13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-25, with 975 holding rows worth $327,482,000.
- Accession
- 0001742998-19-000005
- Filer
- CIK 1742998
- Filed
- 2019-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 976 entries on the cover page, a total value of $327,482,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $327,039,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JUST ENERGY GROUP INC | 48213W101 | COM | 9,500 | $22,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 445 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 540 | $21,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 150 | $21,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 70 | $21,000 | thousands by filing date | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 1,000 | $21,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 46 | $21,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 65 | $21,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 172 | $21,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 107 | $21,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 295 | $21,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 176 | $21,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,000 | $21,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 900 | $21,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 912 | $21,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 353 | $21,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,583 | $21,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 420 | $20,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,445 | $20,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 700 | $20,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 574 | $20,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 289 | $20,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 540 | $20,000 | thousands by filing date | |
| Gabelli Equity Trust Inc 5.00000 Pfd | 362397861 | Stock | 800 | $20,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,000 | $20,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 102 | $19,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,270 | $19,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,290 | $19,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,835 | $19,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 50 | $19,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 119 | $19,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 330 | $19,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,376 | $19,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 500 | $19,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,600 | $19,000 | thousands by filing date | |
| MINERA ALAMOS INC | 60283L105 | COM | 150,000 | $19,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 516 | $18,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 198 | $18,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 344 | $17,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $17,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 9,268 | $17,000 | thousands by filing date | |
| JMP GROUP 6 875 SNR NTS | 46629U404 | COM | 700 | $17,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 400 | $16,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 210 | $16,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 516 | $16,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 471 | $16,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,548 | $16,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 430 | $16,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 602 | $16,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,093 | $16,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 650 | $16,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,590 | $16,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 1,650 | $16,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,482 | $15,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 200 | $14,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 200 | $14,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 168 | $14,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 430 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 102 | $14,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,500 | $14,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 308 | $13,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 95 | $13,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 218 | $13,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| FANNIE MAE NON CUMULATIVE H PFD | 313586885 | COM | 600 | $13,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 214 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $12,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,118 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 774 | $12,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD6.75 SER Q | 313586778 | Preferred | 1,000 | $12,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,162 | $12,000 | thousands by filing date | call |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 18,500 | $12,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 38 | $11,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,000 | $11,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 258 | $11,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,548 | $11,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,293 | $11,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 688 | $11,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 262 | $11,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 800 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,500 | $11,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 50 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 85 | $10,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 200 | $10,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $10,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $10,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| LIBERTY GOLD CORP F | 53056H104 | COM | 20,000 | $10,000 | thousands by filing date | |
| RIO2 LIMITED NEW COM | 767217102 | COM | 32,500 | $10,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 82 | $9,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 602 | $9,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 60 | $9,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 844 | $9,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,179 | $9,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,000 | $9,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,086 | $9,000 | thousands by filing date | |
| WTS/ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | P73684105 | WARR | 1,900 | $9,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,526 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,000 | $9,000 | thousands by filing date | |
| INTEGRA RESOURCES ORD | 45826T103 | COM | 10,000 | $9,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,200 | $8,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 586 | $8,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 516 | $8,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 86 | $8,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 972 | $8,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 161 | $8,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 774 | $8,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 150 | $8,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 371 | $8,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 84 | $8,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 41 | $7,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 200 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 453 | $7,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 41 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 185 | $7,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 516 | $7,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 686 | $7,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 430 | $7,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,376 | $7,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 516 | $7,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 250 | $7,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 860 | $7,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 120 | $7,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 751 | $7,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 83 | $6,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 204 | $6,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $6,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 100 | $6,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 171 | $6,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 172 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 430 | $6,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 516 | $6,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 258 | $6,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 430 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,300 | $6,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 200 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 430 | $6,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,000 | $6,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $6,000 | thousands by filing date | |
| Slang Worldwide Inc | 831006200 | COM | 15,000 | $6,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 618 | $6,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 86 | $5,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25 | $5,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 17 | $5,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 300 | $5,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 250 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $5,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $5,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 300 | $5,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $5,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 602 | $5,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 344 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 344 | $5,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 516 | $5,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,032 | $5,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 180 | $5,000 | thousands by filing date | call |
| CAPITAL ONE FINANCIAL CO PFD | 14040H865 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 500 | $5,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16 | $4,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 300 | $4,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60 | $4,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 250 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 300 | $4,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $4,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 344 | $4,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $4,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 200 | $4,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 470 | $4,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 550 | $4,000 | thousands by filing date | call |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 300 | $4,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,000 | $4,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 5,000 | $4,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| NUVEEN PREFERRD AND INCM 2022 TRM CF | 46623C202 | COM | 172 | $4,000 | thousands by filing date | |
| TSAKOS ENR NVG CUM RED PRP SRS E PRF | G9108L157 | COM | 200 | $4,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100 | $3,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 10 | $3,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 107 | $3,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 30 | $3,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 13 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 99 | $3,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 258 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 705 | $3,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 25 | $3,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 430 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 258 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 258 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 258 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 258 | $3,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 258 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 258 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 258 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 258 | $3,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 688 | $3,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 100 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 300 | $3,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 70 | $3,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 172 | $3,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 258 | $3,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 86 | $3,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 37 | $3,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 75 | $3,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 80 | $3,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 150 | $3,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152307 | CL B | 181 | $3,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 258 | $3,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 233 | $3,000 | thousands by filing date | call |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 6,800 | $3,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 344 | $3,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 300 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 81 | $2,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 10 | $2,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 49 | $2,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8 | $2,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 10 | $2,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 172 | $2,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 75 | $2,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 112 | $2,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 150 | $2,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 108 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 58 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 22 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 68 | $2,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 172 | $2,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 250 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 69 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 56 | $2,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 258 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 225 | $2,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 15 | $2,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 172 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 172 | $2,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 172 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $2,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 80 | $2,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 172 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 172 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 30 | $2,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 172 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 172 | $2,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 132 | $2,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 90 | $2,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 172 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 172 | $2,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 172 | $2,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 172 | $2,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 172 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 114 | $2,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 98 | $2,000 | thousands by filing date | put |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 172 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 258 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 172 | $2,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 172 | $2,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 92 | $2,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 50 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 600 | $2,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 100 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 555 | $2,000 | thousands by filing date | call |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 258 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 500 | $2,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 48 | $2,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 172 | $2,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 172 | $2,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 172 | $2,000 | thousands by filing date | |
| Kayne Anderson Pfd 3.5% | 486606601 | PRD | 100 | $2,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 436 | $2,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 500 | $2,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 88 | $2,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 200 | $2,000 | thousands by filing date | |
| CABCO FLO RA CALL SR 2004-101 CERT | 12679N203 | COM | 100 | $2,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 60 | $1,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 13 | $1,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 50 | $1,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 24 | $1,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 25 | $1,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20 | $1,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 82 | $1,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 8 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 40 | $1,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 40 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 15 | $1,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 19 | $1,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 19 | $1,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4 | $1,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 210 | $1,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 50 | $1,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 63 | $1,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 25 | $1,000 | thousands by filing date | call |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 17 | $1,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 70 | $1,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 86 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 344 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 22 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 172 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 172 | $1,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 36 | $1,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 94 | $1,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 45 | $1,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 10 | $1,000 | thousands by filing date | put |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 172 | $1,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $1,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 86 | $1,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 172 | $1,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $1,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 28 | $1,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,234 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 570 | $1,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 205 | $1,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 86 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 6,300 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $1,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 86 | $1,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 3,300 | $1,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 43 | $1,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 250 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 360 | $1,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 430 | $1,000 | thousands by filing date | call |
| MOTUS GI HLDGS INC | 62014P108 | COM | 600 | $1,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 100 | $1,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 1,000 | $1,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KKR & CO INC | 48251W104 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 109 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MTG CORP | 313400301 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZSCALERINC | 98980G102 | STOK | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FASTENAL CO COM | 311900104 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 26 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 86 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CMB.TECH NV SHS | B38564108 | Stock | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 44 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 90 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 64 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FASTLY INC | 31188V100 | CL A | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARSLEY ENERGY INC | 701877102 | CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bayer AG Spons ADR | 072730302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apollo Global Management Inc | 03768E105 | COM CL A | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGI INC CLASS A | 00183L102 | CL A | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERCEDES BENZ GROU ORDF US SHRS | 233825207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Luckin Coffee Inc | 54951L109 | Equity | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Akoustis Technologies Inc | 00973N102 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POTNETWORK HLDGS INC | 737636209 | COMMON STOCK | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 87 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 160 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 36 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J101 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 35 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COOPER TIRE & RUBR CO | 216831107 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMBREX CORP | 132011107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KHIRON LIFE SCIENCES ORD | 49374L306 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 51 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L109 | CL A | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTION CARE HEALTH INC | 68404L102 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIT ORIGIN LTD | G21621100 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXCHAIN INC | 629471103 | Common Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081507 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000005 | this filing | 2019-10-25 | acceptance time not in the bulk data set |