13F-HR/A filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR/A for the quarter ended 2025-12-31, filed 2026-03-17, with 4,670 holding rows worth $55,533,667,188.
- Accession
- 0001739439-26-000003
- Filer
- CIK 1739439
- Filed
- 2026-03-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2025
A holdings report, amendment of type restatement, 7,364 entries on the cover page, a total value of $55,533,667,188 stated on the cover page (in dollars after the unit check, H1), rows summing to $55,533,667,188 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 374WATER INC | 88583P203 | COM | 315 | $643 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 41 | $639 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 26 | $633 | dollars as filed | |
| ARDENT HEALTH INC | 03980N107 | COM | 71 | $627 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 32 | $625 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260839 | COMMON STOCK | 40 | $625 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 27 | $623 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 22 | $617 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 15 | $613 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 215 | $602 | dollars as filed | |
| OATLY GROUP AB | 67421J207 | CMN | 54 | $577 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 367 | $573 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 200 | $566 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 148 | $564 | dollars as filed | |
| PACER FDS TR | 69374H485 | SWAN SOS MODRTE | 18 | $554 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 18 | $546 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 28 | $544 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 415 | $539 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 81 | $536 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 43 | $535 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5 | $534 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 1,000 | $534 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 140 | $529 | dollars as filed | |
| PALVELLA THERAPEUTICS INC | 697947109 | COMMON STOCK | 5 | $523 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 61 | $522 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 1,345 | $518 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 384 | $515 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 39 | $511 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 11 | $509 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 44 | $509 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 401 | $505 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 46 | $498 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 200 | $486 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 10 | $472 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 54 | $471 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 200 | $466 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 324 | $460 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 675 | $450 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 40 | $449 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 188 | $446 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 20 | $444 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 28 | $433 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 9 | $430 | dollars as filed | |
| VERU INC | 92536C202 | COM NEW | 200 | $428 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 K | 683712129 | Stock | 473 | $426 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 43 | $417 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 43 | $416 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 45 | $412 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3 | $411 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 30 | $389 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 335 | $385 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 26 | $378 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 54 | $375 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 62 | $365 | dollars as filed | |
| BTQ TECHNOLOGIES CORP COM | 055869101 | Stock | 71 | $364 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 15 | $362 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 9 | $352 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 29 | $351 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 30 | $349 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 140 | $339 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 30 | $338 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 17 | $334 | dollars as filed | |
| KASPI KZ JSC | 48581R205 | SPONSORED ADS | 4 | $332 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 76 | $328 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 5 | $324 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 8 | $310 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 57 | $306 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 223 | $299 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 10 | $293 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 35 | $288 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 52 | $288 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 36 | $287 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 48 | $285 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 7 | $274 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 45 | $274 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 47 | $259 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 270 | $259 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 14 | $250 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 A | 683712137 | Stock | 473 | $246 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 151 | $246 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 24 | $242 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 50 | $241 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6 | $233 | dollars as filed | |
| QUANTUM BIOPHARMA LTD | 74764Y205 | CL B SUB VTG SHS | 30 | $219 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 22 | $212 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 10 | $209 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7 | $207 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 200 | $206 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 20 | $205 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 200 | $200 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10 | $198 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 200 | $196 | dollars as filed | |
| IN8BIO INC | 45674E208 | COM NEW | 83 | $194 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 Z | 683712145 | Stock | 473 | $189 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 20 | $187 | dollars as filed | |
| SEQUANS COMMUNICATIONS S A | 817323405 | SPONSORED ADS | 40 | $180 | dollars as filed | |
| SURF AIR MOBILITY INC | 868927203 | CMN | 93 | $180 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10 | $177 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9 | $177 | dollars as filed | |
| HEARTFLOW INC | 42238D107 | COM | 6 | $175 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 25 | $170 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 109 | $170 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 3 | $162 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3 | $162 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 3 | $157 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 20 | $157 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 7 | $157 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 11 | $151 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6 | $146 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 8 | $145 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 8 | $141 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 4 | $141 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 4 | $137 | dollars as filed | |
| LESLIES INC | 527064208 | CMN | 83 | $137 | dollars as filed | |
| CHIRON REAL ESTATE INC | 37954A303 | REIT | 4 | $135 | dollars as filed | |
| SCILEX HOLDING CO COM NEW | 80880W205 | Stock | 11 | $134 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 50 | $133 | dollars as filed | |
| X4 PHARMACEUTICALS INC | 98420X202 | COMMON STOCK | 33 | $132 | dollars as filed | |
| NN INC | 629337106 | COM | 100 | $128 | dollars as filed | |
| FiscalNote Holdings Inc | 337655302 | Common Stock | 83 | $122 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 14 | $115 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 100 | $115 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 59 | $109 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 23 | $104 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 20 | $97 | dollars as filed | |
| AXIA ENERGIA SA | 15236F100 | SPON ADS PF CL C | 11 | $95 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 11 | $94 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 6 | $89 | dollars as filed | |
| TECHTARGET INC | 87874R308 | COM NEW | 16 | $86 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 73 | $83 | dollars as filed | |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 5 | $82 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 160 | $80 | dollars as filed | |
| GEMINI SPACE STA INC | 36866J105 | CL A COM | 8 | $79 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 6 | $77 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 75 | $73 | dollars as filed | |
| NEXXEN INTERNATIONAL LTD | M8T80P204 | COMMON STOCK | 11 | $72 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 34 | $69 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 20 | $64 | dollars as filed | |
| QVC GROUP INC | 74915M605 | COM SER A NEW | 6 | $63 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 32 | $60 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 5 | $59 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 12 | $55 | dollars as filed | |
| WOLFSPEED INC | 97785W106 | COMMON STOCK | 3 | $52 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 11 | $52 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 30 | $47 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 17 | $46 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 10 | $42 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 25 | $40 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 5 | $35 | dollars as filed | |
| BIOLINE RX LIMITED | 09071M304 | SPONSORED ADR | 12 | $33 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 39 | $29 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 11 | $26 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $16 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 10 | $15 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J503 | COM NEW | 3 | $15 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 1 | $13 | dollars as filed | |
| TENAX THERAPEUTICS INC | 88032L605 | COM NEW | 1 | $12 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 2 | $12 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 5 | $10 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 1 | $8 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1 | $5 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| NAUTICUS ROBOTICS INC | 63911H306 | cs | 7 | $5 | dollars as filed | |
| LIVEPERSON INC | 538146309 | CMN | 1 | $4 | dollars as filed | |
| SERINA THERAPEUTICS INC | 81751A108 | COM SHS | 2 | $4 | dollars as filed | |
| VIVOSIM LABS INC | 68620A302 | COM | 2 | $4 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 10 | $1 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CBDMD INC | 12482W408 | COM SHS | 1 | $1 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 86 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-26-000002 | superseded | 2026-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001739439-26-000003 | this filing | 2026-03-17 | acceptance time not in the bulk data set |