13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2025-03-31, filed 2025-05-14, with 1,654 holding rows worth $40,515,361,232.
- Accession
- 0001739439-25-000008
- Filer
- CIK 1739439
- Filed
- 2025-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 3,118 entries on the cover page, a total value of $40,515,361,232 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,515,361,232 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 18,090 | $468,368 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 23,175 | $466,629 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 36,972 | $466,587 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 82,500 | $465,300 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 18,000 | $462,780 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 12,689 | $462,293 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 29,654 | $461,724 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 20,491 | $461,061 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 11,730 | $460,789 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 12,835 | $459,621 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 39,224 | $455,790 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 21,452 | $455,649 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 11,168 | $452,208 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 11,921 | $450,375 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 21,059 | $448,346 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 18,223 | $447,739 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 33,931 | $445,187 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 19,531 | $442,963 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 16,272 | $441,474 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,665 | $437,714 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 43,799 | $436,245 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 11,027 | $435,906 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,049 | $432,569 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 16,197 | $432,153 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,992 | $430,766 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 43,074 | $429,885 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 15,549 | $425,895 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 19,799 | $425,698 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 42,606 | $424,791 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,828 | $424,705 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 16,722 | $422,922 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,576 | $422,900 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 16,995 | $421,166 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 10,971 | $420,738 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 17,801 | $420,303 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 15,736 | $419,560 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463309 | COM CL A NEW | 55,803 | $417,964 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 15,656 | $414,132 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 15,239 | $411,639 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 20,133 | $406,087 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 23,811 | $405,739 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 15,075 | $403,106 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 25,476 | $398,203 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 20,395 | $397,721 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 38,115 | $396,404 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 19,395 | $393,525 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 67,077 | $387,038 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 27,094 | $385,011 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 17,051 | $383,477 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 38,613 | $381,110 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 26,743 | $379,485 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 20,530 | $377,547 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 12,995 | $377,258 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 13,983 | $374,054 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 12,568 | $369,514 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 17,810 | $368,323 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 49,547 | $363,675 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 13,570 | $363,551 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 17,144 | $363,285 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $362,228 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 11,057 | $359,463 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 11,094 | $358,780 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 16,468 | $358,029 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 11,399 | $356,114 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 12,270 | $355,963 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 54,437 | $354,932 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 21,816 | $353,637 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 324,680 | $350,654 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 24,824 | $349,533 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,162 | $348,583 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 114,049 | $347,849 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 34,680 | $346,808 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 30,726 | $345,360 | dollars as filed | |
| HARBOR ETF TRUST | 41151J406 | LONG TERM GROWER | 13,975 | $342,388 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 16,000 | $339,360 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 46,926 | $336,932 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 10,984 | $334,682 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 23,243 | $332,844 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 28,320 | $332,480 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,067 | $332,133 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,729 | $330,493 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 36,931 | $328,317 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 39,797 | $323,152 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 10,607 | $322,057 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,386 | $321,371 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,602 | $319,867 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 21,147 | $318,690 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 14,854 | $316,703 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,536 | $313,523 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 15,309 | $309,248 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,832 | $306,132 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 34,547 | $305,401 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 34,500 | $305,325 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 15,935 | $303,886 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 31,325 | $293,837 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 12,150 | $291,236 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 20,841 | $290,107 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 14,001 | $288,847 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 18,457 | $288,667 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 31,000 | $288,300 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,842 | $287,498 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 23,416 | $286,381 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 50,849 | $285,266 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 17,917 | $281,130 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 50,828 | $275,488 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,800 | $270,156 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 26,706 | $266,526 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 10,373 | $265,158 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,601 | $264,621 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,372 | $264,428 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 21,024 | $263,851 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,768 | $260,590 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 11,700 | $258,102 | dollars as filed | |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 19,954 | $258,015 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 16,518 | $256,368 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 39,820 | $254,057 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 21,032 | $251,753 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,071 | $251,617 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,369 | $251,448 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,898 | $251,309 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 50,536 | $250,662 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 12,848 | $250,280 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 22,196 | $247,485 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 40,933 | $246,420 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 18,447 | $244,248 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 27,851 | $242,594 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 11,900 | $242,403 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 16,725 | $239,681 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 27,000 | $238,950 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,635 | $238,219 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,040 | $237,029 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 10,000 | $235,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,431 | $234,754 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,146 | $231,951 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,748 | $231,739 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 28,604 | $231,698 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,227 | $229,513 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,933 | $228,502 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 13,947 | $225,399 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 19,560 | $224,940 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 24,820 | $224,124 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 14,864 | $221,346 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 63,000 | $219,870 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 35,457 | $213,451 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 20,000 | $211,400 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 122,325 | $210,399 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 164,712 | $209,185 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 25,927 | $208,720 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,153 | $208,238 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 15,323 | $207,780 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 15,469 | $203,581 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 15,102 | $201,770 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 27,102 | $201,368 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $201,204 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-25-000008 | this filing | 2025-05-14 | acceptance time not in the bulk data set |