13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,484 holding rows worth $25,926,866,861.
- Accession
- 0001739439-23-000023
- Filer
- CIK 1739439
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 2,922 entries on the cover page, a total value of $25,926,866,861 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,926,866,861 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 23,367 | $1,291,340 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 143,338 | $1,290,049 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 26,169 | $1,290,036 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 23,699 | $1,288,052 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 47,502 | $1,283,979 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 23,823 | $1,273,349 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 130,864 | $1,266,771 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 63,454 | $1,258,297 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 28,469 | $1,255,511 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 11,170 | $1,253,641 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 120,064 | $1,248,670 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 30,724 | $1,246,802 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 12,877 | $1,246,040 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 13,279 | $1,246,036 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 32,972 | $1,233,843 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 27,888 | $1,233,252 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 23,093 | $1,232,047 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 33,637 | $1,225,091 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 17,723 | $1,221,129 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 70,550 | $1,211,359 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12,118 | $1,210,256 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 34,747 | $1,206,774 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 131,765 | $1,204,340 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 65,405 | $1,200,846 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 130,519 | $1,200,776 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 30,798 | $1,200,506 | dollars as filed | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 34,490 | $1,192,688 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 30,000 | $1,189,236 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 352,127 | $1,186,668 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 329,829 | $1,170,893 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 231,159 | $1,169,668 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 28,800 | $1,167,552 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 11,131 | $1,167,386 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 20,869 | $1,162,846 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 23,033 | $1,162,027 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 53,292 | $1,159,638 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 50,432 | $1,157,941 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 33,098 | $1,155,135 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,168 | $1,152,386 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 32,341 | $1,152,021 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 29,062 | $1,146,814 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 37,770 | $1,143,680 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 31,758 | $1,132,811 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 13,158 | $1,118,763 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 12,365 | $1,116,561 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 42,192 | $1,112,603 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 26,074 | $1,112,062 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 62,692 | $1,109,021 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 149,240 | $1,105,875 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 11,008 | $1,101,990 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 26,326 | $1,094,898 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 92,930 | $1,090,998 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 16,253 | $1,088,307 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 12,953 | $1,083,130 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 103,366 | $1,075,006 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 31,445 | $1,070,702 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 17,316 | $1,069,552 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 18,701 | $1,067,113 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 14,262 | $1,066,423 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 118,264 | $1,063,199 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,104 | $1,060,810 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,002 | $1,059,225 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 12,303 | $1,053,383 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 40,014 | $1,039,964 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 15,233 | $1,036,947 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 31,483 | $1,032,354 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 129,147 | $1,025,427 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 28,228 | $1,021,739 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 11,249 | $1,019,529 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 91,299 | $1,018,902 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 110,429 | $1,017,056 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 91,973 | $1,013,551 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 52,886 | $1,012,068 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 11,428 | $1,011,163 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 10,838 | $1,003,107 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 195,377 | $1,002,285 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 15,693 | $999,967 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 103,500 | $996,705 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 13,815 | $993,328 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 35,310 | $990,092 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 87,081 | $986,631 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 83,900 | $983,308 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 22,231 | $980,105 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 16,869 | $975,706 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 39,455 | $974,539 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 11,251 | $971,068 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 13,116 | $970,059 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 56,710 | $968,056 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 12,507 | $965,290 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 15,299 | $964,448 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 13,758 | $962,234 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 69,099 | $959,099 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 27,531 | $956,185 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 50,549 | $955,389 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 72,433 | $954,678 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 194,422 | $950,724 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 18,809 | $949,709 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 21,454 | $944,620 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 28,411 | $942,684 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 12,061 | $942,518 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 11,978 | $935,045 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 19,299 | $931,177 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 38,157 | $926,452 | dollars as filed | |
| GOTHAM 1000 VALUE ETF | 886364520 | ETF | 46,117 | $924,732 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 11,321 | $924,699 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 25,248 | $921,552 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 48,952 | $920,798 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 15,725 | $915,667 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 95,267 | $910,756 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 24,003 | $910,227 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 32,410 | $903,608 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 22,476 | $898,147 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 16,473 | $897,991 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 31,718 | $895,417 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 52,286 | $894,613 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 50,387 | $893,882 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 64,777 | $890,687 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 84,212 | $887,594 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 12,039 | $882,255 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 60,125 | $877,526 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 15,973 | $874,301 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 21,498 | $869,406 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 11,852 | $868,040 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 14,589 | $867,794 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 113,994 | $867,497 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 72,788 | $864,723 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 17,721 | $864,430 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 50,116 | $862,005 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 189,312 | $861,370 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 20,619 | $861,295 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 17,103 | $859,267 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 17,457 | $858,925 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 31,296 | $856,588 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 36,153 | $854,659 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 22,350 | $854,245 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 15,169 | $851,789 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 31,371 | $848,293 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 139,338 | $844,393 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 13,647 | $844,203 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 90,747 | $843,043 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 25,283 | $842,706 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 26,155 | $841,427 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 22,621 | $838,135 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 14,388 | $836,666 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 22,827 | $835,245 | dollars as filed | |
| PACER FDS TR | 69374H576 | SWAN SOS FLX JAN | 31,500 | $834,082 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 460,599 | $833,685 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 28,316 | $833,623 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 18,482 | $832,275 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 29,555 | $821,629 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 43,824 | $820,824 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 31,657 | $819,607 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 31,256 | $817,348 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 61,710 | $817,052 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 12,542 | $817,036 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 46,133 | $813,325 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 14,235 | $808,596 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 329,829 | $808,082 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 28,280 | $804,000 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 14,438 | $803,519 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 33,640 | $803,007 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 37,627 | $801,470 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 177,497 | $798,740 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 11,646 | $794,490 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 13,478 | $788,867 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,235 | $788,669 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 29,001 | $787,091 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 50,873 | $786,003 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 32,222 | $785,266 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 36,212 | $782,912 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 77,326 | $782,540 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 14,382 | $777,791 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,143 | $773,456 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 19,448 | $772,086 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 10,730 | $768,553 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 11,740 | $766,857 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 28,095 | $765,033 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 15,612 | $764,222 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 16,023 | $760,020 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 29,626 | $759,921 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 22,986 | $756,256 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 36,829 | $752,791 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 12,636 | $751,993 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 11,057 | $749,048 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 29,945 | $740,250 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 14,048 | $737,554 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,780 | $736,814 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 22,202 | $732,888 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 14,839 | $732,462 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 86,161 | $732,369 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 82,525 | $732,003 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 20,790 | $731,600 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 56,647 | $729,048 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 14,488 | $727,920 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 36,778 | $727,473 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 34,501 | $727,281 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 18,807 | $726,924 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 20,552 | $723,402 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 19,292 | $721,135 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 41,143 | $714,654 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 20,158 | $711,981 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 29,941 | $711,698 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,952 | $711,557 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 60,548 | $709,623 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 13,505 | $709,568 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 29,549 | $706,232 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 21,879 | $703,224 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 54,559 | $698,901 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 21,574 | $695,357 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 12,443 | $695,304 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 25,843 | $695,177 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 10,183 | $693,409 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 13,000 | $689,390 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 24,076 | $677,743 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,679 | $675,915 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 15,608 | $675,681 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 13,939 | $674,229 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 40,897 | $673,165 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 67,122 | $670,549 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 43,350 | $669,758 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 13,684 | $669,421 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 28,607 | $667,565 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 18,919 | $667,273 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 24,781 | $666,877 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 26,759 | $661,766 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 15,128 | $661,132 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 24,654 | $659,502 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 11,846 | $657,620 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 120,413 | $656,250 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 16,661 | $652,286 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 14,112 | $646,902 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 31,672 | $644,225 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 23,901 | $640,562 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 27,666 | $640,212 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 40,050 | $634,793 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 76,959 | $632,603 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 81,165 | $630,652 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 13,361 | $625,331 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 12,313 | $617,526 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 11,805 | $611,381 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 10,659 | $603,098 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 20,327 | $602,492 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 112,645 | $600,400 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,236 | $599,442 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 13,605 | $585,807 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 69,000 | $585,120 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,960 | $582,087 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 12,688 | $578,463 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 42,434 | $577,114 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 10,190 | $575,685 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 12,553 | $573,547 | dollars as filed | |
| PACER FDS TR | 69374H493 | SWAN SOS MODRTE | 24,693 | $573,270 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 19,788 | $573,060 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 10,000 | $570,368 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 14,697 | $569,368 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 17,492 | $565,866 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 47,153 | $564,424 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 26,840 | $563,392 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 11,215 | $562,581 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 31,800 | $561,923 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 16,258 | $555,707 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 27,896 | $553,190 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 54,316 | $551,314 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 14,978 | $550,612 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 42,029 | $549,335 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 17,296 | $547,785 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 50,199 | $547,679 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 10,232 | $544,168 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 37,393 | $541,080 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 18,930 | $540,262 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 19,332 | $537,816 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 37,572 | $537,282 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 15,164 | $535,627 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 24,617 | $535,174 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 12,357 | $534,699 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 13,785 | $530,895 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 19,752 | $530,736 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 22,163 | $527,943 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 61,159 | $527,805 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 96,213 | $526,288 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 35,278 | $524,937 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 39,634 | $514,053 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 27,474 | $501,954 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 74,701 | $501,244 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 16,578 | $499,829 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,176 | $497,848 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 26,260 | $493,968 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 26,964 | $493,711 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 36,269 | $493,621 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 17,674 | $492,420 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 47,506 | $489,796 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 16,926 | $486,125 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 17,795 | $479,932 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 29,887 | $476,114 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 21,765 | $476,001 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 10,733 | $475,365 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 22,500 | $474,075 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 11,645 | $471,424 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 14,084 | $471,141 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 19,097 | $467,877 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 15,549 | $467,715 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 31,900 | $465,740 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 474,000 | $462,150 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,972 | $461,179 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 15,947 | $459,911 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 15,185 | $458,160 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 26,240 | $455,006 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 17,351 | $452,823 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 127,791 | $452,380 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,000 | $450,600 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 45,008 | $450,086 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 142,250 | $449,510 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 13,372 | $449,306 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 30,364 | $449,085 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 11,700 | $446,606 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 26,091 | $445,117 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 12,690 | $442,627 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,760 | $441,975 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 47,952 | $441,643 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 32,060 | $439,875 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 10,658 | $439,643 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 14,315 | $437,180 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 56,815 | $436,912 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 11,387 | $436,694 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 87,361 | $435,932 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 21,463 | $431,850 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 18,469 | $430,129 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 23,167 | $429,980 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 17,356 | $429,892 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 10,000 | $427,100 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 10,899 | $426,968 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 29,443 | $426,935 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,340 | $426,135 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 24,450 | $425,919 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 12,379 | $424,989 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 45,003 | $424,832 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 19,271 | $422,229 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 19,810 | $421,359 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 34,235 | $421,091 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 32,000 | $420,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 13,286 | $417,047 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 76,016 | $414,292 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 23,754 | $414,277 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 11,171 | $414,134 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 16,770 | $413,217 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 20,556 | $412,356 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 36,037 | $411,906 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 18,313 | $410,577 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 24,123 | $410,091 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 17,941 | $409,952 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 23,299 | $409,839 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 147,255 | $407,896 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 16,072 | $401,173 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,930 | $399,192 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 20,049 | $398,978 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,878 | $395,014 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 10,147 | $394,618 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 11,122 | $393,997 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 13,032 | $391,482 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 46,012 | $390,568 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,459 | $390,103 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 16,335 | $387,793 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 50,380 | $386,918 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 87,433 | $386,457 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 131,768 | $382,127 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 12,954 | $377,490 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 40,631 | $377,468 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 84,384 | $376,353 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 38,104 | $375,715 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 11,050 | $375,369 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 15,684 | $372,448 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 21,415 | $370,908 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 55,125 | $368,786 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 70,000 | $367,500 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 14,448 | $365,393 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 12,497 | $364,315 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 44,904 | $361,029 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 64,224 | $359,012 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 95,955 | $358,794 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 16,684 | $356,024 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 114,320 | $355,538 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 71,434 | $355,029 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 22,571 | $354,153 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 23,937 | $352,842 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 60,006 | $348,639 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 50,579 | $346,470 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,848 | $342,809 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 12,186 | $341,343 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 21,044 | $338,808 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 10,365 | $338,314 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 30,419 | $338,259 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,529 | $337,918 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 25,473 | $337,265 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 11,345 | $336,152 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 10,296 | $333,729 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 19,058 | $331,994 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 14,516 | $329,228 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 50,606 | $326,409 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 47,700 | $323,678 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 30,323 | $319,610 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 14,100 | $319,101 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 10,093 | $317,733 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 22,670 | $317,185 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 11,491 | $316,922 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 69,694 | $315,021 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 56,500 | $313,010 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 36,951 | $310,392 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 10,673 | $306,332 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 13,135 | $305,383 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 25,018 | $304,981 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 13,721 | $304,066 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,585 | $303,777 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 28,910 | $303,273 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $302,105 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 28,745 | $299,524 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 31,212 | $298,075 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 10,187 | $297,427 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 17,947 | $295,767 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,664 | $293,002 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,800 | $289,993 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 13,500 | $288,225 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 31,638 | $286,008 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 17,770 | $285,572 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 45,995 | $283,792 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 32,757 | $283,676 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 35,177 | $282,825 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 11,603 | $280,929 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 15,747 | $277,946 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,263 | $276,502 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 44,273 | $273,164 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 10,863 | $269,785 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 25,840 | $269,511 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 11,534 | $268,166 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 15,925 | $267,703 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 43,900 | $267,351 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 16,072 | $266,966 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 28,420 | $260,900 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 52,250 | $260,728 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 10,061 | $260,077 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 30,138 | $259,488 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,700 | $259,207 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 283,000 | $253,993 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 11,649 | $253,503 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,238 | $252,967 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,642 | $249,353 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 10,169 | $248,228 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 19,303 | $245,795 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 250,000 | $245,750 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,015 | $244,969 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 29,481 | $242,630 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 56,893 | $242,365 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 34,657 | $238,447 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 24,798 | $236,830 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 11,097 | $236,588 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,132 | $236,146 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 18,996 | $234,226 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 18,529 | $234,007 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 72,094 | $232,143 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 13,017 | $231,969 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 18,342 | $231,843 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 12,400 | $231,756 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 21,405 | $229,250 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 11,900 | $228,123 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 25,380 | $222,838 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 11,498 | $221,689 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 22,872 | $221,401 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,708 | $220,693 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 12,593 | $216,991 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 10,000 | $216,800 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 41,465 | $216,447 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 10,167 | $215,858 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 11,776 | $215,619 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 10,093 | $214,174 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,335 | $212,764 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,482 | $211,944 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 10,169 | $211,515 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,189 | $210,511 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 24,341 | $209,333 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,512 | $209,050 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,899 | $206,215 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 13,468 | $204,579 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 21,677 | $204,420 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 24,368 | $201,036 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 10,628 | $200,776 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-23-000023 | this filing | 2023-11-14 | acceptance time not in the bulk data set |