13F-HR filed by VISTA INVESTMENT MANAGEMENT
VISTA INVESTMENT MANAGEMENT filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 158 holding rows worth $190,454,750.
- Accession
- 0001740140-23-000004
- Filer
- CIK 1740140
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 158 entries on the cover page, a total value of $190,454,750 stated on the cover page (in dollars after the unit check, H1), rows summing to $190,454,750 with VALUE read as dollars as filed, 13F file number 028-18763. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 239,274 | $7,015,527 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 93,275 | $7,009,623 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 289,767 | $5,611,338 | dollars as filed | |
| VGT | 92204A702 | SHS | 12,624 | $5,237,905 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 145,199 | $4,566,509 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 35,107 | $4,236,771 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 31,724 | $4,180,852 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 41,094 | $3,876,430 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 144,837 | $3,662,940 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 77,133 | $3,528,835 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 187,848 | $3,519,332 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 136,053 | $3,393,778 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 61,559 | $3,101,343 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 87,613 | $2,941,174 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 64,499 | $2,824,420 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,089 | $2,786,974 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 58,485 | $2,648,786 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 89,483 | $2,518,942 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,773 | $2,415,949 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 11,315 | $2,351,710 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 134,519 | $2,270,689 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 20,652 | $2,172,426 | dollars as filed | |
| IJH | 464287507 | COM | 8,580 | $2,139,537 | dollars as filed | |
| VWO | 922042858 | SHS | 53,480 | $2,096,948 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 22,356 | $2,052,684 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 42,632 | $2,046,123 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 24,814 | $1,936,733 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 13,152 | $1,891,521 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,646 | $1,838,520 | dollars as filed | |
| SPDW | 78463X889 | COM | 58,903 | $1,826,583 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 10,445 | $1,769,801 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,199 | $1,769,029 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 41,245 | $1,729,395 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 3,898 | $1,697,267 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 35,567 | $1,645,329 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,799 | $1,601,986 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 52,109 | $1,563,791 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 49,181 | $1,510,855 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,961 | $1,494,428 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 11,717 | $1,485,190 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 11,970 | $1,478,648 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 15,100 | $1,465,455 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 28,433 | $1,429,043 | dollars as filed | |
| Apple Inc | 037833100 | COM | 8,300 | $1,421,033 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,408 | $1,391,851 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 41,291 | $1,347,738 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,121 | $1,274,650 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 4,262 | $1,268,158 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 31,001 | $1,266,708 | dollars as filed | |
| VTI | 922908769 | COM | 5,835 | $1,239,449 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 24,508 | $1,229,802 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,851 | $1,181,935 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,635 | $1,158,926 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,162 | $1,149,125 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 32,634 | $1,144,148 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,740 | $1,136,515 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 26,834 | $1,129,175 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,880 | $1,127,891 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 67,317 | $1,075,050 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,866 | $1,043,437 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 12,669 | $1,026,822 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,818 | $1,008,990 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,029 | $950,837 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 13,122 | $944,399 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 16,970 | $937,932 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 13,326 | $930,399 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 9,391 | $924,110 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 43,574 | $920,291 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 29,524 | $907,863 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 59,117 | $897,400 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,563 | $880,790 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 18,970 | $876,983 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,041 | $876,523 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,487 | $848,889 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 6,834 | $818,757 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 23,658 | $809,104 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,942 | $790,817 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,828 | $781,433 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 14,153 | $756,902 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 15,000 | $756,750 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 5,095 | $753,398 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,664 | $750,585 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,137 | $748,591 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,766 | $744,988 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,681 | $743,905 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,455 | $742,665 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 26,509 | $736,950 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 4,634 | $736,852 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 13,327 | $720,724 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,623 | $719,390 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,453 | $718,978 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,527 | $697,289 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,557 | $677,503 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,342 | $671,959 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 16,191 | $642,945 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,436 | $639,424 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,869 | $622,832 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,985 | $621,074 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,752 | $609,240 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,247 | $599,591 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,764 | $570,777 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,389 | $567,915 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 27,666 | $561,620 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,873 | $557,528 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,999 | $528,894 | dollars as filed | |
| FISERV INC | 337738108 | COM | 4,624 | $522,328 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 2,914 | $519,887 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,342 | $497,761 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,180 | $494,134 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,370 | $491,548 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,849 | $487,854 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 21,062 | $482,952 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 6,068 | $465,537 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,107 | $462,294 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 4,272 | $452,487 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,414 | $451,025 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,271 | $414,129 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 15,074 | $412,575 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 4,551 | $404,493 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 13,617 | $402,791 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,546 | $389,277 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,900 | $371,811 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,026 | $358,075 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 32,229 | $340,657 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,166 | $337,355 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,158 | $328,177 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 6,700 | $324,079 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,947 | $317,023 | dollars as filed | |
| F N B CORP | 302520101 | COM | 28,031 | $302,453 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,005 | $298,865 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 584 | $297,782 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,583 | $293,028 | dollars as filed | |
| CORNING INC | 219350105 | COM | 9,486 | $289,038 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,053 | $286,750 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,428 | $284,912 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 27,100 | $282,653 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 8,971 | $273,226 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,519 | $273,040 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,125 | $270,130 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,088 | $268,291 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,570 | $264,208 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 6,044 | $254,634 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 8,300 | $253,357 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 8,421 | $252,974 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 8,635 | $248,515 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,945 | $243,940 | dollars as filed | |
| KBHOME | 48666K109 | COM | 5,203 | $240,795 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,351 | $237,619 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,617 | $229,073 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,672 | $225,462 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,860 | $223,509 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 1,674 | $217,285 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,054 | $211,475 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,048 | $210,002 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,192 | $207,613 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,018 | $204,620 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 864 | $203,126 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 25,117 | $119,808 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001740140-23-000004 | this filing | 2023-11-13 | acceptance time not in the bulk data set |