13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-13, with 1,652 holding rows worth $38,610,010,825.
- Accession
- 0001739439-25-000002
- Filer
- CIK 1739439
- Filed
- 2025-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 3,248 entries on the cover page, a total value of $38,610,010,825 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,610,010,825 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F437 | COM | 15,713 | $450,512 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 10,107 | $448,347 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 18,405 | $447,334 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 18,586 | $446,268 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 32,000 | $446,080 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 10,507 | $441,731 | dollars as filed | |
| PGIM ETF TR | 69344A800 | TOTA RETU BD ETF | 10,765 | $440,934 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 20,585 | $440,115 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 19,242 | $438,525 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,742 | $433,179 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 29,620 | $432,748 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 48,603 | $431,110 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 16,667 | $430,858 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 12,857 | $430,581 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 10,912 | $429,632 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,374 | $428,772 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 110,049 | $419,287 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K760 | INCOME ETF | 20,356 | $419,148 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 25,885 | $417,266 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 37,127 | $415,491 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,903 | $415,329 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 18,213 | $415,276 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,848 | $414,444 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 26,803 | $414,379 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,806 | $413,104 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 44,848 | $406,323 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 12,577 | $403,392 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 53,864 | $401,825 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 13,976 | $401,812 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 25,014 | $401,483 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 11,028 | $400,550 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 18,200 | $396,396 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 25,407 | $393,820 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 15,436 | $391,620 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 23,416 | $391,052 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 44,961 | $390,714 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 177,377 | $390,229 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 37,527 | $388,413 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 21,525 | $387,450 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 66,466 | $386,170 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,624 | $384,494 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 72,101 | $382,857 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 32,700 | $381,616 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 17,581 | $381,613 | dollars as filed | |
| HARBOR ETF TRUST | 41151J406 | LONG TERM GROWER | 13,975 | $380,260 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 13,230 | $378,934 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 12,270 | $378,907 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 15,196 | $378,673 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 32,111 | $378,589 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 19,398 | $378,068 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 23,826 | $377,880 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 22,791 | $376,279 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $373,380 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 14,123 | $371,957 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,155 | $371,804 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 13,906 | $371,442 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 53,743 | $369,219 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 18,175 | $369,134 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 15,861 | $368,572 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 10,100 | $368,381 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 29,564 | $367,651 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 17,778 | $367,121 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,020 | $366,356 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 15,318 | $362,751 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 14,090 | $360,899 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,067 | $356,598 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 11,094 | $356,006 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 24,312 | $350,472 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 16,000 | $350,400 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 106,615 | $348,631 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 23,366 | $347,458 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 34,440 | $344,407 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 46,417 | $343,485 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 10,666 | $341,919 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 22,348 | $341,701 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 10,987 | $338,977 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 41,468 | $337,135 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 23,900 | $336,273 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,162 | $334,965 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 35,402 | $334,555 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,672 | $333,887 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 15,042 | $331,977 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 16,128 | $330,319 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,635 | $328,828 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 33,188 | $324,247 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,147 | $322,162 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 12,701 | $319,818 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 40,218 | $316,114 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 14,894 | $315,511 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 45,401 | $312,359 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 15,183 | $312,166 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 14,794 | $311,873 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 18,527 | $310,698 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 31,872 | $310,433 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 34,077 | $306,019 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 18,175 | $300,796 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 15,832 | $298,750 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 19,968 | $298,132 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 34,515 | $294,758 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 18,193 | $294,181 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 16,890 | $292,550 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 167,557 | $290,392 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 12,150 | $286,077 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,800 | $284,820 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 21,510 | $282,652 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 22,024 | $282,568 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,213 | $278,431 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,369 | $278,430 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 13,016 | $271,260 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,748 | $271,167 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 30,643 | $270,581 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 11,700 | $270,270 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 77,765 | $269,845 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,060 | $268,001 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 50,800 | $263,654 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,361 | $262,950 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,516 | $261,032 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,372 | $259,972 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,544 | $252,334 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 12,922 | $251,076 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 49,662 | $250,793 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 27,000 | $244,080 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 23,720 | $243,134 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,366 | $242,676 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 16,098 | $241,673 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,901 | $240,560 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 16,705 | $240,070 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,764 | $239,410 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 16,725 | $239,347 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 11,900 | $239,309 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 10,000 | $238,900 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 27,589 | $235,610 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,040 | $234,710 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 10,190 | $234,150 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 12,066 | $232,753 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,615 | $230,888 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 19,657 | $230,576 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 28,107 | $227,386 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,232 | $225,591 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 15,274 | $224,070 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 18,407 | $221,363 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 25,702 | $220,780 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 20,785 | $218,460 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 49,358 | $212,733 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25,106 | $211,929 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 48,479 | $211,426 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 70,000 | $210,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 27,108 | $209,679 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $208,332 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 20,000 | $207,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 10,965 | $202,743 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 34,292 | $202,323 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-25-000002 | this filing | 2025-02-13 | acceptance time not in the bulk data set |