13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-13, with 4,732 holding rows worth $65,222,136,691.
- Accession
- 0001739439-26-000006
- Filer
- CIK 1739439
- Filed
- 2026-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 11,392 entries on the cover page, a total value of $65,222,136,691 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,222,136,691 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 102 | $1,338 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 92 | $1,329 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 30 | $1,323 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 71 | $1,322 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 343 | $1,314 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 165 | $1,310 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 106 | $1,302 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 624 | $1,279 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 86 | $1,271 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 12 | $1,255 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 91 | $1,251 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 8 | $1,250 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 19 | $1,243 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 137 | $1,240 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 244 | $1,219 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 371 | $1,211 | dollars as filed | |
| BITWISE FDS TR ETF BITCOIN STD CORPS | 091748509 | ETF | 67 | $1,179 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 75 | $1,178 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $1,170 | dollars as filed | |
| MINIMED GROUP INC | 60365F109 | COMMON STOCK | 78 | $1,166 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15 | $1,162 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 490 | $1,112 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 44 | $1,090 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 33 | $1,054 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 500 | $1,045 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 357 | $1,034 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 33 | $1,026 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 35 | $1,004 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 26 | $983 | dollars as filed | |
| FLOWCO HLDGS INC | 342909108 | COM CL A | 46 | $982 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10 | $968 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 250 | $963 | dollars as filed | |
| FUBOTV INC | 35953D401 | COM NEW CL A | 103 | $947 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 111 | $945 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 100 | $925 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 158 | $907 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 124 | $878 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 19 | $869 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 451 | $861 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 227 | $851 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 57 | $846 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 22 | $845 | dollars as filed | |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 268 | $844 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 32 | $841 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 154 | $835 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543847 | CMN | 94 | $823 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 12 | $821 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 344 | $808 | dollars as filed | |
| SMITHFIELD FOODS INC | 832248207 | COMMON STOCK | 33 | $801 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 76 | $774 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 19 | $773 | dollars as filed | |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 9 | $765 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 23 | $758 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 175 | $756 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 26 | $753 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 660 | $752 | dollars as filed | |
| YORK SPACE SYSTEMS INC | 987084100 | COMMON STOCK | 30 | $739 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 367 | $738 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 28 | $737 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 300 | $720 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 74 | $712 | dollars as filed | |
| AMERICAS GOLD AND SILVER CORP COM NEW | 03062D803 | Stock | 150 | $708 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 16 | $702 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 150 | $698 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 27 | $672 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 60 | $668 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19 | $661 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 8 | $648 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 43 | $648 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 110 | $643 | dollars as filed | |
| ATOSSA THERAPEUTICS INC | 04962H704 | COM | 333 | $643 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 364 | $637 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 2,000 | $635 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 174 | $633 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 23 | $633 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 130 | $627 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 10 | $626 | dollars as filed | |
| VERU INC | 92536C202 | COM NEW | 200 | $626 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,652 | $618 | dollars as filed | |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 1,200 | $617 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 415 | $614 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 322 | $612 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 400 | $600 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 400 | $580 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 13 | $578 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 71 | $577 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 57 | $574 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 119 | $567 | dollars as filed | |
| RENT THE RUNWAY INC | 76010Y202 | CL A NEW | 177 | $558 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 15 | $556 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 140 | $545 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 63 | $543 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 1,342 | $530 | dollars as filed | |
| ATRIUM THERAPEUTICS INC COM | 04965N104 | Stock | 39 | $525 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 12 | $518 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 46 | $518 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13 | $509 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 90 | $504 | dollars as filed | |
| CADRENAL THERAPEUTICS INC COM NEW | 127636207 | COM | 150 | $501 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 54 | $497 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 45 | $494 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 13 | $476 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 54 | $474 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 10 | $473 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 431 | $462 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 324 | $454 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 53 | $453 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 148 | $451 | dollars as filed | |
| ACUREN CORP | 00510N102 | COM | 55 | $445 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 13 | $440 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 500 | $436 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 675 | $432 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 8 | $418 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 114 | $415 | dollars as filed | |
| PARAZERO TECHNOLOGIES LTD | M7S13T102 | SHS | 854 | $415 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 72 | $409 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 51 | $408 | dollars as filed | |
| SLIDE INS HLDGS INC | 831349105 | COM | 21 | $407 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 140 | $403 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 29 | $401 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 126 | $395 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 101 | $371 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 200 | $370 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 16 | $366 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 7 | $365 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 33 | $363 | dollars as filed | |
| NN INC | 629337106 | COM | 100 | $359 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 25 | $353 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 4 | $344 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 384 | $330 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 473 | $329 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 50 | $324 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 108 | $317 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 59 | $307 | dollars as filed | |
| ANDERSEN GROUP INC | 033853102 | CL A | 8 | $302 | dollars as filed | |
| SPECTRAL AI INC | 84757T105 | COM CL A | 173 | $299 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12 | $297 | dollars as filed | |
| FERVO ENERGY CO CL A COM | 31556C106 | Stock | 10 | $292 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 14 | $292 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 58 | $275 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,000 | $272 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 30 | $262 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 8 | $254 | dollars as filed | |
| OATLY GROUP AB | 67421J207 | CMN | 27 | $252 | dollars as filed | |
| STRIVE INC | 862945300 | CL A COM | 23 | $251 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 4 | $245 | dollars as filed | |
| SMARTKEM INC | 83193D203 | COM NEW | 1,000 | $245 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 3 | $243 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 882 | $227 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 3 | $219 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V575 | INTL COR FIX ETF | 4 | $214 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 20 | $207 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 24 | $206 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 100 | $205 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 150 | $203 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 14 | $202 | dollars as filed | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2 | $201 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 25 | $189 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2 | $178 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 58 | $177 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4 | $175 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2 | $172 | dollars as filed | |
| POLYPID LTD | M8001Q126 | COM | 33 | $168 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 500 | $164 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 12 | $164 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 8 | $163 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 10 | $159 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 200 | $156 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 30 | $155 | dollars as filed | |
| X4 PHARMACEUTICALS INC | 98420X202 | COMMON STOCK | 33 | $154 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 4 | $154 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 354 | $151 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 10 | $146 | dollars as filed | |
| GAMESTOP CORP NEW | 36467W117 | *W EXP 10/30/202 | 52 | $145 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 100 | $145 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 7 | $141 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 46 | $139 | dollars as filed | |
| SEQUANS COMMUNICATIONS S A | 817323405 | SPONSORED ADS | 40 | $136 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 31 | $131 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 100 | $130 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 102 | $128 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 6 | $123 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 160 | $120 | dollars as filed | |
| IN8BIO INC | 45674E208 | COM NEW | 83 | $117 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 75 | $115 | dollars as filed | |
| QUANTUM BIOPHARMA LTD | 74764Y205 | CL B SUB VTG SHS | 30 | $109 | dollars as filed | |
| SURF AIR MOBILITY INC | 868927203 | CMN | 93 | $108 | dollars as filed | |
| NEXXEN INTERNATIONAL LTD | M8T80P204 | COMMON STOCK | 11 | $99 | dollars as filed | |
| NVNI GROUP LIMITED | G50716128 | ORD SHS NEW | 100 | $95 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 8 | $92 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 30 | $87 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 4 | $85 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 200 | $81 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 72 | $68 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 30 | $68 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 1 | $51 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 4 | $51 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 933 | $46 | dollars as filed | |
| MOTORSPORT GAMES INC | 62011B201 | CL A NEW | 10 | $40 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 13 | $40 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 14 | $39 | dollars as filed | |
| GEMINI SPACE STA INC | 36866J105 | CL A COM | 8 | $34 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 25 | $31 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D770 | STRUCTURED CR IN | 1 | $28 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 1 | $27 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 39 | $27 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524615 | MORTGAGE BACKED | 1 | $26 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D796 | INTER GRADE ETF | 1 | $25 | dollars as filed | |
| WERIDE INC | 950915108 | SPONSORED ADS | 4 | $23 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 10 | $22 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1 | $19 | dollars as filed | |
| 374WATER INC | 88583P203 | COM | 10 | $19 | dollars as filed | |
| TENAX THERAPEUTICS INC | 88032L605 | COM NEW | 1 | $15 | dollars as filed | |
| Nvni Group Limited W Exp 11/01/202 | G50716110 | SPAC Combination | 500 | $14 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J503 | COM NEW | 4 | $12 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 30 | $11 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 8 | $9 | dollars as filed | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 2 | $8 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1 | $5 | dollars as filed | |
| SERINA THERAPEUTICS INC | 81751A108 | COM SHS | 2 | $4 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1 | $3 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A302 | COMMON STOCK | 3 | $2 | dollars as filed | |
| IBIO INC | 451033708 | CMN | 1 | $2 | dollars as filed | |
| BGM GROUP LTD | G7307E123 | CL A ORD SHS NEW | 5 | $2 | dollars as filed | |
| VIVOSIM LABS INC | 68620A302 | COM | 2 | $2 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F404 | COM | 1 | $1 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D205 | CMN | 1 | $1 | dollars as filed | |
| PRF TECHNOLOGIES LTD | M77798201 | SHS NEW | 1 | $1 | dollars as filed | |
| CBDMD INC | 12482W408 | COM SHS | 1 | $1 | dollars as filed | |
| PUTNAM ETF TRUST | 746729730 | FRANKLIN SHT TRM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M114 | *W EXP 02/11/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-26-000006 | this filing | 2026-08-13 | acceptance time not in the bulk data set |