13F-HR filed by Quad-Cities Investment Group, LLC
Quad-Cities Investment Group, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-06, with 889 holding rows worth $97,379,000.
- Accession
- 0001741426-19-000001
- Filer
- CIK 1741426
- Filed
- 2019-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 5,450 entries on the cover page, a total value of $97,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,379,000 with VALUE read as thousands by filing date, 13F file number 028-18795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 29,627 | $4,678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 224,026 | $4,030,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 409,971 | $1,922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 1,206 | $1,810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,684 | $1,449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 12,206 | $1,417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 51,142 | $1,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 30,324 | $1,382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 22,989 | $1,376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 12,846 | $1,198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 7,953 | $1,191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 25,576 | $1,117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 105,660 | $1,109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 23,671 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 9,803 | $995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 95,384 | $986,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 116,839 | $960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 18,385 | $887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 34,361 | $870,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST | 33733G109 | COM BEN INTR | 165,829 | $859,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 2,652 | $854,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 16,240 | $830,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 7,471 | $823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 24,521 | $822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,242 | $817,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 17,540 | $809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 19,963 | $796,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 14,153 | $793,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 97,459 | $789,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 17,054 | $761,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,832 | $746,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 10,722 | $743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 43,384 | $726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 136,603 | $681,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,391 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 12,500 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 52,712 | $658,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 11,664 | $614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 3,091 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,511 | $579,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 46,650 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 26,645 | $529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 7,749 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 3,151 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 17,114 | $491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24,448 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 16,848 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 18,513 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 3,517 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 40,159 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 5,197 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,672 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 8,694 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,962 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 31,826 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17,839 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 7,045 | $379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 35,569 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRITON INTL LTD | G9078F107 | CL A | 12,160 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,704 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 30,666 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 67,429 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,859 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 3,898 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 2,055 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 3,804 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 2,724 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINTAS CORP COM | 172908105 | Stock | 2,046 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,038 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,188 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,497 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOETIS INC CL A | 98978V103 | Stock | 3,906 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,066 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRI CONTL CORP | 895436103 | COM | 13,956 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,796 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 25,242 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 2,310 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,118 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 17,883 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BECTON DICKINSON & CO | 075887109 | COM | 1,306 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 285 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,163 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,759 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,164 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 2,625 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 22,838 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 2,023 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,562 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,128 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,954 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,405 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 5,878 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,318 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 2,191 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,583 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,365 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOWDUPONT INC | 26078J100 | COM | 4,596 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,054 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,500 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 46,616 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 14,492 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,852 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 15,009 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,677 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,705 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 11,650 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 32,537 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,029 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,398 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 8,752 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 11,313 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 1,458 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 25,769 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 1,719 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 739 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,703 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 18,422 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 1,379 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 9,498 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577102 | COM | 1,000 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANTA HLDG CORP | 22282E102 | COM | 12,918 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW COM | 902681105 | Stock | 3,215 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,500 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,580 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 158 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,751 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 10,497 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,400 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,741 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 6,680 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,830 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,500 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,785 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 14,155 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 1,000 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,108 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 20,299 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 15,227 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,452 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,535 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,216 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 4,426 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 1,746 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Etfmg Prime Mobile | 26924G409 | COM | 4,269 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 3,018 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE VALUE TRUST | 780910105 | COM | 12,577 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 900 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,258 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,220 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 32,919 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 14,059 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14,659 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 6,675 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,000 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,542 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC STORAGE COM | 74460D109 | REIT | 664 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,861 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,529 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,872 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,173 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,190 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 10,181 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,014 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 5,362 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 701 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,397 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 4,188 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 5,450 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boston Scientific Corporation | 101137107 | COM | 3,424 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,224 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 911 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143102 | COM | 10,650 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 719 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,375 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 25,990 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 9,881 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,820 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 443 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,875 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 738 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS DY COM NPV | 12811V105 | COM | 6,858 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,509 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 937 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 14,926 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 25,235 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 2,353 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,565 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,100 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,467 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,691 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 9,997 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 5,375 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,425 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 2,000 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J874 | EXCHANGE TRADED | 4,605 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 4,400 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 1,625 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,948 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 4,320 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,094 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 3,601 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 4,000 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 1,012 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,009 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,820 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 3,300 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,694 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 9,662 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 530 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,533 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,610 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 5,047 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,611 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 514 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,147 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 5,125 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 7,505 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 19,907 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 483 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 602 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,184 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 508 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,742 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 15,909 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,590 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,432 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Iowa First Bancshares Corp | 46246F202 | Com | 2,250 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 750 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,527 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,035 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 525 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 7,524 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,644 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 800 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,027 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3,931 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 828 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 671 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 3,485 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 3,764 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 6,173 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 3,943 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 2,348 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 1,800 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 5,551 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HNI CORP COM | 404251100 | Stock | 2,040 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 5,331 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,000 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 964 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,051 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,478 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,556 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,500 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 1,024 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,382 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,353 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,310 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,041 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 7,528 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 3,310 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 745 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 2,446 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 953 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,566 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,135 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,605 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,552 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,426 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Silver Trust | 46428Q109 | COM | 4,300 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 204 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA CORP COM | 013872106 | Stock | 2,290 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,385 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 3,043 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,421 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,281 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 3,922 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,848 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 555 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 7,144 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 5,644 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,713 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 150 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 517 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,000 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 910 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,974 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,100 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,737 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,000 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,271 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,063 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 1,700 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNA INTL INC COM | 559222401 | Stock | 1,200 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 4,873 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,289 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPA HOLDINGS SA | P31076105 | CL A | 675 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 4,959 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,802 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,207 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,881 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 4,203 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 6,000 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 5,685 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc. | 11135F101 | COM | 200 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,663 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 551 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,550 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,375 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,556 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 784 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,145 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 7,367 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRARI N V | N3167Y103 | COM | 500 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,774 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 7,263 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,002 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,633 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 5,481 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 2,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,229 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,462 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,000 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 740 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 770 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 4,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMARK GROUP INC | 65158N102 | CL A | 5,670 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK CDA COM | 780087102 | Stock | 660 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 934 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,556 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 6,316 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 2,250 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020104 | COM | 726 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J882 | EXCHANGE TRADED | 2,250 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,487 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,348 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,293 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELANESE CORP DEL COM | 150870103 | Stock | 500 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 684 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 8,504 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNTRUST BANKS INC | 867914103 | COM | 907 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 410 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 527 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,251 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,000 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,254 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 1,370 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 2,050 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 318 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TR CORP COM | 665859104 | Stock | 500 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,400 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,847 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,949 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Concho Resources Inc. | 20605P101 | COM | 400 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1,500 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 343 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 1,042 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,412 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 6,200 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 5,069 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 4,595 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 751 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,888 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,000 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,848 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 825 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,000 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 1,092 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 5,090 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,865 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE INC | 84857L101 | COM | 500 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 762 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 780 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,959 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 174 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 358 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 463 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 180 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 580 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 1,000 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,852 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 203 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 212 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 500 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,600 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,100 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 711 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 914 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,963 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 120 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,788 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 336 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,299 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,646 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,130 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 275 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,801 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 700 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 1,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,396 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 569 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,300 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 1,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,922 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 2,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 291 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 174 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,056 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 495 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,560 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,259 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 625 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 200 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASEYS GEN STORES INC | 147528103 | COM | 219 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 200 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER CORP COM | 260003108 | Stock | 400 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 546 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 580 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 5,486 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 293 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 225 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,971 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,805 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 526 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,225 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,460 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,300 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,360 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,150 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,789 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,200 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 306 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,359 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANGRID INC | 05351W103 | COM | 500 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 800 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 3,602 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 985 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 401 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 300 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 363 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 445 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,265 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,007 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 608 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,228 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 441 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,026 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 175 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 2,000 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571108 | COM | 600 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,211 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCP INC | 40414L109 | COM | 800 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 550 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 300 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 369 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,781 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,180 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 704 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 400 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 475 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 4,000 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 159 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 325 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 207 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTENAL CO COM | 311900104 | Stock | 400 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 203 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 286 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,807 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 430 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,898 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABCO HLDGS INC | 92927K102 | COM | 200 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 272 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 170 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WP CAREY INC COM | 92936U109 | REIT | 300 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 150 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC COM | 866674104 | REIT | 200 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 370 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,000 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,531 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL RES INC | 212015101 | COM | 500 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 753 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 900 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 144 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 530 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 974 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,588 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,470 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 703 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,500 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 318 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 228 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001741426-19-000001 | this filing | 2019-02-06 | acceptance time not in the bulk data set |