13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-13, with 738 holding rows worth $215,806,000.
- Accession
- 0001742998-21-000007
- Filer
- CIK 1742998
- Filed
- 2021-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 739 entries on the cover page, a total value of $215,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $215,443,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,221 | $11,284,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 47,731 | $7,206,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 279,519 | $7,124,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 558,267 | $5,655,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 202,013 | $5,521,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 290,753 | $4,762,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 430,092 | $4,210,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 417,756 | $4,123,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 680,000 | $3,706,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,293 | $3,605,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,589 | $3,411,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 179,069 | $3,373,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 27,500 | $3,207,000 | thousands by filing date | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 88,050 | $2,862,000 | thousands by filing date | |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 25,500 | $2,757,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 31,000 | $2,732,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 40,951 | $2,709,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 32,400 | $2,649,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 258,800 | $2,616,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 244,687 | $2,544,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 24,210 | $2,518,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 41,610 | $2,499,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,050 | $2,418,000 | thousands by filing date | |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 237,597 | $2,361,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 45,530 | $2,307,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 116,950 | $2,303,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 920,449 | $2,255,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 225,340 | $2,210,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 65,213 | $2,175,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,030 | $2,128,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 110,400 | $2,108,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 185,500 | $2,077,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 78,300 | $2,035,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 38,000 | $2,012,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 246,119 | $1,998,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 118,817 | $1,973,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 13,992 | $1,889,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,540 | $1,881,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,532 | $1,721,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 74,000 | $1,617,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 50,000 | $1,508,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 350,293 | $1,401,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 136,475 | $1,371,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 22,570 | $1,335,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,371 | $1,319,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 30,000 | $1,308,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 270,000 | $1,172,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 14,500 | $1,166,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 115,891 | $1,148,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 116,000 | $1,136,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 88,700 | $1,118,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 18,900 | $1,083,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 108,000 | $1,059,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 30,000 | $1,030,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 100,152 | $989,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 95,900 | $954,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 111,723 | $927,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 176,791 | $898,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 89,589 | $895,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 91,000 | $893,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 50,000 | $856,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,142 | $850,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,700 | $847,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 5,171 | $826,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 318,000 | $823,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 83,188 | $823,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 94,852 | $782,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 79,344 | $779,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 142,575 | $717,000 | thousands by filing date | |
| WESCO INTERNATIONAL DEP SH 1/1000 (A) | 95082P303 | WESCO INTERNATIONAL DEP SH 1/1000 (A) | 22,500 | $706,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 43,748 | $698,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,000 | $677,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 46,640 | $676,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,585 | $674,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 24,400 | $667,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15,000 | $666,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 60,542 | $590,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 20,490 | $582,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 80,109 | $580,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 49,790 | $577,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 35,613 | $565,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 96,400 | $544,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 8,100 | $524,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,650 | $519,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 52,050 | $511,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 51,000 | $504,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 50,000 | $502,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,000 | $496,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 3,900 | $492,000 | thousands by filing date | |
| ZALATORIS II ACQUISITION COR | G9831X114 | UNIT 07/27/2021 | 50,000 | $491,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 83,500 | $464,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 44,659 | $436,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 44,140 | $433,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,280 | $432,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 29,019 | $423,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,852 | $420,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 20,000 | $413,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 39,814 | $405,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 25,905 | $399,000 | thousands by filing date | |
| ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 | 01407X104 | CL A COM | 39,575 | $399,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 50,000 | $384,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 55,000 | $381,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 21,900 | $374,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,700 | $373,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25,500 | $371,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 36,718 | $364,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 34,745 | $355,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 27,000 | $348,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 12,400 | $345,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,950 | $342,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 10,000 | $341,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 35,000 | $341,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 6,155 | $338,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 34,100 | $338,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,400 | $332,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,500 | $318,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,400 | $318,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 5,000 | $316,000 | thousands by filing date | |
| HOEGH LNG PAR 8.75 PFDPFD SER A | Y3262R118 | COM | 14,406 | $313,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 30,400 | $304,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,700 | $302,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,136 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,543 | $296,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 26,000 | $296,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,000 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,443 | $292,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 5,301 | $288,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,000 | $286,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 8,850 | $280,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 60,000 | $280,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 19,022 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,550 | $276,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 50,000 | $272,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 27,302 | $268,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 25,000 | $255,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,500 | $253,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 25,000 | $248,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 25,000 | $247,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 25,000 | $246,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 25,000 | $246,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 97,938 | $236,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 10,387 | $230,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,960 | $230,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 631 | $225,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,494 | $220,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 60,000 | $213,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 20,000 | $211,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 21,144 | $209,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 21,100 | $207,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,900 | $206,000 | thousands by filing date | call |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 20,478 | $204,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 20,500 | $204,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 20,000 | $201,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 20,000 | $201,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 17,300 | $198,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 19,900 | $198,000 | thousands by filing date | |
| BOMBARDIER INC FCLASS B | 097751200 | COM | 115,500 | $197,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 21,500 | $194,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,500 | $192,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,768 | $192,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,000 | $191,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,500 | $185,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,250 | $184,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,000 | $181,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,100 | $179,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,000 | $175,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 17,500 | $171,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,331 | $168,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,000 | $167,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,500 | $165,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,000 | $162,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 35,000 | $162,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 9,214 | $157,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 20,000 | $157,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 13,411 | $156,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 16,200 | $156,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 9,000 | $155,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 96,000 | $154,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 18,800 | $153,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 656 | $152,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,900 | $150,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,000 | $147,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 17,930 | $147,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,800 | $144,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 8,936 | $142,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 14,701 | $142,000 | thousands by filing date | |
| EDGEWATER BANCORP ORD | 28027J108 | COM | 3,688 | $142,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,000 | $141,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 17,100 | $141,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,000 | $139,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 7,333 | $138,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,000 | $137,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,000 | $137,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 8,914 | $137,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,000 | $133,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 900 | $131,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,400 | $131,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,500 | $129,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 15,000 | $127,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 7,786 | $126,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,891 | $123,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 13,200 | $119,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 12,000 | $119,000 | thousands by filing date | |
| INNOVID CORP COMMON STOCK | G49393104 | Stock | 12,070 | $119,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,025 | $118,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 12,000 | $118,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 12,100 | $118,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,817 | $117,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 58,873 | $117,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 6,000 | $115,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 10,000 | $114,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 10,000 | $113,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 2,500 | $112,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 5,871 | $112,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 11,100 | $111,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,000 | $110,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,500 | $110,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 8,000 | $109,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 9,000 | $109,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 37,000 | $109,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,000 | $108,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 7,800 | $108,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 6,000 | $106,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 10,402 | $105,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 5,600 | $104,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 10,500 | $104,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 9,770 | $103,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 8,500 | $103,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 34,113 | $103,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 10,000 | $103,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 5,000 | $102,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,394 | $102,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 10,000 | $101,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,412 | $99,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,511 | $99,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,038 | $99,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 665 | $98,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,000 | $98,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 10,000 | $98,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 9,410 | $98,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 4,900 | $97,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 30,000 | $96,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,400 | $95,000 | thousands by filing date | put |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 5,000 | $93,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 4,500 | $93,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 500 | $92,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 23,180 | $92,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,000 | $89,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,520 | $89,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 67,000 | $89,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 507 | $85,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,200 | $84,000 | thousands by filing date | |
| PERSHING SQUARE HL ORDF | G7016V101 | UNLSTD FOREIGN ORDRY | 2,331 | $84,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 8,500 | $84,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 5,725 | $83,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 7,103 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 7,800 | $83,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 8,500 | $82,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,500 | $81,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 36,480 | $80,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 9,421 | $79,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,000 | $79,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 5,000 | $79,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,000 | $79,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 8,100 | $79,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 8,000 | $79,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 3,750 | $78,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 7,870 | $77,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 5,000 | $76,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 24,683 | $76,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,000 | $75,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 12,500 | $75,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 5,750 | $75,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,000 | $75,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 5,000 | $75,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 3,502 | $75,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 2,500 | $74,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 5,000 | $74,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 794 | $73,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,500 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 3,700 | $71,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,497 | $69,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 4,000 | $67,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,210 | $66,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 169 | $66,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 7,000 | $66,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 6,741 | $66,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 122 | $65,000 | thousands by filing date | call |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 5,377 | $65,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,111 | $64,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 271 | $64,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 251 | $64,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,328 | $64,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,142 | $64,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 4,005 | $64,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 8,060 | $64,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 12,500 | $64,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 2,500 | $63,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 416 | $62,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,278 | $62,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2,500 | $62,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 4,900 | $62,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 40,708 | $62,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 742 | $61,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,000 | $61,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 5,000 | $61,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 882 | $60,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,100 | $60,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 1,900 | $60,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 6,050 | $60,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 491 | $59,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,700 | $59,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 5,500 | $59,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,800 | $59,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 2,000 | $58,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 854 | $58,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 5,000 | $58,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,000 | $58,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 5,000 | $58,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $58,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,500 | $57,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 5,000 | $57,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2,987 | $57,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 4,000 | $56,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 693 | $56,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 796 | $56,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 143 | $55,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 2,500 | $55,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,000 | $55,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 2,500 | $54,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,900 | $54,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD O VAR RATE | 313586794 | Preferred | 14,325 | $54,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 11,100 | $54,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 2,000 | $53,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,500 | $53,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 723 | $53,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 437 | $52,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,732 | $52,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,000 | $52,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 3,593 | $52,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 5,400 | $52,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,250 | $51,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,250 | $51,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,973 | $51,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 5,600 | $51,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 7,000 | $51,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,089 | $51,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 7,000 | $51,000 | thousands by filing date | |
| HERITAGE SOUTHEAST BANCORPORATION INC | 42727V105 | COM | 2,000 | $51,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,674 | $50,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 5,000 | $50,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS CVR | 014CVR013 | COM | 57,600 | $50,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D113 | RIGHT 04/07/2022 | 66,900 | $50,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 805 | $49,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,339 | $49,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 5,000 | $48,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 5,000 | $48,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,774 | $48,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,250 | $48,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,195 | $48,000 | thousands by filing date | |
| NEWLAKE CAPITAL PARTNERS INC C | 651495103 | COM | 1,650 | $48,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 5,000 | $48,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7,500 | $47,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $47,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,000 | $47,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 2,993 | $47,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,702 | $47,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 19,863 | $47,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 138 | $46,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 8,470 | $46,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $45,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 6,500 | $45,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 4,600 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 3,050 | $44,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 3,500 | $44,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 7,500 | $43,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 10,905 | $43,000 | thousands by filing date | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 1,500 | $42,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,900 | $42,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 1,750 | $42,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 1,650 | $42,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,000 | $41,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,500 | $41,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,000 | $41,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 240 | $41,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 4,300 | $41,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 6,000 | $41,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 127,959 | $41,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,000 | $40,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,000 | $40,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,000 | $40,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 258 | $40,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,399 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,800 | $40,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 2,000 | $40,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 4,750 | $40,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,500 | $39,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,302 | $39,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 2,446 | $39,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 4,000 | $39,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 3,906 | $39,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 1,150 | $38,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 5,000 | $38,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,000 | $38,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 2,000 | $38,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 1,320 | $38,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,500 | $37,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 4,687 | $37,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 4,312 | $36,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 2,500 | $36,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,000 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,500 | $36,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,750 | $36,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTAE TRUST R5.5 CUM PRF A NON-CUMULATIVE CALLABLE 07/30/2026 | 65340G304 | Preferred Stock | 1,655 | $36,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 3,680 | $36,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,000 | $35,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 5,800 | $35,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 3,600 | $35,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 750 | $34,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 650 | $34,000 | thousands by filing date | call |
| ORIGIN MATERIALS INC | 68622D106 | COM | 5,100 | $34,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 3,500 | $34,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,500 | $33,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 3,002 | $33,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 3,400 | $33,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 175 | $32,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,750 | $32,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,000 | $32,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 74 | $31,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,500 | $31,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,500 | $31,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,000 | $31,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,000 | $31,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 5,000 | $31,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,300 | $31,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 3,137 | $31,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,120 | $30,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 200 | $30,000 | thousands by filing date | call |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 1,000 | $30,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,500 | $30,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,750 | $30,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 2,000 | $30,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 3,003 | $30,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 2,591 | $30,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 3,000 | $30,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,500 | $29,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 3,492 | $29,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 5,000 | $29,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 1,500 | $29,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 2,900 | $29,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,250 | $28,000 | thousands by filing date | |
| DATCHAT INC | 23816M107 | COM | 2,110 | $28,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 500 | $27,000 | thousands by filing date | call |
| BARINGS BDC INC | 06759L103 | COM | 2,500 | $27,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 2,000 | $27,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 2,000 | $26,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 3,000 | $26,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,000 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $25,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 480 | $25,000 | thousands by filing date | put |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 5,000 | $25,000 | thousands by filing date | |
| GRAYSCALE COINDESK CRYPTO | G40705108 | USD SHS | 1,000 | $25,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 3,000 | $25,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,500 | $24,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 660 | $24,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 5,000 | $24,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,500 | $24,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 2,525 | $24,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,500 | $23,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,750 | $23,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 2,795 | $23,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 500 | $23,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 2,360 | $23,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 2,409 | $23,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,250 | $22,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 1,000 | $22,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 2,248 | $22,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 2,216 | $22,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 2,500 | $21,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 10,000 | $21,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 2,200 | $21,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 2,406 | $21,000 | thousands by filing date | |
| Bitwise 10 Crypto Index Fund | 091749101 | COM | 500 | $20,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 200 | $20,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,500 | $20,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 500 | $20,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 4,154 | $20,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,500 | $19,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,500 | $19,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 665 | $19,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 430 | $19,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 460 | $18,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 1,600 | $18,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 1,842 | $18,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,000 | $17,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 240 | $17,000 | thousands by filing date | call |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 1,770 | $17,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,500 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 150 | $16,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-21-000007 | this filing | 2021-10-13 | acceptance time not in the bulk data set |