13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-14, with 1,659 holding rows worth $34,261,235,831.
- Accession
- 0001739439-24-000008
- Filer
- CIK 1739439
- Filed
- 2024-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 3,363 entries on the cover page, a total value of $34,261,235,831 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,261,235,831 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 17,526 | $454,441 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 12,194 | $453,994 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 72,094 | $452,750 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 15,651 | $452,477 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 15,135 | $449,234 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 17,091 | $447,454 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 83,084 | $446,161 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 17,833 | $443,063 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 11,450 | $442,886 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 20,434 | $442,401 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 22,895 | $441,210 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 30,804 | $441,127 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 216,462 | $432,924 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 159,666 | $432,695 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 24,475 | $431,739 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 72,893 | $427,154 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K760 | INCOME ETF | 20,673 | $424,625 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 220,483 | $423,327 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,851 | $420,844 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 38,564 | $420,734 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 123,561 | $412,694 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 45,440 | $412,595 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 19,817 | $411,617 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 26,443 | $410,404 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 15,189 | $408,432 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 34,279 | $405,178 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 12,460 | $402,429 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 13,985 | $402,215 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,000 | $401,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 34,935 | $400,357 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 79,165 | $396,617 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 32,963 | $393,587 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 51,833 | $393,416 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 19,843 | $390,323 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 12,465 | $390,279 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 18,448 | $390,175 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 35,770 | $388,466 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 10,900 | $388,183 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 12,234 | $382,565 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 25,435 | $380,766 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 24,065 | $378,548 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 20,014 | $376,289 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 12,767 | $372,030 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 16,992 | $370,426 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 27,881 | $369,144 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 18,009 | $367,928 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,448 | $365,333 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 20,450 | $362,988 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 40,845 | $358,619 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 13,979 | $355,459 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,016 | $355,306 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 69,554 | $353,337 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 31,880 | $350,361 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 22,308 | $349,566 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 336,882 | $346,988 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 41,381 | $345,538 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 43,406 | $345,516 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 72,250 | $345,355 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $343,598 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 23,525 | $339,936 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 22,023 | $337,172 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,473 | $336,690 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 47,883 | $336,620 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 15,941 | $335,877 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 11,491 | $334,503 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,772 | $331,445 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 10,824 | $330,348 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 19,333 | $328,858 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 60,977 | $326,837 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 17,003 | $326,629 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 18,229 | $322,486 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,317 | $321,879 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 49,176 | $321,123 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 14,209 | $320,839 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,406 | $320,817 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 20,750 | $319,965 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 12,601 | $318,439 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 66,892 | $317,739 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,227 | $315,928 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 10,750 | $314,545 | dollars as filed | |
| NOV INC | 62955J103 | COM | 16,090 | $314,087 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,246 | $313,891 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 16,326 | $311,519 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 30,284 | $309,807 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 32,737 | $305,445 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 25,849 | $304,252 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 37,456 | $300,023 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 59,342 | $299,681 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 15,514 | $298,960 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,694 | $298,182 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 28,215 | $297,386 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 140,178 | $292,972 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 29,820 | $290,152 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,742 | $288,719 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 15,394 | $288,331 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 10,327 | $286,687 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 10,056 | $282,271 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 14,495 | $282,076 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 28,838 | $281,171 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,532 | $280,748 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 19,017 | $278,608 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,832 | $278,023 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 12,083 | $277,794 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 11,935 | $277,381 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,484 | $276,408 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 58,555 | $275,794 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 41,312 | $272,659 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 69,514 | $272,495 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,688 | $272,316 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 43,247 | $272,024 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,871 | $271,832 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,800 | $271,472 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 13,375 | $270,844 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 13,520 | $270,010 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 27,757 | $269,520 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 10,310 | $269,419 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 283,000 | $268,510 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 12,527 | $267,835 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 25,972 | $264,403 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,954 | $263,667 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 40,500 | $263,655 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,813 | $261,029 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 19,592 | $260,083 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 10,006 | $259,670 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 89,521 | $255,135 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 11,700 | $254,542 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 13,131 | $253,035 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,022 | $250,979 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 16,133 | $250,711 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 10,000 | $249,600 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,766 | $246,833 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 10,100 | $239,673 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 19,303 | $239,558 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 14,657 | $239,506 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 77,510 | $234,855 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 15,200 | $233,776 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 35,169 | $231,412 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,202 | $230,624 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 14,803 | $229,298 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 12,727 | $229,227 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 18,792 | $228,886 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,363 | $228,608 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,293 | $225,250 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 10,000 | $222,500 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 10,207 | $222,104 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 21,132 | $222,100 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 18,594 | $222,016 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,997 | $220,733 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 56,020 | $219,038 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 18,342 | $218,270 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 44,886 | $214,106 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 19,875 | $211,868 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 21,246 | $211,823 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $210,276 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,203 | $209,781 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 22,506 | $209,531 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,006 | $207,316 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 27,541 | $206,838 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,516 | $203,399 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-24-000008 | this filing | 2024-05-14 | acceptance time not in the bulk data set |