13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-14, with 4,684 holding rows worth $56,396,064,511.
- Accession
- 0001739439-26-000005
- Filer
- CIK 1739439
- Filed
- 2026-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 11,499 entries on the cover page, a total value of $56,396,064,511 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,396,064,511 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OOMA INC | 683416101 | COM | 61 | $888 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 47 | $879 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 500 | $875 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 248 | $873 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 84 | $872 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $865 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 12 | $861 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 57 | $848 | dollars as filed | |
| RENT THE RUNWAY INC | 76010Y202 | CL A NEW | 177 | $846 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 23 | $838 | dollars as filed | |
| KODIAK AI INC. | 500081104 | CMN | 120 | $833 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 660 | $832 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 1,160 | $814 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 13 | $808 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 24 | $804 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 17 | $791 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 367 | $789 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15 | $783 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 33 | $782 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 9 | $775 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 24 | $772 | dollars as filed | |
| CADRENAL THERAPEUTICS INC COM NEW | 127636207 | COM | 150 | $768 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8 | $764 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 36 | $762 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 109 | $760 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 12 | $747 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 401 | $742 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 145 | $740 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 22 | $737 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 6 | $732 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8 | $719 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 61 | $717 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 131 | $708 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 37 | $702 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 322 | $694 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 200 | $684 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 2,500 | $681 | dollars as filed | |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 1,200 | $663 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 2,000 | $660 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 41 | $658 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 500 | $650 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 12 | $646 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 21 | $642 | dollars as filed | |
| Vicarious Surgical Inc. | 92561V208 | Class A common stock | 884 | $636 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 10 | $628 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 110 | $617 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 1,000 | $609 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 400 | $608 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 37 | $602 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 100 | $600 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 71 | $574 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 1,446 | $561 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 324 | $548 | dollars as filed | |
| OATLY GROUP AB | 67421J207 | CMN | 54 | $548 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 108 | $531 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 30 | $528 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 335 | $523 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 400 | $520 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 15 | $518 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 110 | $514 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 43 | $512 | dollars as filed | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 20 | $509 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 28 | $499 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 54 | $487 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 400 | $480 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 117 | $475 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 63 | $474 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 10 | $474 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6 | $473 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 57 | $463 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 140 | $442 | dollars as filed | |
| VERU INC | 92536C202 | COM NEW | 200 | $442 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 200 | $426 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 114 | $414 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 11 | $399 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 16 | $396 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 16 | $386 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 675 | $383 | dollars as filed | |
| SLIDE INS HLDGS INC | 831349105 | COM | 21 | $378 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 27 | $378 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 8 | $370 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 29 | $362 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 1,342 | $362 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 14 | $355 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 7 | $353 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 13 | $352 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12 | $334 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 4 | $317 | dollars as filed | |
| XAI Floating Rate & Alternative Income Trust | 98400T304 | Com | 17 | $292 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 140 | $274 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2 | $274 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7 | $273 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 50 | $269 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 193 | $249 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 8 | $241 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 45 | $237 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 14 | $229 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10 | $222 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 20 | $222 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14 | $210 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 38 | $209 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 100 | $203 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 150 | $198 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 76 | $197 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 58 | $195 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 6 | $190 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 30 | $179 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 3 | $177 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 30 | $171 | dollars as filed | |
| GABELLI EQUITY TR INC | 362397226 | rt | 24,030 | $168 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10 | $163 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 12 | $162 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1 | $160 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 58 | $158 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 7 | $156 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 24 | $155 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 85 | $155 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 84 | $152 | dollars as filed | |
| NN INC | 629337106 | COM | 100 | $145 | dollars as filed | |
| QUANTUM BIOPHARMA LTD | 74764Y205 | CL B SUB VTG SHS | 30 | $145 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4 | $139 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 4 | $139 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 20 | $138 | dollars as filed | |
| X4 PHARMACEUTICALS INC | 98420X202 | COMMON STOCK | 33 | $136 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 24 | $133 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 46 | $131 | dollars as filed | |
| IN8BIO INC | 45674E208 | COM NEW | 83 | $123 | dollars as filed | |
| NVNI GROUP LIMITED | G50716128 | ORD SHS NEW | 100 | $115 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2 | $114 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6 | $110 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 109 | $107 | dollars as filed | |
| SURF AIR MOBILITY INC | 868927203 | CMN | 93 | $107 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 200 | $106 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D112 | rt | 13,179 | $105 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 59 | $104 | dollars as filed | |
| SEQUANS COMMUNICATIONS S A | 817323405 | SPONSORED ADS | 40 | $101 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 30 | $93 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 6 | $93 | dollars as filed | |
| LESLIES INC | 527064208 | CMN | 83 | $93 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 4 | $87 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5 | $87 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 35 | $85 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 5 | $83 | dollars as filed | |
| ANDERSEN GROUP INC | 033853102 | CL A | 3 | $82 | dollars as filed | |
| NEXXEN INTERNATIONAL LTD | M8T80P204 | COMMON STOCK | 11 | $72 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 73 | $69 | dollars as filed | |
| WOLFSPEED INC | 97785W106 | COMMON STOCK | 4 | $65 | dollars as filed | |
| TECHTARGET INC | 87874R308 | COM NEW | 16 | $62 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 933 | $62 | dollars as filed | |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 50 | $60 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 5 | $51 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 25 | $38 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 8 | $38 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D796 | INTER GRADE ETF | 1 | $36 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 10 | $33 | dollars as filed | |
| WERIDE INC | 950915108 | SPONSORED ADS | 4 | $32 | dollars as filed | |
| BIOLINE RX LIMITED | 09071M304 | SPONSORED ADR | 12 | $28 | dollars as filed | |
| 374WATER INC | 88583P203 | COM | 10 | $28 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 10 | $27 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 39 | $24 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 5 | $23 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 1 | $21 | dollars as filed | |
| FiscalNote Holdings Inc | 337655302 | Common Stock | 83 | $21 | dollars as filed | |
| SCILEX HOLDING CO COM NEW | 80880W205 | Stock | 3 | $20 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 0 | $20 | dollars as filed | Amount filed as zero, left out of ratios. |
| Nvni Group Limited W Exp 11/01/202 | G50716110 | SPAC Combination | 500 | $20 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 30 | $20 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 160 | $17 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 1 | $15 | dollars as filed | |
| GREENPOWER MTR CO INC | 39540E401 | COM | 10 | $10 | dollars as filed | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 2 | $8 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J503 | COM NEW | 2 | $6 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 28 | $6 | dollars as filed | |
| QVC GROUP INC | 74915M605 | COM SER A NEW | 2 | $4 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1 | $4 | dollars as filed | |
| SERINA THERAPEUTICS INC | 81751A108 | COM SHS | 2 | $4 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1 | $3 | dollars as filed | |
| VIVOSIM LABS INC | 68620A302 | COM | 2 | $3 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M114 | *W EXP 02/11/202 | 20 | $2 | dollars as filed | |
| BGM GROUP LTD | G7307E123 | CL A ORD SHS NEW | 5 | $2 | dollars as filed | |
| CBDMD INC | 12482W408 | COM SHS | 1 | $1 | dollars as filed | |
| BNB PLUS CORP | 03815U607 | COM NEW | 1 | $1 | dollars as filed | |
| PUTNAM ETF TRUST | 746729730 | FRANKLIN SHT TRM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-26-000005 | this filing | 2026-05-14 | acceptance time not in the bulk data set |