13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-09, with 502 holding rows worth $131,697,000.
- Accession
- 0001742998-20-000004
- Filer
- CIK 1742998
- Filed
- 2020-04-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 502 entries on the cover page, a total value of $131,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,469,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN PLC | G0177J108 | SHS | 103,984 | $18,415,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 37,036 | $5,001,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,262,420 | $3,416,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11,390 | $2,980,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 121,900 | $2,973,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 24,212 | $2,937,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 118,250 | $2,757,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,301 | $2,673,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 48,572 | $2,578,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 73,651 | $2,569,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 42,243 | $2,350,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 208,903 | $2,222,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 36,300 | $2,148,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 67,227 | $2,123,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 22,205 | $2,118,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 118,416 | $1,764,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $1,754,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 87,400 | $1,508,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 13,000 | $1,436,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 370,000 | $1,413,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 211,245 | $1,406,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,560 | $1,403,000 | thousands by filing date | |
| API GROUP ORD | G49894101 | COM | 193,700 | $1,355,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 31,616 | $1,332,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 41,750 | $1,188,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 583,517 | $1,172,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 27,800 | $1,164,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 115,030 | $1,042,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,350 | $1,031,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10,000 | $1,030,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 101,200 | $1,024,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,200 | $995,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 17,000 | $983,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 35,000 | $939,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 10,570 | $931,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 13,200 | $918,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 520,000 | $894,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 110,967 | $863,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 44,200 | $860,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 37,000 | $828,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 49,813 | $819,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 60,000 | $774,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,000 | $774,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 202,909 | $771,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 229,597 | $711,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 56,400 | $686,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 20,000 | $675,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 83,513 | $675,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,100 | $607,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 50,000 | $602,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 115,717 | $588,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 18,675 | $559,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 29,100 | $556,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,000 | $552,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 88,400 | $544,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 47,782 | $538,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 200,000 | $536,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 17,450 | $529,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 135,000 | $523,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 20,000 | $517,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 300,000 | $516,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 163,550 | $500,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC COM | 12448X102 | COM | 2,098,617 | $500,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,000 | $487,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,500 | $476,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 98,600 | $468,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 65,200 | $468,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 20,200 | $447,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 96,601 | $437,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 40,200 | $416,000 | thousands by filing date | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 69,075 | $402,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 29,000 | $399,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 40,492 | $396,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,960 | $383,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 50,000 | $366,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 35,000 | $353,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 13,000 | $353,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 62,500 | $346,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,001 | $343,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 85,000 | $343,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 58,400 | $340,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 34,000 | $335,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,700 | $331,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 175,000 | $330,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,001 | $328,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,597 | $322,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,661 | $303,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,000 | $301,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 25,000 | $300,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 5,950 | $292,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,000 | $285,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 44,729 | $285,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,125 | $280,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 49,800 | $276,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 18,000 | $273,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 5,000 | $254,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,729 | $249,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 99,200 | $247,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,000 | $244,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,609 | $241,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 12,795 | $241,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,072 | $228,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 36,000 | $224,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 19,665 | $221,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 22,500 | $220,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,250 | $216,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15,139 | $214,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,050 | $213,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 25,000 | $212,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 12,631 | $212,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 43,000 | $211,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 65,000 | $211,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,660 | $208,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,900 | $208,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 150,000 | $208,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 7,000 | $200,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 12,900 | $198,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 35,000 | $198,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 42,279 | $196,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 58,700 | $194,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 25,000 | $185,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,100 | $184,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 110,000 | $184,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 489 | $183,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,398 | $182,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,570 | $181,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 43,800 | $173,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,626 | $172,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,730 | $170,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,295 | $168,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,738 | $165,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 7,466 | $164,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 16,000 | $164,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,000 | $162,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,104 | $160,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,373 | $160,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,917 | $158,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,294 | $155,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,500 | $153,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 199,220 | $151,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,300 | $149,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 7,300 | $146,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,000 | $146,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 16,607 | $143,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 6,341 | $143,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 13,180 | $142,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,440 | $142,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,500 | $137,000 | thousands by filing date | |
| West End Indiana Bancshares, Inc. | 952678100 | Not 13-F Security | 4,141 | $137,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,013 | $136,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,792 | $135,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,951 | $134,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 31,993 | $134,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 36,200 | $134,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 10,000 | $134,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 10,193 | $124,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,000 | $123,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 8,700 | $119,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,768 | $119,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 9,841 | $118,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,500 | $117,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 11,422 | $117,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 8,090 | $113,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,000 | $112,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 5,000 | $108,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 16,000 | $107,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 12,681 | $106,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,285 | $105,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,750 | $105,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 401 | $103,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 8,200 | $103,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 32,000 | $103,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,500 | $102,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,043 | $102,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 7,728 | $98,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 44,550 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,170 | $95,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $94,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,600 | $93,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 14,300 | $92,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 8,078 | $91,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,000 | $91,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,000 | $90,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 8,000 | $89,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 10,171 | $88,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 69,600 | $88,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 20,500 | $86,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 6,900 | $85,000 | thousands by filing date | |
| B RILEY FINANCIAL 7.50 SNR NTS | 05580M306 | COM | 4,528 | $85,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 4,000 | $84,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,500 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,488 | $82,000 | thousands by filing date | |
| B RILEY FINL INC PFD | 05580M868 | Preferreds | 4,500 | $82,000 | thousands by filing date | |
| GREEN GROWTH BRANDS IN F | 39305B105 | STOK | 1,000,000 | $82,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,000 | $80,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 11,270 | $80,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,000 | $79,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 5,400 | $79,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,300 | $78,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 66,396 | $77,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,000 | $76,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $74,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 5,000 | $70,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,000 | $70,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 7,200 | $70,000 | thousands by filing date | |
| SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 | 864296116 | COM | 106,200 | $69,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,300 | $68,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 7,829 | $67,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,000 | $67,000 | thousands by filing date | |
| HARVEST HEALTH & REC INC COM SUB VTG | 41755M102 | Common Stock | 71,300 | $65,000 | thousands by filing date | |
| MERRILL LYNCH DEPOSITOR INC INDEXPLUS TRUST SERIES 2003-1 | 45408V203 | COM | 2,495 | $63,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,951 | $62,000 | thousands by filing date | |
| SUBVERSIVE REAL EST ACQN REIT RTS | 864298112 | COM | 100,000 | $62,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 75,300 | $61,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 21,700 | $59,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,701 | $58,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 7,795 | $58,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,500 | $57,000 | thousands by filing date | |
| REPAY HOLDINGS CORP | 76029L118 | COM | 44,200 | $57,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 9,867 | $56,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,010 | $56,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 5,000 | $56,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 82,500 | $56,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 5,716 | $56,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,000 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 4,500 | $55,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,829 | $55,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,000 | $53,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,637 | $52,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N208 | COM | 4,900 | $52,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 6,659 | $49,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 4,329 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,357 | $48,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 4,173 | $48,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 10,000 | $47,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,000 | $46,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,000 | $42,000 | thousands by filing date | |
| TCS GROUP HOLDING PLC | 87238U203 | COMMON STOCK | 3,660 | $42,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 4,535 | $42,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2,300 | $41,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,000 | $40,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,210 | $38,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 20,000 | $38,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,200 | $37,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,796 | $37,000 | thousands by filing date | |
| TRITON INTER | G9078F206 | PREFERRED STOCK | 2,300 | $37,000 | thousands by filing date | |
| B Riley Financial, Inc., 6.50per, due 09/30/26 | 05580M801 | Preferred | 2,000 | $36,000 | thousands by filing date | |
| THE NECESSITY RETAIL REIT WHERE AMERICA SHOPS | 02607T406 | COM | 2,000 | $35,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,273 | $34,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 600,000 | $34,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,000 | $33,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 5,000 | $33,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,295 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,500 | $32,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,000 | $32,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 1,680 | $31,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,009 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 20,000 | $30,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,700 | $29,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,000 | $29,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,700 | $28,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,000 | $28,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 2,000 | $27,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 9,850 | $26,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,560 | $26,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 1,700 | $26,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 14,500 | $24,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 2,000 | $24,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,050 | $24,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 38,000 | $24,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 92 | $23,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,000 | $23,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 8,800 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 750 | $23,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,600 | $21,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 600 | $20,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,500 | $19,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 150 | $19,000 | thousands by filing date | call |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 1,860 | $19,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 56,500 | $18,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 150 | $17,000 | thousands by filing date | call |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 900 | $17,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,160 | $17,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 300 | $15,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 117 | $15,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,000 | $15,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 265 | $14,000 | thousands by filing date | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 255 | $14,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 2,633 | $14,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 1,500 | $14,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 445 | $13,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 200 | $13,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 4,114 | $12,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,494 | $11,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 126 | $11,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 342 | $10,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,111 | $10,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 5,160 | $10,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 9,900 | $9,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 200 | $9,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 120 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,800 | $9,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 933 | $9,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200 | $8,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 150 | $8,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 55 | $8,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 150 | $8,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 2,104 | $8,000 | thousands by filing date | call |
| Gaotu Techedu Inc | 36257Y109 | COM | 200 | $8,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| General Fin Corp Delcum Redeem | 369822507 | PFD | 100 | $8,000 | thousands by filing date | |
| SYNCHRONY FINL 40 DS REP SRS A PRF | 87165B202 | Preferred Stock | 500 | $8,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 72 | $7,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 40 | $7,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 923 | $7,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,812 | $7,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 706 | $7,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 1,800 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 400 | $7,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 668 | $7,000 | thousands by filing date | |
| B RILEY FINANCIAL SNR NTS | 05580M405 | COM | 400 | $7,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 220 | $6,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 450 | $6,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 500 | $6,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 50 | $6,000 | thousands by filing date | put |
| ECMOHO LTD | 27888P104 | COM | 1,200 | $6,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,130 | $6,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1,118 | $6,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 680 | $6,000 | thousands by filing date | |
| Energy Transfer Operat 7.625 P | 29278N400 | PRD | 500 | $6,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 700 | $6,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 79 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 586 | $5,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 110 | $5,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 530 | $5,000 | thousands by filing date | call |
| Fte Networks Inc | 30283R402 | COM | 4,000 | $5,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 500 | $5,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 8,286 | $5,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 580 | $5,000 | thousands by filing date | |
| FANNIE MAE NON CUMULATIVE H PFD | 313586885 | COM | 600 | $5,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 440 | $4,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 200 | $4,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 110 | $4,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 155 | $4,000 | thousands by filing date | call |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 150 | $4,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $4,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 442 | $4,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,199 | $4,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $4,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 450 | $4,000 | thousands by filing date | |
| B RILEY FINANCIAL 6.875 SNR NTS | 05580M603 | COM | 209 | $4,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15 | $3,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 17 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 100 | $3,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 235 | $3,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 360 | $3,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50 | $3,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 250 | $3,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 400 | $3,000 | thousands by filing date | call |
| CYTODYN INC | 23283M101 | Common Stock | 1,200 | $3,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 133 | $3,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 300 | $3,000 | thousands by filing date | |
| Triton Intl Ltd 7.375 Cum Pfd | g9078f149 | COM | 185 | $3,000 | thousands by filing date | |
| B RILEY FINANCIAL 6 75 SNR NTS | 05580M702 | COM | 200 | $3,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20 | $2,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 15 | $2,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 200 | $2,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30 | $2,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 12 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27 | $2,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 22 | $2,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 100 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,050 | $2,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 100 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 200 | $2,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 303 | $2,000 | thousands by filing date | call |
| OVINTIV INC | 69047Q102 | COM | 1,013 | $2,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 186 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 122 | $2,000 | thousands by filing date | call |
| MORGAN STANLEY | 61762V200 | Common Stock | 100 | $2,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 420 | $2,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,500 | $2,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 100 | $2,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 100 | $2,000 | thousands by filing date | |
| Zions Bancorp Pfd Ser L | 989701818 | Pfd | 100 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 200 | $2,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 300 | $2,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 1,250 | $2,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10 | $1,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 50 | $1,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 50 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50 | $1,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30 | $1,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 100 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 30 | $1,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 10 | $1,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $1,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 30 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 160 | $1,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100 | $1,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 421 | $1,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 191 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 220 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 62 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 150 | $1,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 198 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,000 | $1,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 10 | $1,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 5,300 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 211 | $1,000 | thousands by filing date | put |
| Cv Sciences Inc Com | 126654102 | COM | 2,500 | $1,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 100 | $1,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 35 | $1,000 | thousands by filing date | put |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 110 | $1,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 100 | $1,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FISERV INC | 337738108 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEN DIGITAL INC COM | 668771108 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GEN DIGITAL INC COM | 668771108 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNH INDL N V SHS | N20944109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAGERDUTY INC COM | 69553P100 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONGODB INC CL A | 60937P106 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTIVE CORP COM | 34959J108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEYOND MEAT INC | 08862E109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 110 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Astronics Class B Convertible | 046433207 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 67 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 69 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,002 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 118 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J101 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOINGO WIRELESS INC | 09739C102 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 8,519 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 525 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | P73684105 | WARR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L109 | CL A | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXCHAIN INC | 629471103 | Common Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NESCO HLDGS INC | 64083J104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | 13809L133 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-20-000004 | this filing | 2020-04-09 | acceptance time not in the bulk data set |