13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-12, with 1,622 holding rows worth $35,183,070,575.
- Accession
- 0001739439-24-000014
- Filer
- CIK 1739439
- Filed
- 2024-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 3,283 entries on the cover page, a total value of $35,183,070,575 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,183,070,575 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 22,774 | $394,006 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 25,477 | $388,782 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 10,240 | $382,895 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 16,072 | $380,424 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,082 | $380,214 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 52,467 | $376,713 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 13,596 | $376,609 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 24,450 | $374,819 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 132,095 | $374,699 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 17,895 | $369,735 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 11,536 | $368,236 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 28,294 | $365,286 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 22,976 | $364,629 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 13,866 | $364,538 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,394 | $359,430 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 12,892 | $359,308 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 15,603 | $358,441 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 12,636 | $355,838 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 43,729 | $354,642 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $351,680 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10,622 | $349,627 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 26,447 | $349,371 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 19,559 | $349,142 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,222 | $348,101 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 42,912 | $344,154 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 53,846 | $341,926 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 24,850 | $340,454 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 526,251 | $336,164 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,896 | $335,049 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,086 | $334,967 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 32,111 | $332,349 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 11,532 | $330,968 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 13,137 | $329,493 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 33,588 | $327,147 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 71,158 | $324,482 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 24,030 | $322,014 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 20,750 | $318,720 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 29,774 | $317,600 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 27,273 | $317,107 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 17,742 | $316,883 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 12,631 | $316,034 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 20,289 | $313,668 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 13,615 | $309,197 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,372 | $305,254 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 33,187 | $304,333 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 43,598 | $304,320 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 13,000 | $303,840 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 26,880 | $298,637 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,796 | $297,273 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,126 | $295,918 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 22,024 | $295,562 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y508 | CORE BOND ETF | 11,269 | $290,973 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 12,613 | $290,856 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,287 | $287,973 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 14,179 | $287,135 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 36,360 | $285,431 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 160,556 | $284,184 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 72,250 | $283,220 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 28,007 | $282,320 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,832 | $281,896 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 53,355 | $281,773 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 10,675 | $280,651 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 20,755 | $280,619 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,850 | $278,244 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 23,424 | $277,574 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 18,929 | $274,479 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 43,688 | $273,051 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,800 | $272,412 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 12,943 | $272,193 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,223 | $271,725 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,170 | $271,153 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,742 | $270,168 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 52,900 | $269,790 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 23,757 | $269,650 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 15,046 | $269,625 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 283,000 | $269,218 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 13,375 | $267,768 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 11,779 | $267,629 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 27,755 | $266,957 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 18,539 | $265,297 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 53,269 | $263,372 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 16,583 | $262,845 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 10,050 | $261,775 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 22,333 | $261,073 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 10,000 | $260,251 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,496 | $258,787 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 20,814 | $256,102 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 11,700 | $255,727 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,168 | $254,696 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 19,630 | $254,603 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 13,729 | $249,869 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,245 | $248,340 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 12,758 | $248,288 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 75,903 | $248,206 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,615 | $246,762 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,194 | $245,039 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 23,679 | $241,529 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,726 | $240,632 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 22,222 | $240,228 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 22,986 | $239,514 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,723 | $239,465 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 19,578 | $234,351 | dollars as filed | |
| STEM INC | 85859N102 | COM | 210,854 | $234,048 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,363 | $229,540 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 10,000 | $228,100 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 52,209 | $227,109 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,714 | $226,601 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 15,754 | $224,184 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 14,803 | $222,637 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,161 | $220,315 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 10,992 | $218,690 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 31,500 | $216,090 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 81,998 | $214,015 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 10,761 | $210,187 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 18,873 | $209,679 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 11,906 | $209,427 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 28,516 | $209,022 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,363 | $207,009 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $206,712 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,585 | $204,688 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 11,335 | $202,450 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 19,301 | $200,693 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-24-000014 | this filing | 2024-08-12 | acceptance time not in the bulk data set |