13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-14, with 821 holding rows worth $250,905,000.
- Accession
- 0001742998-21-000006
- Filer
- CIK 1742998
- Filed
- 2021-07-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 821 entries on the cover page, a total value of $250,905,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,522,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 1,109,700 | $11,052,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 48,439 | $8,898,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 53,300 | $5,877,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 584,387 | $5,861,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 251,026 | $5,703,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 53,000 | $5,584,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 406,879 | $5,545,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 114,384 | $5,067,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 492,168 | $4,808,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 20,448 | $4,226,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 425,092 | $4,144,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 384,452 | $4,109,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 397,000 | $3,966,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 101,571 | $3,891,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 380,384 | $3,845,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 306,000 | $3,069,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 306,851 | $3,053,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 164,610 | $2,770,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,036,858 | $2,643,000 | thousands by filing date | |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 24,000 | $2,598,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 218,721 | $2,543,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 273,993 | $2,438,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 450,000 | $2,394,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 115,852 | $2,388,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 238,000 | $2,382,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 217,883 | $2,372,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 220,700 | $2,220,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 213,300 | $2,124,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,650 | $2,120,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 203,650 | $2,111,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 94,134 | $2,061,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,100 | $1,869,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 184,422 | $1,866,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,863 | $1,860,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 34,541 | $1,841,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 7,510 | $1,815,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,075 | $1,790,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 156,584 | $1,781,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 397,399 | $1,680,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 98,693 | $1,642,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 39,800 | $1,607,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 31,250 | $1,557,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 76,200 | $1,460,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 12,500 | $1,408,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 47,300 | $1,393,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,950 | $1,373,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 160,000 | $1,344,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,000 | $1,307,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 15,700 | $1,300,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 81,750 | $1,281,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 123,639 | $1,274,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 55,196 | $1,249,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,000 | $1,232,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 48,270 | $1,197,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 135,000 | $1,183,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 67,500 | $1,137,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 18,300 | $1,109,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 25,471 | $1,106,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 15,617 | $1,092,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 62,953 | $1,056,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 4,580 | $1,053,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 102,694 | $1,025,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 343,000 | $1,018,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 55,006 | $1,004,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 122,163 | $1,001,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 50,000 | $987,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 97,233 | $982,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 170,000 | $928,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,730 | $919,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 37,650 | $890,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 20,000 | $888,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 103,400 | $880,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 207,236 | $849,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 18,570 | $839,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 57,928 | $839,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 4,695 | $815,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 80,000 | $798,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 10,000 | $773,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 167,000 | $773,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,888 | $767,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 20,000 | $736,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 85,319 | $712,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 38,025 | $679,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 68,793 | $677,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 64,818 | $668,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 38,259 | $665,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 10,000 | $656,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 62,945 | $654,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 8,110 | $652,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,969 | $645,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,500 | $643,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 175,000 | $628,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 10,000 | $600,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 46,550 | $580,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 40,809 | $576,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,988 | $565,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,381 | $529,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 65,455 | $515,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 51,063 | $507,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 50,000 | $503,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,000 | $498,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 51,060 | $497,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,600 | $494,000 | thousands by filing date | |
| TECHNIP ENERGIES ADR - SPON | 87854Y109 | COM | 36,239 | $494,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,140 | $487,000 | thousands by filing date | put |
| CERES ACQUISITION CORP COM CL A | 156734105 | Common Stock | 47,563 | $480,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,500 | $479,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,860 | $463,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,500 | $452,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 45,275 | $447,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 29,644 | $438,000 | thousands by filing date | |
| WESCO INTERNATIONAL DEP SH 1/1000 (A) | 95082P303 | WESCO INTERNATIONAL DEP SH 1/1000 (A) | 13,906 | $429,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,000 | $424,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 41,737 | $412,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 40,074 | $400,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 40,000 | $396,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,450 | $380,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,720 | $379,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 104,400 | $378,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 50,000 | $376,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,000 | $373,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 36,718 | $370,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 36,560 | $365,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 21,800 | $364,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 3,000 | $363,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,000 | $348,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 34,000 | $347,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 12,700 | $343,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 35,000 | $341,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 29,339 | $340,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 33,910 | $337,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,000 | $336,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 7,900 | $334,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 9,093 | $334,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,400 | $330,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,475 | $323,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 32,500 | $320,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 50,000 | $315,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 31,458 | $313,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,190 | $311,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 14,131 | $311,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 45,000 | $310,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 18,000 | $308,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 6,000 | $306,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 19,700 | $304,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 30,300 | $304,000 | thousands by filing date | |
| DTE ENERGY CO | 233331115 | COMMON STOCK | 2,700 | $299,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,000 | $295,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 30,000 | $292,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,400 | $288,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,000 | $288,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 60,000 | $288,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 18,000 | $287,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 25,000 | $283,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 47,082 | $283,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 30,000 | $280,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,700 | $273,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,544 | $271,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,228 | $270,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 15,979 | $267,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 220,321 | $262,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 7,500 | $260,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,500 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,500 | $253,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 4,750 | $252,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 25,000 | $250,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 25,000 | $250,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION COR COM CL A | 629070103 | Stock | 25,000 | $249,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,800 | $248,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 25,000 | $247,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 19,760 | $242,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 23,300 | $242,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,500 | $236,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 20,020 | $230,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 11,100 | $229,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,000 | $228,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 640 | $226,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 24,620 | $222,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 96,000 | $222,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,000 | $219,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 20,000 | $218,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 14,076 | $217,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 21,144 | $217,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 50,000 | $215,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 45,684 | $213,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,000 | $210,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 62,683 | $209,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 17,200 | $209,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 20,000 | $209,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 21,000 | $205,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 10,556 | $203,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 7,050 | $203,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 20,000 | $202,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 30,737 | $200,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 14,046 | $198,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 20,000 | $198,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,000 | $195,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 4,000 | $193,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,500 | $190,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 5,200 | $187,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 18,510 | $185,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,000 | $180,000 | thousands by filing date | |
| Societe Generale | 83364L109 | Equity | 30,000 | $180,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,000 | $177,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,480 | $176,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,000 | $175,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 17,500 | $170,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $166,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,200 | $165,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,986 | $165,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,102 | $164,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 67 | $163,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,750 | $162,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 16,000 | $161,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 40,000 | $159,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 17,500 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,000 | $157,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,900 | $157,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 618 | $156,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 8,374 | $155,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 15,801 | $154,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,000 | $153,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 5,000 | $152,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,734 | $151,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 15,060 | $151,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,900 | $149,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 14,701 | $147,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 14,619 | $146,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 12,210 | $145,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 9,000 | $144,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,200 | $143,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 9,100 | $142,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 41,300 | $142,000 | thousands by filing date | |
| EDGEWATER BANCORP ORD | 28027J108 | COM | 3,688 | $142,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 9,000 | $140,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 608 | $139,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 33,992 | $137,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 657 | $135,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,000 | $135,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 10,000 | $135,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,000 | $133,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 3,500 | $132,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 5,000 | $131,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,000 | $128,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317102 | CLASS A ORD SHS | 12,500 | $128,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,000 | $127,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 8,000 | $126,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 10,000 | $126,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,000 | $125,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 9,000 | $125,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 10,000 | $125,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,500 | $124,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,337 | $123,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 4,000 | $121,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 12,000 | $120,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 4,000 | $119,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,124 | $119,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,000 | $118,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 12,100 | $117,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 11,790 | $117,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 75,000 | $115,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 10,000 | $114,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,800 | $113,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 7,000 | $113,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 6,000 | $113,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 8,000 | $113,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,100 | $112,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 10,552 | $112,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 20,000 | $112,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 11,100 | $112,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,000 | $111,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 45 | $109,000 | thousands by filing date | call |
| PERSHING SQUARE HL ORDF | G7016V101 | UNLSTD FOREIGN ORDRY | 3,000 | $109,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 10,900 | $109,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 3,765 | $108,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 7,730 | $108,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 6,200 | $107,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 20,000 | $107,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,318 | $106,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 8,000 | $106,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 6,500 | $105,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 3,116 | $102,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 10,000 | $100,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,000 | $100,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 10,000 | $100,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,480 | $99,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 6,000 | $99,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 10,000 | $99,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 16,025 | $98,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 1,057 | $95,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 2,500 | $95,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 7,000 | $94,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 4,000 | $92,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,000 | $92,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 1,582 | $91,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3,500 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,000 | $89,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,000 | $88,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 4,000 | $88,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 3,000 | $88,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 3,000 | $87,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 520 | $86,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 5,000 | $85,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,000 | $85,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 6,000 | $84,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 4,000 | $84,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 8,400 | $84,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 3,000 | $83,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 14,800 | $83,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,000 | $82,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 3,500 | $82,000 | thousands by filing date | |
| GASLOG PAR 10.1384 PFDPFD SER B | Y2687W124 | PREFERRED STOCK | 3,423 | $82,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,500 | $81,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,000 | $81,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,800 | $81,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,500 | $81,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 8,000 | $81,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 4,000 | $80,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 3,500 | $80,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,750 | $80,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 8,000 | $80,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,000 | $79,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 6,000 | $79,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,000 | $79,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,000 | $79,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,000 | $79,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 710 | $78,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 5,000 | $78,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 5,623 | $78,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 921 | $78,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 5,534 | $77,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 7,000 | $76,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,000 | $75,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 6,000 | $75,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,000 | $75,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,000 | $75,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 5,000 | $75,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,000 | $75,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,000 | $74,000 | thousands by filing date | |
| RH | 74967X103 | COM | 109 | $74,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,000 | $73,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 1,000 | $73,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,720 | $73,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 2,500 | $72,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 7,000 | $71,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 2,262 | $70,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,500 | $70,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 7,692 | $70,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 7,050 | $70,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,020 | $69,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 2,000 | $69,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,000 | $68,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 5,000 | $68,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 820 | $67,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 5,000 | $67,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,000 | $66,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,660 | $66,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 32,800 | $66,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 7,000 | $65,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 1,031 | $65,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 6,587 | $65,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 2,800 | $64,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 3,000 | $64,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 17,616 | $64,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 6,600 | $64,000 | thousands by filing date | |
| TRITON INTER | G9078F206 | PREFERRED STOCK | 2,300 | $63,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 5,000 | $62,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1,682 | $62,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 6,000 | $62,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 10,000 | $61,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 34,626 | $61,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $61,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 2,000 | $60,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 4,000 | $60,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 12,776 | $60,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 330 | $59,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,000 | $59,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,710 | $59,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 3,500 | $59,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,500 | $59,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,000 | $59,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 6,050 | $59,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,739 | $58,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,400 | $58,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,000 | $58,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 2,000 | $58,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 5,850 | $58,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,000 | $57,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD O VAR RATE | 313586794 | Preferred | 15,525 | $57,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 161 | $56,000 | thousands by filing date | call |
| INTAPP INC | 45827U109 | COM | 2,000 | $56,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,443 | $56,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,000 | $55,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,343 | $55,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,000 | $54,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,000 | $54,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,000 | $54,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,500 | $54,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 3,500 | $54,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 5,970 | $54,000 | thousands by filing date | |
| GEELY AUTOMOTIVE HLDGS LTD SHS | G3777B103 | COM | 17,285 | $54,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 5,000 | $53,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 4,000 | $52,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 1,023 | $52,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,100 | $52,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,705 | $52,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 5,300 | $52,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 3,943 | $51,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,600 | $51,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,063 | $51,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 5,000 | $51,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 5,300 | $51,000 | thousands by filing date | |
| HERITAGE SOUTHEAST BANCORPORATION INC | 42727V105 | COM | 2,000 | $51,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 5,000 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 425 | $50,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,264 | $50,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 5,000 | $50,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 2,000 | $50,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 949 | $50,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 15,837 | $50,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PL ORDF | g053a3104 | COM | 30,000 | $50,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS CVR | 014CVR013 | COM | 57,600 | $50,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 5,127 | $50,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,581 | $49,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 638 | $49,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,500 | $49,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 1,000 | $49,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 2,500 | $49,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 842 | $49,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,500 | $48,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 1,200 | $48,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,500 | $48,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 500 | $48,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 5,000 | $48,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $47,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,500 | $47,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 1,200 | $47,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,000 | $47,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,000 | $46,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,384 | $46,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 7,785 | $46,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 40,772 | $46,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,000 | $45,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 4,600 | $45,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,000 | $44,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,000 | $44,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,000 | $44,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,500 | $44,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D113 | RIGHT 04/07/2022 | 52,000 | $44,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 716 | $43,000 | thousands by filing date | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 3,000 | $43,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 3,500 | $43,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 724 | $43,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 4,410 | $43,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 3,000 | $42,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 3,492 | $42,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 1,500 | $42,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 3,500 | $42,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,197 | $42,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,000 | $41,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 4,300 | $41,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,229 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,413 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,543 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,871 | $40,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,000 | $40,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 4,000 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,060 | $40,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 10,151 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 150 | $39,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 64 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,000 | $39,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 4,000 | $39,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 24,900 | $38,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 3,000 | $38,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,229 | $38,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 102,517 | $38,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 675 | $37,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTAE TRUST R5.5 CUM PRF A NON-CUMULATIVE CALLABLE 07/30/2026 | 65340G304 | Preferred Stock | 1,655 | $36,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 6,233 | $36,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 440 | $35,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 3,680 | $35,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 53 | $34,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 3,200 | $33,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 2,895 | $33,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,085 | $33,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 3,250 | $33,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 10,000 | $33,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,120 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200 | $32,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 3,300 | $32,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 5,329 | $32,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 3,137 | $31,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,000 | $30,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 12,700 | $30,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 155 | $29,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 5,000 | $29,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 1,317 | $29,000 | thousands by filing date | |
| TARONIS FUELS ORD | 87621P209 | COM | 4,361 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-21-000006 | this filing | 2021-07-14 | acceptance time not in the bulk data set |