13F-HR/A filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR/A for the quarter ended 2025-06-30, filed 2025-08-14, with 1,714 holding rows worth $45,600,039,819.
- Accession
- 0001739439-25-000022
- Filer
- CIK 1739439
- Filed
- 2025-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2025
A holdings report, amendment of type new holdings, 3,211 entries on the cover page, a total value of $45,600,039,819 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,600,039,819 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC
- included managerROCKEFELLER TRUST COMPANY, N.A.
- included managerRockefeller Trust Co (Delaware)
- included managerROCKEFELLER FINANCIAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 58,993 | $609,400 | dollars as filed | |
| ARRIVE AI INC | 04272H204 | COM NEW | 52,000 | $607,360 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 59,048 | $605,832 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 15,737 | $604,939 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 11,190 | $602,144 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 16,518 | $601,782 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 351,859 | $601,679 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 59,802 | $600,413 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 13,015 | $598,953 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 26,260 | $596,890 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,340 | $596,369 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 17,722 | $595,116 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 21,361 | $589,361 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 56,608 | $588,724 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 241,864 | $585,311 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 11,851 | $584,646 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 15,987 | $582,899 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 32,000 | $582,400 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 11,375 | $579,679 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 28,405 | $572,808 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 22,858 | $569,850 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 13,127 | $566,863 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 76,565 | $565,817 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,789 | $564,979 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,647 | $561,458 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 54,840 | $557,183 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 23,776 | $551,848 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 32,758 | $551,660 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 65,890 | $551,500 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 25,542 | $547,128 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10,967 | $546,880 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 10,268 | $546,378 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 75,043 | $546,313 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 21,828 | $535,662 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 47,319 | $532,345 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 16,599 | $528,700 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 23,428 | $528,322 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 48,991 | $528,123 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 18,000 | $527,580 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 17,506 | $526,931 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 15,538 | $526,272 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 18,128 | $524,845 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 15,812 | $523,773 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 33,880 | $520,412 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 173,151 | $518,587 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24,633 | $517,796 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 38,363 | $516,366 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 27,660 | $515,594 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 13,898 | $513,270 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 23,495 | $512,439 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 32,802 | $511,388 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 10,364 | $509,366 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 42,567 | $504,845 | dollars as filed | |
| ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF | 092528884 | ETF | 10,000 | $504,500 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 19,559 | $503,664 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 62,643 | $502,399 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U620 | VEST US EQUITY B | 16,082 | $501,898 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 20,844 | $497,150 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 35,665 | $494,682 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 52,423 | $491,729 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 11,430 | $490,842 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 10,893 | $488,307 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 34,708 | $482,801 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 80,721 | $482,713 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 20,662 | $480,509 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 34,524 | $479,206 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 19,728 | $478,014 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 12,400 | $477,648 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 29,685 | $476,743 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 17,008 | $473,534 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 51,265 | $469,075 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 23,175 | $466,281 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 18,566 | $465,079 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 80,500 | $462,875 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 47,649 | $462,678 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 18,154 | $461,309 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 13,301 | $461,151 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,893 | $455,455 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,049 | $455,328 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 10,119 | $453,253 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 30,008 | $446,828 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 15,559 | $445,789 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 15,198 | $443,483 | dollars as filed | |
| Mach Natural Resource LP | 55445L100 | COM | 30,610 | $442,008 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 31,223 | $438,687 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 13,162 | $435,148 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 12,090 | $435,017 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 11,711 | $434,963 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 16,340 | $433,520 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 13,453 | $430,365 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,351 | $426,709 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 18,503 | $425,030 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 44,669 | $423,910 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 14,504 | $423,389 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 11,359 | $421,419 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 16,721 | $420,382 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,676 | $420,219 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 14,796 | $418,579 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 27,020 | $418,540 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,243 | $410,528 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 341,224 | $409,469 | dollars as filed | |
| HARBOR ETF TRUST | 41151J406 | LONG TERM GROWER | 14,009 | $408,012 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 23,025 | $407,450 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 13,163 | $403,467 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 79,690 | $400,841 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $397,443 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 25,548 | $392,929 | dollars as filed | |
| MBX BIOSCIENCES INC COM | 55287L101 | Stock | 34,135 | $389,480 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,133 | $386,803 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 20,532 | $386,412 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,991 | $385,339 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 19,395 | $382,465 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 38,740 | $380,816 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 39,988 | $380,291 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 34,975 | $380,178 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 12,995 | $379,727 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 67,789 | $379,619 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 22,837 | $378,643 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 85,280 | $378,643 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 16,161 | $378,013 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 26,449 | $376,378 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 14,026 | $375,403 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 42,026 | $375,299 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 27,300 | $374,010 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 36,972 | $373,047 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,811 | $370,916 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 18,101 | $368,908 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 23,513 | $368,684 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 46,959 | $363,937 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 34,130 | $360,072 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 37,570 | $359,924 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,162 | $358,441 | dollars as filed | |
| LIONSGATE STUDIOS CORP COM | 53626N102 | Stock | 61,245 | $355,833 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 23,909 | $353,627 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 16,419 | $346,287 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 55,196 | $343,874 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 21,645 | $338,531 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 37,874 | $338,215 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 15,959 | $327,178 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 44,471 | $325,083 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 10,887 | $323,235 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 55,610 | $321,985 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,843 | $317,974 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 13,682 | $316,197 | dollars as filed | |
| PODCASTONE INC | 22275C105 | COM | 130,355 | $315,811 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F375 | FT VE U.S. EQ BU | 10,352 | $315,098 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 30,424 | $314,888 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 14,155 | $310,420 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,893 | $307,608 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 13,588 | $306,947 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 30,088 | $302,986 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F417 | FT VEST U.S | 12,935 | $302,550 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 21,094 | $295,738 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 23,553 | $295,601 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,608 | $295,294 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 15,276 | $294,980 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 18,350 | $294,518 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,950 | $291,265 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 21,674 | $289,794 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 48,492 | $288,046 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 11,381 | $282,602 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 20,936 | $280,763 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 35,075 | $279,905 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 169,554 | $279,764 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,480 | $279,610 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 20,529 | $279,610 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 13,292 | $274,898 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 17,685 | $273,941 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 55,000 | $272,250 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 31,555 | $271,373 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 27,973 | $270,506 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 11,700 | $270,270 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 10,631 | $269,502 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 12,931 | $267,154 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 10,403 | $266,572 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,980 | $257,806 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 30,000 | $257,700 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,940 | $257,431 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,982 | $257,129 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 15,617 | $254,250 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,854 | $252,151 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 12,848 | $250,794 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 28,353 | $250,643 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 20,024 | $249,900 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 10,000 | $249,300 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,727 | $247,922 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,372 | $245,831 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 10,077 | $242,956 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 96,982 | $237,606 | dollars as filed | |
| CURBLINE PPTYS CORP COM | 23128Q101 | REIT | 10,382 | $237,035 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 41,192 | $236,855 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 25,127 | $236,445 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 11,952 | $233,542 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,805 | $232,245 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,969 | $231,685 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 17,815 | $231,239 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 11,000 | $229,130 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,542 | $228,856 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,749 | $226,588 | dollars as filed | |
| YieldMax MSTR Option Income Strategy ETF | 88634T493 | ETF | 10,000 | $221,700 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 16,725 | $221,116 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,340 | $221,070 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 26,773 | $219,806 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 21,302 | $219,624 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 29,024 | $216,236 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,209 | $215,467 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 36,285 | $214,809 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,446 | $213,539 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,393 | $212,121 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 74,049 | $209,559 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 25,702 | $208,700 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,055 | $205,767 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 18,567 | $204,794 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 12,430 | $201,750 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-25-000015 | superseded | 2025-08-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001739439-25-000022 | this filing | 2025-08-14 | acceptance time not in the bulk data set |