13F-HR filed by Quad-Cities Investment Group, LLC
Quad-Cities Investment Group, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-17, with 868 holding rows worth $114,521,000.
- Accession
- 0001741426-19-000003
- Filer
- CIK 1741426
- Filed
- 2019-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 5,503 entries on the cover page, a total value of $114,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,521,000 with VALUE read as thousands by filing date, 13F file number 028-18795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEALTHCARE RLTY TR | 421946104 | COM | 637 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Extended Market ETF | 922908652 | SHS | 160 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 215 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 120 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,499 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 834 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 740 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,056 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST 5G CONNECTIVITY & TECH SECURITIES PORT TERM 07/06/2020 REINV | 30297W751 | REIT/LP | 1,986 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST SABRIENT BAKER'S DOZEN PORT FEB 2019 SER TERM 03/20/2020 REINV FEE | 30310Q211 | REIT/LP | 1,970 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 282 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 368 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 235 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 105 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 205 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 405 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,031 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 612 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,398 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,598 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Progressive Corporation | 743315103 | COM | 212 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 222 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 756 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 335 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 286 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,305 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1,000 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,100 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 1,000 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,205 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 500 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 145 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MBS ETF | 464288588 | SHS | 149 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 100 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 434 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 298 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 380 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 264 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 250 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE GAS INC COM | 68235P108 | Stock | 181 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 764 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 200 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 325 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 700 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 945 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 400 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,275 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 257 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UDR INC COM | 902653104 | REIT | 339 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 260 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,300 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 666 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 200 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 460 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 88 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 89 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 122 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 200 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 700 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 921 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 1,667 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 650 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 268 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J882 | EXCHANGE TRADED | 650 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 223 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC CL A | 379577208 | Stock | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 667 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 201 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q886 | COM | 799 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,240 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cigna Corporation | 125523100 | COM | 78 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 147 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 239 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 900 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 600 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,189 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 243 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 42 TERM 04/03/2020 REINV FEE | 30307G176 | REIT/LP | 1,200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 76 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 152 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 130 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,047 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,400 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 400 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 800 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 875 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,146 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 370 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 450 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 632 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 700 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANTICLEER HLDGS INCORPORATED UNIT EXP 122923 | 15930P701 | COM | 1,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 218 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley | 617446448 | COM | 229 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 101 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 512 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 750 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITALA FIN CORP | 14054R106 | COM | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 157 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,641 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC INC | 03965L100 | COM | 375 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 450 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,725 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 166 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,959 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 234 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 365 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 125 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| V F CORP COM | 918204108 | Stock | 109 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 117 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READY CAPITAL CORP | 75574U101 | COM | 662 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 879 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONECO LTD | G85158106 | COM CL A | 300 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 300 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 600 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delek Logistics Partners LP | 24664T103 | Com | 300 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 800 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accelerate Diagnostics | 00430H102 | COM | 400 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NuStar Energy LP | 67058H201 | COM | 400 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 62 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 196 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 376 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 281 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 273 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCO NEV CORP COM | 351858105 | Stock | 93 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 244 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRIEN LTD COM | 67077M108 | Stock | 151 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 103 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 107 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 146 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 115 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 400 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 350 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 211 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 530 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 823 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 786 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240M108 | COM | 886 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 510 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 300 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 900 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 600 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 131 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 55 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 115 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APERGY CORP | 03755L104 | COM | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abrdn Emerging Markets | 00301W105 | COM | 980 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 60 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 38 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AES CORP COM | 00130H105 | Stock | 368 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 106 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 869 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQ INC | 00770C101 | COM | 400 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 375 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,061 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 34 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 900 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672101 | CTF BEN INT | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 300 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CM FIN INC COM | 12574Q103 | COM | 700 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 700 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIPER | 92763M105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 259 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 168 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 62 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 56 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 176 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 407 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 350 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATO CORP NEW | 149205106 | CL A | 400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228105 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 293 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 32 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 51 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECIVIC INC | 21871N101 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 145 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287713 | US TELECOM ETF | 140 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 700 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THL CREDIT INC | 872438106 | COM | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTA INC | 715347100 | COM | 186 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 320 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 700 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 934 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 294 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MV OIL TR | 553859109 | TR UNITS | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTAI AVIATION LTD | 34960P101 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USD PARTNERS LP LP | 903318103 | STOK | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 750 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 428 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 29 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 114 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 334 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 202 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN COPPER CORP | 84265V105 | COM | 74 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096508 | COM | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 110 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OUTFRONT MEDIA INC | 69007J106 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARRISON CAP INC | 366554103 | COM | 600 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD | G25343107 | SHS A | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDK GLOBAL INC | 12508E101 | COM | 70 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIACOM INC | 92553P201 | CL B | 108 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,700 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 220 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 600 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC. 8 PFD | 45031U408 | PREFERRED STOCK | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 600 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORPORAION PFD A 8.625 | 037347200 | REIT/LP | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORPORATIN PFD SER A | 376536207 | REIT/LP | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 27 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWTEKONE INC | 652526203 | COM NEW | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 208 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRONOS GROUP INC | 22717L101 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075402 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 153 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637104 | COM | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFS CAPITAL CORP | 67103B100 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mallinckrodt Plc | G5785G107 | SHS | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 70 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCENTRA CAP CORP | 01374T102 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMGROUP CORP | 81663A105 | CL A | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SACHEM CAP CORP | 78590A109 | COM | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREXON CORP | 46122T102 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 113 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ngl Energy Partners Lp | 62913M206 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINER RES LP | 172464109 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP CORP | 390320109 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 2,127 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 500 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY OFFICE REIT INC | 178587101 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304A106 | CL A | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARRETT MOTION INC | 366505105 | COM | 56 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS BDC INC | 06759L103 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 274 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 10,600 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXO CORP | 428304109 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THIRD PT REINS LTD | G8827U100 | COM | 70 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIQUE FABRICATING INC | 90915J103 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAN WAH HOLDINGS LIMITED NEW SHS | G5800U107 | COM | 2,500 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MACYS INC COM | 55616P104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RIOT PLATFORMS INC | 767292105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOGO INC | 38046C109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC | 760112201 | COMMON STOCK | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Xcelera Inc Com Stk | G31611109 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RITE AID CORP | 767754872 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RAYSTREAM INC | 75509Q100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PUDA COAL INC XXX | 744674300 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551308 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Premier Information Management Inc | 740513106 | COMMON STOCK | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CENTURION GOLD HLDGS INC COM | 15643F107 | Stock | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHANTICLEER HLDGS | 159rgt018 | WT | 6,381 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GEOVAX LABS INCORPORATED | 373678309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HUMATECH INCORPORATED | 444886105 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPEED COMM INCORPORATED COM NEW | 84764T304 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HOMES FOR AMER HLDGS INCORPORATED | 437600109 | COM | 6,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001741426-19-000003 | this filing | 2019-07-17 | acceptance time not in the bulk data set |