13F-HR filed by CreativeOne Wealth, LLC
CreativeOne Wealth, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 195 holding rows worth $523,449,000.
- Accession
- 0001739728-20-000003
- Filer
- CIK 1739728
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 325 entries on the cover page, a total value of $523,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $523,449,000 with VALUE read as thousands by filing date, 13F file number 028-18760. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerClient One Securities
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 3,559,406 | $96,103,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 656,710 | $28,396,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 383,218 | $22,472,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 230,854 | $20,559,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 384,052 | $19,138,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 730,160 | $18,999,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 120,480 | $18,878,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 691,866 | $14,910,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 375,137 | $14,893,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 423,281 | $14,112,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 155,467 | $13,474,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 151,380 | $10,574,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 181,936 | $10,235,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 109,063 | $8,963,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 158,208 | $8,653,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 183,745 | $8,353,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 367,721 | $8,252,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 203,880 | $6,675,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 296,670 | $6,289,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 54,110 | $6,247,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 180,646 | $6,061,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 62,070 | $5,545,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 454,769 | $5,376,000 | thousands by filing date | |
| MGC | 921910873 | COM | 55,808 | $5,075,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 92,528 | $5,043,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 40,048 | $4,274,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 158,265 | $3,934,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 111,868 | $3,384,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 125,313 | $3,361,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 62,626 | $3,345,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 137,154 | $3,340,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 49,101 | $2,886,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 56,972 | $2,829,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,076 | $2,816,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 45,821 | $2,636,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 48,428 | $2,628,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,525 | $2,606,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 48,776 | $2,523,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 99,431 | $2,519,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 22,581 | $2,494,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,454 | $2,437,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 78,389 | $2,408,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 23,831 | $2,359,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 103,378 | $2,258,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 58,597 | $1,843,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 38,597 | $1,806,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 69,849 | $1,805,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 17,588 | $1,741,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 15,880 | $1,641,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 57,848 | $1,609,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,517 | $1,541,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 15,730 | $1,442,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 44,880 | $1,429,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 29,983 | $1,416,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,827 | $1,364,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 71,506 | $1,364,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 27,304 | $1,309,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,953 | $1,283,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 12,054 | $1,280,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 23,728 | $1,260,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 11,868 | $1,256,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 29,081 | $1,220,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,517 | $1,124,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,421 | $1,068,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,154 | $1,059,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 23,893 | $1,059,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 26,660 | $1,044,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 533 | $1,039,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,884 | $1,004,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,157 | $982,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,223 | $975,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 31,872 | $964,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,999 | $954,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,002 | $948,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 41,366 | $856,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,425 | $854,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 16,891 | $823,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 34,326 | $822,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,443 | $808,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 17,137 | $755,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 29,918 | $716,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 35,768 | $702,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 24,124 | $644,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,255 | $641,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,289 | $610,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,672 | $606,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 21,624 | $604,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,512 | $591,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 26,866 | $588,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,183 | $584,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,535 | $570,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 26,152 | $562,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,103 | $543,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,778 | $538,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 14,776 | $532,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,362 | $518,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 9,940 | $514,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,068 | $510,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,096 | $505,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 24,769 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 19,200 | $495,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 16,884 | $481,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,991 | $480,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,900 | $478,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,368 | $475,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 10,516 | $473,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 12,377 | $473,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 32,363 | $473,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,122 | $461,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 22,482 | $459,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,765 | $458,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,980 | $455,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 15,580 | $444,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,689 | $440,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 23,962 | $437,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 5,689 | $435,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,557 | $433,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,456 | $415,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 25,378 | $411,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,657 | $405,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,089 | $400,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,315 | $396,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 13,360 | $394,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,779 | $384,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,322 | $384,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,380 | $383,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 324 | $377,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,741 | $377,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,739 | $374,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,348 | $370,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 11,859 | $369,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 15,170 | $366,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,817 | $363,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,860 | $361,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,089 | $355,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,040 | $352,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,951 | $347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,456 | $347,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,590 | $346,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,452 | $344,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,030 | $331,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,951 | $330,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 695 | $319,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,033 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,876 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,071 | $314,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 14,306 | $310,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 983 | $307,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,978 | $306,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,037 | $304,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 15,993 | $303,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,073 | $297,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,608 | $295,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,105 | $294,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,276 | $293,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,909 | $291,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,643 | $291,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,006 | $291,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 21,761 | $286,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,380 | $284,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,988 | $283,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,618 | $283,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,017 | $279,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,005 | $277,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,889 | $272,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,427 | $271,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,698 | $271,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 704 | $265,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,505 | $260,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,443 | $257,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,051 | $255,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,131 | $253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 10,921 | $253,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,461 | $248,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,475 | $246,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,411 | $245,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,134 | $241,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,834 | $237,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,193 | $231,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,630 | $226,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,180 | $224,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,145 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 23,189 | $223,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,931 | $220,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,725 | $208,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,863 | $208,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 44,198 | $153,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 18,775 | $153,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 13,237 | $124,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,614 | $106,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,345 | $103,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,000 | $69,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,140 | $55,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,262 | $37,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,106 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739728-20-000003 | this filing | 2020-05-14 | acceptance time not in the bulk data set |