13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 1,608 holding rows worth $37,152,409,511.
- Accession
- 0001739439-24-000023
- Filer
- CIK 1739439
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 3,184 entries on the cover page, a total value of $37,152,409,511 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,152,409,511 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OLAPLEX HLDGS INC | 679369108 | COM | 168,441 | $394,663 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 18,625 | $394,490 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,653 | $394,052 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 12,892 | $391,539 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 17,813 | $391,352 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 32,111 | $384,048 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 33,043 | $383,913 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 12,952 | $383,066 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 19,625 | $379,744 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,678 | $378,239 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 18,269 | $377,259 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 10,357 | $375,861 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,409 | $373,211 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 11,048 | $368,893 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 14,605 | $367,431 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $367,431 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 32,515 | $366,340 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 26,299 | $365,037 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 33,982 | $363,268 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,611 | $360,863 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 44,295 | $358,354 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 15,276 | $349,515 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 33,188 | $348,806 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 24,799 | $347,936 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 33,635 | $347,123 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 11,491 | $345,075 | dollars as filed | |
| MORGAN STANLEY DIRECT LENDIN | 61774A103 | Common Stock | 17,383 | $343,836 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 11,094 | $343,359 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 17,939 | $343,073 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 31,760 | $335,386 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 28,683 | $332,149 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 43,644 | $326,894 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 12,661 | $324,503 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,946 | $322,833 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 13,600 | $311,984 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 161,556 | $311,803 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 14,102 | $309,561 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 20,140 | $308,946 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,832 | $305,411 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 11,008 | $304,941 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 53,548 | $301,745 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 24,025 | $300,313 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 13,353 | $299,117 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 14,353 | $294,524 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,067 | $291,468 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 10,060 | $287,325 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 15,369 | $286,021 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,625 | $285,095 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,800 | $284,068 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,361 | $284,061 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 22,024 | $283,669 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 13,375 | $280,474 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,227 | $275,746 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,711 | $274,208 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 283,000 | $274,086 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,495 | $272,792 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 34,500 | $270,135 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 27,000 | $268,920 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 22,756 | $267,838 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 11,700 | $267,696 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 27,660 | $265,536 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25,442 | $264,324 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 19,574 | $264,019 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,496 | $263,983 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 10,104 | $263,728 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 75,295 | $263,536 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,751 | $261,817 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 14,014 | $260,951 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,766 | $260,395 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 19,854 | $256,520 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 18,470 | $253,039 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,017 | $251,651 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 49,948 | $251,238 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,615 | $249,235 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,471 | $247,782 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 63,000 | $242,550 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 313,592 | $240,494 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 17,916 | $239,549 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 12,032 | $237,753 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 15,016 | $235,901 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 10,000 | $235,400 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 15,260 | $233,180 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 16,583 | $231,669 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 20,447 | $230,237 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 72,250 | $229,755 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 20,857 | $228,384 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,664 | $226,416 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 31,500 | $225,855 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,859 | $224,823 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 21,146 | $224,703 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 20,000 | $223,200 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,846 | $220,174 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 10,034 | $219,315 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 35,734 | $219,052 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,363 | $217,623 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 10,228 | $216,015 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,642 | $210,268 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $209,628 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 548,404 | $208,394 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 10,965 | $207,787 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 10,211 | $205,384 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 15,136 | $204,643 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 18,186 | $204,593 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 15,867 | $203,577 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 21,656 | $202,267 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 26,400 | $200,640 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,812 | $200,573 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100,025 | $200,050 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-24-000023 | this filing | 2024-11-14 | acceptance time not in the bulk data set |