13F-HR/A filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-02-01, with 599 holding rows worth $186,935,000.
- Accession
- 0001742998-22-000004
- Filer
- CIK 1742998
- Filed
- 2022-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type restatement, 605 entries on the cover page, a total value of $186,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,641,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
- included managerSender Co & Partners, Inc.
- included managerVazirani Asset Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 37 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 40 | $1,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 20 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 100 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 30 | $1,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 5 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200 | $1,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 200 | $1,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 140 | $1,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 100 | $1,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 28 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 188 | $1,000 | thousands by filing date | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 600 | $1,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 254 | $1,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 300 | $1,000 | thousands by filing date | |
| XIAOMI CORP UNSP ADR | 98421U108 | COM | 100 | $1,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 100 | $1,000 | thousands by filing date | |
| Telkonet, Inc. | 879604106 | com | 77,000 | $1,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 105 | $1,000 | thousands by filing date | put |
| DUNE ACQUISITION CORP | 265334102 | COM | 200 | $1,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 200 | $1,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 7,873 | $1,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 100 | $1,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 334 | $1,000 | thousands by filing date | call |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 600 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 100 | $1,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 100 | $1,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 100 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SWEETGREEN INC | 87043Q108 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IONQ INC COM | 46222L108 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IONQ INC COM | 46222L108 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 75 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INCYTE CORP COM | 45337C102 | Stock | 140 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALTY INCOME CORP COM | 756109104 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWGENERATION CORP | 39986L109 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YEXT INC | 98585N106 | COM | 67 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 78 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 117 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LATCH ORD | 51818V106 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 810 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYNE THERAP. | 92941V209 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 177 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTIPLAN CORPORATION | 62548M100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE SAFARI GRP ACQUISITN CO | G1195R130 | RIGHT 09/24/2026 | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 3,093 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASPER SLEEP INC | 147626105 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME PLATE ACQUISITION CORP | 43734R202 | UNIT 09/30/2026 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W102 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-22-000001 | superseded | 2022-01-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001742998-22-000004 | this filing | 2022-02-01 | acceptance time not in the bulk data set |