13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-10, with 893 holding rows worth $323,096,000.
- Accession
- 0001742998-20-000001
- Filer
- CIK 1742998
- Filed
- 2020-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 893 entries on the cover page, a total value of $323,096,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,672,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,800 | $41,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 585 | $41,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,600 | $41,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,340 | $41,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 9,969 | $41,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,300 | $41,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,250 | $40,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,700 | $40,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 650 | $40,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,000 | $40,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 4,770 | $40,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 8,840 | $40,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,910 | $39,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,100 | $39,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 3,513 | $39,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 6,305 | $39,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,000 | $39,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 204 | $38,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 12,800 | $38,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 830 | $38,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 3,510 | $38,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,686 | $38,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 859 | $38,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,620 | $38,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,000 | $38,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,100 | $37,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,496 | $37,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,201 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 2,588 | $36,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,678 | $36,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,082 | $35,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 812 | $34,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 300 | $34,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 37,496 | $34,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,000 | $33,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 448 | $33,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 375 | $32,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 790 | $32,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,729 | $32,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 630 | $32,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 500 | $32,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,882 | $32,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 47,000 | $32,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 15,000 | $32,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 3,875 | $32,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,500 | $31,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 300 | $31,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,755 | $31,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,500 | $31,000 | thousands by filing date | |
| BNCCORP | 055936108 | COM | 900 | $31,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,270 | $30,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 4,000 | $30,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $29,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 370 | $29,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 500 | $29,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,551 | $28,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 500 | $28,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,349 | $28,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,849 | $28,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,473 | $28,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 750 | $27,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 2,344 | $26,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,600 | $26,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 109 | $25,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,038 | $25,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 4,368 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 2,574 | $25,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 564 | $24,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 240 | $23,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 26,619 | $23,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 9,650 | $23,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 500 | $22,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 180 | $22,000 | thousands by filing date | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 3,100 | $22,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 264 | $22,000 | thousands by filing date | call |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 2,250 | $22,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,000 | $21,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,125 | $21,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,935 | $20,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 471 | $20,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 700 | $20,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,000 | $20,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,000 | $20,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 50 | $19,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,100 | $19,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,500 | $19,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,875 | $19,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 1,638 | $18,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 637 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 400 | $18,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 364 | $18,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 5,600 | $18,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 1,250 | $18,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 200 | $17,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 455 | $17,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 700 | $17,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 4,576 | $17,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 364 | $16,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,359 | $16,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,000 | $16,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 1,648 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 525 | $15,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 700 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 700 | $15,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 90 | $14,000 | thousands by filing date | put |
| NESCO HLDGS INC | 64083J104 | COM | 3,642 | $14,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 20,500 | $14,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 345 | $13,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 700 | $13,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $13,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 463 | $13,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,911 | $13,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 125 | $12,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 239 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $12,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 211 | $12,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 273 | $12,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 364 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 819 | $12,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,659 | $12,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,000 | $12,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 300 | $11,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 56 | $11,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 1,401 | $11,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $11,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,221 | $11,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 1,795 | $11,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 700 | $11,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 3,100 | $11,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| FANNIE MAE NON CUMULATIVE H PFD | 313586885 | COM | 600 | $11,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 235 | $10,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 550 | $10,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 464 | $10,000 | thousands by filing date | call |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 50,000 | $10,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,000 | $10,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 1,100 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 240 | $9,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 586 | $9,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 637 | $9,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 155 | $9,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 129 | $9,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 678 | $9,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 552 | $9,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,129 | $9,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,000 | $9,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 574 | $9,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,000 | $8,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,456 | $8,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 626 | $8,000 | thousands by filing date | call |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 900 | $8,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 273 | $8,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 8,286 | $8,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 200 | $7,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 50 | $7,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200 | $7,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 546 | $7,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 273 | $7,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 400 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 300 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 500 | $7,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 910 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 125 | $6,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30 | $6,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 140 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $6,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 540 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 340 | $6,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 364 | $6,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 291 | $6,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 400 | $6,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS SRS B PRF | Y2188B124 | COM | 347 | $6,000 | thousands by filing date | |
| COMMUNITY BANCORP OF SANTA MARIA ORD | 203598107 | COM | 477 | $6,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 24 | $5,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 55 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $5,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 350 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 100 | $5,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $5,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,092 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 371 | $5,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,100 | $5,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 4,000 | $5,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,000 | $5,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 338 | $5,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $5,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 496 | $5,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 70 | $4,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 50 | $4,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 35 | $4,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 38 | $4,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 99 | $4,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 125 | $4,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 465 | $4,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 364 | $4,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 364 | $4,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 150 | $4,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 364 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 91 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 91 | $4,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 199 | $4,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 32 | $4,000 | thousands by filing date | put |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 662 | $4,000 | thousands by filing date | |
| TSAKOS ENR NVG CUM RED PRP SRS E PRF | G9108L157 | COM | 200 | $4,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 246 | $3,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 100 | $3,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25 | $3,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 182 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 400 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 200 | $3,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 140 | $3,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 675 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 455 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 75 | $3,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 182 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 150 | $3,000 | thousands by filing date | call |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 250 | $3,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,500 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 200 | $3,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 2,000 | $3,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 300 | $3,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 300 | $3,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 300 | $3,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 300 | $3,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10 | $2,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 40 | $2,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 50 | $2,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 250 | $2,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17 | $2,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 100 | $2,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 182 | $2,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 315 | $2,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 182 | $2,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 261 | $2,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 182 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 128 | $2,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 91 | $2,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 91 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 114 | $2,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 182 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 100 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 62 | $2,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 555 | $2,000 | thousands by filing date | call |
| Kayne Anderson Pfd 3.5% | 486606601 | PRD | 100 | $2,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 600 | $2,000 | thousands by filing date | call |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 200 | $2,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 46 | $2,000 | thousands by filing date | put |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 217 | $2,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 200 | $2,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 40 | $1,000 | thousands by filing date | call |
| GEN DIGITAL INC COM | 668771108 | Stock | 47 | $1,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 12 | $1,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 300 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15 | $1,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 198 | $1,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 31 | $1,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 150 | $1,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 220 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $1,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 86 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 61 | $1,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 84 | $1,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 200 | $1,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $1,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $1,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 250 | $1,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 300 | $1,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 25 | $1,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 100 | $1,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 300 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 120 | $1,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 28 | $1,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 200 | $1,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 5,300 | $1,000 | thousands by filing date | |
| Cv Sciences Inc Com | 126654102 | COM | 1,250 | $1,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 250 | $1,000 | thousands by filing date | |
| WTS/ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | P73684105 | WARR | 300 | $1,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 500 | $1,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 100 | $1,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 182 | $1,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FISERV INC | 337738108 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA LTD | 81141R100 | SPONSORD ADS | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEN DIGITAL INC COM | 668771108 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMB.TECH NV SHS | B38564108 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 39 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DROPBOX INC CL A | 26210C104 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KELLANOVA | 487836108 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SONOS INC | 83570H108 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 126 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QIAGEN NV | N72482123 | SHS NEW | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 64 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bayer AG Spons ADR | 072730302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSUS NV | 74365P108 | Common stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCEDES BENZ GROU ORDF US SHRS | 233825207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Luckin Coffee Inc | 54951L109 | Equity | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 165 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Akoustis Technologies Inc | 00973N102 | COM | 61 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J101 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANIXTER INTL INC | 035290105 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363101 | COM | 80 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TECH DATA CORP | 878237106 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 39 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 216 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CISION LTD | G1992S109 | SHS | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 70 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 86 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L109 | CL A | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HC2 HLDGS INC | 404139107 | COM | 430 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPTION CARE HEALTH INC | 68404L102 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXCHAIN INC | 629471103 | Common Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | 13809L133 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLD 6.700 NON CUM SRS D PRF | G5753U146 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-20-000001 | this filing | 2020-01-10 | acceptance time not in the bulk data set |