13F-HR filed by CreativeOne Wealth, LLC
CreativeOne Wealth, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 687 holding rows worth $1,702,403,000.
- Accession
- 0001739728-21-000005
- Filer
- CIK 1739728
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 923 entries on the cover page, a total value of $1,702,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,702,403,000 with VALUE read as thousands by filing date, 13F file number 028-18760. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerClient One Securities, LLC
- included managerGeoWealth Management, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 22,675 | $357,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,237 | $356,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,822 | $355,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,253 | $355,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 579 | $353,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,101 | $353,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,045 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,330 | $351,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,882 | $350,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,433 | $350,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,277 | $348,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,678 | $347,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,692 | $347,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,219 | $345,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,874 | $344,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,159 | $344,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,479 | $344,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,632 | $339,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,999 | $339,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,175 | $339,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 6,266 | $337,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 9,060 | $334,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,953 | $330,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 196 | $329,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 957 | $329,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,460 | $327,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,723 | $327,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 10,686 | $326,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,912 | $323,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,311 | $320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 11,534 | $320,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 14,564 | $319,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,159 | $318,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,615 | $318,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 12,533 | $317,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,961 | $317,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 7,980 | $316,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,011 | $315,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 18,999 | $315,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 14,256 | $314,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,104 | $311,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,790 | $311,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,539 | $308,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,193 | $308,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 5,418 | $308,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,497 | $307,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,293 | $307,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 42,632 | $307,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 4,948 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,277 | $301,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,061 | $300,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,014 | $299,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,771 | $299,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,492 | $296,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,349 | $295,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,202 | $295,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 9,200 | $295,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 15,050 | $295,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 394 | $294,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 8,910 | $294,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,602 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,823 | $291,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 868 | $290,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,168 | $290,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,413 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 14,500 | $289,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 8,041 | $287,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,818 | $287,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 597 | $286,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,288 | $286,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,929 | $285,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,574 | $284,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 16,592 | $284,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,502 | $282,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,866 | $281,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,639 | $279,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,386 | $277,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,187 | $277,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,793 | $275,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,522 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,501 | $274,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,687 | $273,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,175 | $270,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 675 | $269,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,004 | $269,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,793 | $268,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 9,947 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 10,775 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,403 | $268,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,234 | $266,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,711 | $263,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 6,749 | $257,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 126 | $255,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,811 | $255,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,289 | $255,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 4,250 | $254,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,190 | $251,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,113 | $250,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,826 | $249,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,278 | $248,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,852 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 10,000 | $247,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,419 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,108 | $246,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 3,800 | $245,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,513 | $245,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,957 | $245,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,564 | $245,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,637 | $244,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 3,767 | $243,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,296 | $242,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 9,272 | $241,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,173 | $240,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,166 | $239,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,083 | $239,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,712 | $238,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,612 | $237,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 8,498 | $235,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,525 | $235,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,159 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,786 | $232,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,727 | $231,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,303 | $231,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 8,348 | $230,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,012 | $229,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 727 | $228,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 810 | $228,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 569 | $227,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,145 | $227,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8,867 | $227,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,894 | $227,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,020 | $225,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,562 | $225,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,468 | $225,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,960 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 9,130 | $223,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,235 | $222,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 4,540 | $222,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,259 | $221,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 30,737 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 2,471 | $221,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,962 | $220,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,684 | $219,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,182 | $219,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,175 | $218,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 5,768 | $214,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,452 | $213,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 8,845 | $213,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 3,132 | $212,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,147 | $211,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,657 | $211,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,870 | $210,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,160 | $209,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 556 | $209,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,027 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 9,442 | $208,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 940 | $207,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,635 | $207,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 985 | $206,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 3,994 | $206,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,146 | $205,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,625 | $205,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,017 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 793 | $203,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 691 | $203,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,573 | $202,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,003 | $201,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,156 | $200,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,913 | $200,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,818 | $195,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 14,800 | $191,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,436 | $174,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,077 | $157,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,499 | $150,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 24,683 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,800 | $149,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 16,668 | $138,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,358 | $138,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,700 | $135,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 13,045 | $117,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,601 | $114,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,000 | $111,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,623 | $102,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,746 | $86,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,806 | $68,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,416 | $55,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 32,286 | $54,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739728-21-000005 | this filing | 2021-11-16 | acceptance time not in the bulk data set |