,000 | thousands, detected and multiplied | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 508 | $21,000 | thousands, detected and multiplied | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 102 | $21,000 | thousands, detected and multiplied | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 111 | $21,000 | thousands, detected and multiplied | |
| NEW JERSEY RES CORP | 646025106 | COM | 400 | $21,000 | thousands, detected and multiplied | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 800 | $21,000 | thousands, detected and multiplied | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,800 | $21,000 | thousands, detected and multiplied | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,800 | $20,000 | thousands, detected and multiplied | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,800 | $20,000 | thousands, detected and multiplied | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 200 | $19,000 | thousands, detected and multiplied | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,000 | $19,000 | thousands, detected and multiplied | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1,600 | $19,000 | thousands, detected and multiplied | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,600 | $19,000 | thousands, detected and multiplied | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 625 | $19,000 | thousands, detected and multiplied | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 28,050 | $19,000 | thousands, detected and multiplied | |
| NEXTPOINT FINANCIAL ORD | 65345F202 | COM | 6,600 | $19,000 | thousands, detected and multiplied | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 51 | $18,000 | thousands, detected and multiplied | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $18,000 | thousands, detected and multiplied | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 90 | $18,000 | thousands, detected and multiplied | |
| WESBANCO INC | 950810101 | COM | 600 | $18,000 | thousands, detected and multiplied | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,500 | $18,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 4,246 | $18,000 | thousands, detected and multiplied | call |
| FASTLY INC | 31188V100 | CL A | 1,000 | $17,000 | thousands, detected and multiplied | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,400 | $17,000 | thousands, detected and multiplied | |
| C3 METALS ORD | 22945L105 | COM | 450,000 | $17,000 | thousands, detected and multiplied | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,000 | $16,000 | thousands, detected and multiplied | |
| ALLSTATE CORP COM | 020002101 | Stock | 149 | $16,000 | thousands, detected and multiplied | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,500 | $16,000 | thousands, detected and multiplied | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 200 | $16,000 | thousands, detected and multiplied | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,000 | $16,000 | thousands, detected and multiplied | |
| CIENA CORP COM NEW | 171779309 | Stock | 300 | $15,000 | thousands, detected and multiplied | |
| IONQ INC COM | 46222L108 | Stock | 2,500 | $15,000 | thousands, detected and multiplied | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 128 | $15,000 | thousands, detected and multiplied | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,200 | $15,000 | thousands, detected and multiplied | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 1,615 | $15,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 523 | $14,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 44 | $14,000 | thousands, detected and multiplied | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 245 | $14,000 | thousands, detected and multiplied | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 203 | $14,000 | thousands, detected and multiplied | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,600 | $14,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 150 | $13,000 | thousands, detected and multiplied | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 400 | $13,000 | thousands, detected and multiplied | |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $13,000 | thousands, detected and multiplied | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 600 | $13,000 | thousands, detected and multiplied | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 800 | $13,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,200 | $13,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,100 | $13,000 | thousands, detected and multiplied | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 1,000 | $13,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 5,160 | $13,000 | thousands, detected and multiplied | |
| TELA BIO INC | 872381108 | COM | 1,296 | $13,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20,000 | $13,000 | thousands, detected and multiplied | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 100,000 | $13,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 45 | $12,000 | thousands, detected and multiplied | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,600 | $12,000 | thousands, detected and multiplied | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,200 | $12,000 | thousands, detected and multiplied | |
| BAXTER INTL INC | 071813109 | COM | 300 | $12,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,000 | $12,000 | thousands, detected and multiplied | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,400 | $12,000 | thousands, detected and multiplied | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 4,100 | $12,000 | thousands, detected and multiplied | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,000 | $12,000 | thousands, detected and multiplied | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $12,000 | thousands, detected and multiplied | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 5,000 | $12,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 240 | $11,000 | thousands, detected and multiplied | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 500 | $11,000 | thousands, detected and multiplied | |
| STOCK YDS BANCORP INC | 861025104 | COM | 200 | $11,000 | thousands, detected and multiplied | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 800 | $11,000 | thousands, detected and multiplied | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,800 | $11,000 | thousands, detected and multiplied | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,100 | $11,000 | thousands, detected and multiplied | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 700 | $11,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $11,000 | thousands, detected and multiplied | |
| KINETA INC | 49461C102 | COM | 3,400 | $11,000 | thousands, detected and multiplied | |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $10,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 300 | $10,000 | thousands, detected and multiplied | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 208 | $10,000 | thousands, detected and multiplied | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 800 | $10,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 3,000 | $10,000 | thousands, detected and multiplied | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 900 | $10,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 900 | $10,000 | thousands, detected and multiplied | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 600 | $10,000 | thousands, detected and multiplied | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 1,000 | $10,000 | thousands, detected and multiplied | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 26 | $9,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50 | $9,000 | thousands, detected and multiplied | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,800 | $9,000 | thousands, detected and multiplied | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,200 | $9,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 800 | $9,000 | thousands, detected and multiplied | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 800 | $9,000 | thousands, detected and multiplied | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $9,000 | thousands, detected and multiplied | |
| 1SPC PHARM ADR | 12591J207 | COM | 2,500 | $9,000 | thousands, detected and multiplied | |
| ICAD INC | 44934S206 | COM NEW | 7,500 | $9,000 | thousands, detected and multiplied | |
| ZENVIA CL A ORD | G9889V101 | COM | 9,000 | $9,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 350 | $9,000 | thousands, detected and multiplied | |
| KWIKCLICK ORD | 34955U107 | COM | 16,659 | $9,000 | thousands, detected and multiplied | |
| Waste Management, Inc. | 94106L109 | COM | 50 | $8,000 | thousands, detected and multiplied | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,200 | $8,000 | thousands, detected and multiplied | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 500 | $8,000 | thousands, detected and multiplied | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 9,421 | $8,000 | thousands, detected and multiplied | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 2,000 | $8,000 | thousands, detected and multiplied | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 700 | $8,000 | thousands, detected and multiplied | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 800 | $8,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 800 | $8,000 | thousands, detected and multiplied | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 800 | $8,000 | thousands, detected and multiplied | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 13,488 | $8,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 50 | $7,000 | thousands, detected and multiplied | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 400 | $7,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,220 | $7,000 | thousands, detected and multiplied | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 86 | $7,000 | thousands, detected and multiplied | |
| DYNEX CAP INC | 26817Q886 | COM | 600 | $7,000 | thousands, detected and multiplied | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 510 | $7,000 | thousands, detected and multiplied | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 170 | $7,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 600 | $7,000 | thousands, detected and multiplied | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 700 | $7,000 | thousands, detected and multiplied | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,506 | $7,000 | thousands, detected and multiplied | put |
| ESS TECH INC | 26916J106 | COMMON STOCK | 5,670 | $7,000 | thousands, detected and multiplied | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 200 | $6,000 | thousands, detected and multiplied | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 600 | $6,000 | thousands, detected and multiplied | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 197 | $6,000 | thousands, detected and multiplied | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 150 | $6,000 | thousands, detected and multiplied | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 4,500 | $6,000 | thousands, detected and multiplied | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 600 | $6,000 | thousands, detected and multiplied | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 300 | $6,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,400 | $6,000 | thousands, detected and multiplied | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 4,000 | $6,000 | thousands, detected and multiplied | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 600 | $6,000 | thousands, detected and multiplied | |
| CAMBRIDGE BANCORP | 132152109 | COM | 100 | $6,000 | thousands, detected and multiplied | |
| CASA SYS INC | 14713L102 | COM | 5,043 | $6,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 75 | $5,000 | thousands, detected and multiplied | |
| Verizon Communications Inc | 92343V104 | COM | 130 | $5,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 900 | $5,000 | thousands, detected and multiplied | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 600 | $5,000 | thousands, detected and multiplied | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 700 | $5,000 | thousands, detected and multiplied | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 125 | $5,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 500 | $5,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $5,000 | thousands, detected and multiplied | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 2,250 | $5,000 | thousands, detected and multiplied | call |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 600 | $5,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 500 | $5,000 | thousands, detected and multiplied | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 500 | $5,000 | thousands, detected and multiplied | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 500 | $5,000 | thousands, detected and multiplied | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 175 | $5,000 | thousands, detected and multiplied | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 500 | $5,000 | thousands, detected and multiplied | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 500 | $5,000 | thousands, detected and multiplied | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 300 | $5,000 | thousands, detected and multiplied | |
| NOVELSTEM INTERNATIONAL ORD (PNK) | 67001V109 | COM | 25,000 | $5,000 | thousands, detected and multiplied | |
| CARVER BANCORP ORD | 146875604 | COM | 1,340 | $5,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $4,000 | thousands, detected and multiplied | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 100 | $4,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100 | $4,000 | thousands, detected and multiplied | call |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 400 | $4,000 | thousands, detected and multiplied | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 400 | $4,000 | thousands, detected and multiplied | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $4,000 | thousands, detected and multiplied | |
| KOHLS CORP | 500255104 | COM | 210 | $4,000 | thousands, detected and multiplied | |
| MATTEL INC | 577081102 | COM | 250 | $4,000 | thousands, detected and multiplied | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 700 | $4,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 400 | $4,000 | thousands, detected and multiplied | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 600 | $4,000 | thousands, detected and multiplied | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 400 | $4,000 | thousands, detected and multiplied | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,017 | $4,000 | thousands, detected and multiplied | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 500 | $4,000 | thousands, detected and multiplied | |
| NERVGEN PHARMA CORP | 64082X203 | COM | 3,400 | $4,000 | thousands, detected and multiplied | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 400 | $4,000 | thousands, detected and multiplied | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 258 | $4,000 | thousands, detected and multiplied | |
| 89BIO INC | 282559103 | COM | 300 | $4,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 50 | $3,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 10 | $3,000 | thousands, detected and multiplied | call |
| Micron Technology,Inc. | 595112103 | COM | 50 | $3,000 | thousands, detected and multiplied | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 211 | $3,000 | thousands, detected and multiplied | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 120 | $3,000 | thousands, detected and multiplied | call |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 200 | $3,000 | thousands, detected and multiplied | |
| REALTY INCOME CORP COM | 756109104 | REIT | 60 | $3,000 | thousands, detected and multiplied | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 15 | $3,000 | thousands, detected and multiplied | put |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 240 | $3,000 | thousands, detected and multiplied | |
| VISTRA CORP COM | 92840M102 | Stock | 125 | $3,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 45 | $3,000 | thousands, detected and multiplied | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 400 | $3,000 | thousands, detected and multiplied | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 600 | $3,000 | thousands, detected and multiplied | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 75 | $3,000 | thousands, detected and multiplied | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 80 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 300 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 400 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 300 | $3,000 | thousands, detected and multiplied | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 400 | $3,000 | thousands, detected and multiplied | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 600 | $3,000 | thousands, detected and multiplied | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 500 | $3,000 | thousands, detected and multiplied | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 40 | $3,000 | thousands, detected and multiplied | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 300 | $3,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 300 | $3,000 | thousands, detected and multiplied | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 100 | $3,000 | thousands, detected and multiplied | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 125 | $3,000 | thousands, detected and multiplied | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 300 | $3,000 | thousands, detected and multiplied | |
| CRAWFORD & CO | 224633107 | COM | 450 | $3,000 | thousands, detected and multiplied | |
| PROVENTION BIO INC | 74374N102 | COM | 151 | $3,000 | thousands, detected and multiplied | call |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 2,000 | $3,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 125 | $3,000 | thousands, detected and multiplied | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,000 | $3,000 | thousands, detected and multiplied | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 351 | $3,000 | thousands, detected and multiplied | |
| ERAYAK PWR SOLUTION GROUP IN | G3109F103 | CLASS A ORD SHS | 1,500 | $3,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 2,000 | $3,000 | thousands, detected and multiplied | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 200 | $3,000 | thousands, detected and multiplied | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 25 | $2,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 65 | $2,000 | thousands, detected and multiplied | |
| MONGODB INC CL A | 60937P106 | Stock | 11 | $2,000 | thousands, detected and multiplied | |
| CAMECO CORP COM | 13321L108 | Stock | 82 | $2,000 | thousands, detected and multiplied | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 10 | $2,000 | thousands, detected and multiplied | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 200 | $2,000 | thousands, detected and multiplied | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 75 | $2,000 | thousands, detected and multiplied | |
| TELADOC HEALTH INC | 87918A105 | COM | 105 | $2,000 | thousands, detected and multiplied | call |
| NEWTEKONE INC | 652526203 | COM NEW | 190 | $2,000 | thousands, detected and multiplied | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 125 | $2,000 | thousands, detected and multiplied | |
| UMB FINL CORP | 902788108 | COM | 50 | $2,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 800 | $2,000 | thousands, detected and multiplied | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 140 | $2,000 | thousands, detected and multiplied | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 200 | $2,000 | thousands, detected and multiplied | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 50 | $2,000 | thousands, detected and multiplied | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 40 | $2,000 | thousands, detected and multiplied | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 200 | $2,000 | thousands, detected and multiplied | |
| PACWEST BANCORP DEL | 695263103 | COM | 300 | $2,000 | thousands, detected and multiplied | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 274 | $2,000 | thousands, detected and multiplied | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 500 | $2,000 | thousands, detected and multiplied | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 100 | $2,000 | thousands, detected and multiplied | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands, detected and multiplied | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| PCM FD INC | 69323T101 | COM | 300 | $2,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 200 | $2,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 100 | $2,000 | thousands, detected and multiplied | |
| RPT REALTY | 74971D101 | SH BEN INT | 300 | $2,000 | thousands, detected and multiplied | |
| FIRST HORIZON NATL CORP DP SHS | 320517600 | PREFERR | 100 | $2,000 | thousands, detected and multiplied | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 17,750 | $2,000 | thousands, detected and multiplied | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 1,000 | $2,000 | thousands, detected and multiplied | |
| NUVEEN GA DIVID | 67072B107 | COM | 200 | $2,000 | thousands, detected and multiplied | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3,000 | $2,000 | thousands, detected and multiplied | |
| INTEGRAL ACQUISITION CORP 1 | 45827K200 | UNIT 05/31/2028 | 220 | $2,000 | thousands, detected and multiplied | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| NEWMONT CORP | 651639106 | COM | 35 | $1,000 | thousands, detected and multiplied | |
| C3 AI INC | 12468P104 | CL A | 45 | $1,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-23-000002 | this filing | 2023-04-12 | acceptance time not in the bulk data set |