13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 1,805 holding rows worth $25,816,156,622.
- Accession
- 0001739439-23-000017
- Filer
- CIK 1739439
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 3,287 entries on the cover page, a total value of $25,816,156,622 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,816,156,622 with VALUE read as dollars as filed, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,847 | $317,173 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 14,100 | $315,699 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,642 | $313,632 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 40,639 | $313,327 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 31,163 | $311,010 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 21,306 | $310,228 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 13,500 | $309,960 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 68,350 | $309,629 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 20,156 | $308,991 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,681 | $308,850 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 10,952 | $308,433 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 14,000 | $308,350 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 25,386 | $307,678 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,254 | $305,501 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 10,734 | $305,382 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 4,802 | $304,684 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 60,719 | $304,207 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,857 | $300,545 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 9,821 | $300,019 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 5,901 | $298,975 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 9,186 | $296,738 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 28,337 | $295,845 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,913 | $295,811 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 46,227 | $294,893 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,455 | $293,616 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 12,751 | $293,547 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 9,223 | $292,092 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 9,029 | $290,854 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,853 | $290,558 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 9,602 | $290,464 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 24,848 | $290,225 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,583 | $289,694 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 30,638 | $286,772 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 10,246 | $286,184 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 30,047 | $283,644 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 20,112 | $281,376 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,371 | $280,091 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 6,621 | $279,009 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 6,477 | $278,274 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,413 | $276,216 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 25,010 | $273,367 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 8,073 | $271,665 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 9,760 | $271,042 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 6,375 | $270,515 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 5,178 | $270,395 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 10,061 | $269,735 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 6,396 | $267,684 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 27,556 | $267,572 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 275,000 | $266,613 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 56,792 | $266,359 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 72,094 | $266,027 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 37,758 | $265,816 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 11,376 | $265,193 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 11,635 | $264,593 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 24,997 | $264,471 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 35,175 | $263,463 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,123 | $263,278 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 8,888 | $262,285 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 5,444 | $262,219 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,806 | $261,278 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,806 | $259,258 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 27,311 | $258,370 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 15,377 | $257,719 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 7,169 | $257,709 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,115 | $255,187 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 7,503 | $255,117 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 22,499 | $254,693 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 40,728 | $254,144 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 11,097 | $254,010 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 9,375 | $253,688 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 6,710 | $253,337 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,686 | $253,223 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 131,040 | $252,907 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 8,700 | $252,474 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,463 | $252,101 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 7,225 | $251,647 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 5,124 | $251,610 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 18,991 | $251,070 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 19,492 | $251,062 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,289 | $250,917 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 41,697 | $250,182 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 51,530 | $249,406 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 6,961 | $249,020 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 10,059 | $248,117 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,234 | $246,900 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 5,809 | $246,085 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 13,367 | $244,622 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 5,462 | $243,687 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 13,442 | $242,628 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 10,862 | $241,700 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 12,000 | $241,440 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,587 | $241,327 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 8,793 | $238,431 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,422 | $236,688 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 19,174 | $233,925 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 5,690 | $232,978 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 10,930 | $231,391 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 18,379 | $231,032 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,190 | $230,081 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,699 | $229,405 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 15,360 | $228,710 | dollars as filed | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 6,480 | $228,549 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 21,212 | $228,241 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 7,000 | $227,728 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 9,340 | $226,869 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 13,000 | $226,396 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 6,915 | $226,051 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 22,637 | $225,926 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 12,917 | $225,789 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,393 | $225,717 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 11,776 | $224,156 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 8,874 | $224,024 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 8,746 | $221,896 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 12,954 | $220,880 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 5,500 | $220,550 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 24,341 | $220,529 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,991 | $219,721 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 7,461 | $219,204 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 7,430 | $218,668 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 18,943 | $218,243 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 21,665 | $218,171 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,193 | $217,750 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 5,160 | $216,772 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 18,617 | $216,523 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 19,789 | $216,499 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 123,000 | $215,250 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 13,702 | $214,984 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 8,048 | $214,320 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6,336 | $214,295 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 13,064 | $214,250 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,177 | $213,469 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 10,000 | $213,349 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 15,259 | $212,179 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 4,566 | $212,045 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,000 | $211,680 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,088 | $211,453 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 13,468 | $210,505 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,250 | $209,144 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,360 | $208,036 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,293 | $207,799 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 24,668 | $206,471 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 8,000 | $206,178 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 11,599 | $204,384 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 22,368 | $201,536 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 10,217 | $200,669 | dollars as filed | |
| LIBERTY | 531229888 | COMMON STOCK | 5,017 | $198,774 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6,718 | $197,240 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 11,104 | $196,555 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,703 | $196,422 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 5,938 | $195,954 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 8,405 | $193,483 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,087 | $192,971 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 7,143 | $192,814 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 9,200 | $192,648 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 18,487 | $192,635 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,715 | $190,956 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 10,077 | $190,910 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 2,741 | $190,143 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 7,985 | $189,744 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 31,452 | $189,551 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $188,892 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 26,496 | $188,128 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,017 | $187,846 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,848 | $187,299 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 7,130 | $187,175 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 7,232 | $186,079 | dollars as filed | |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 7,962 | $182,809 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,625 | $182,170 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,000 | $180,740 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 22,036 | $180,260 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 203,000 | $180,163 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 17,281 | $179,377 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 14,544 | $179,312 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 9,824 | $178,207 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 20,633 | $177,450 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,681 | $177,199 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,466 | $176,782 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 52,975 | $176,648 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 24,377 | $176,246 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,896 | $175,779 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,243 | $175,724 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,907 | $175,206 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 13,399 | $171,776 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 9,126 | $169,298 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 9,329 | $168,748 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,653 | $168,454 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 8,457 | $167,871 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 20,251 | $167,678 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 169,000 | $167,104 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 7,156 | $166,599 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 3,992 | $165,959 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 20,895 | $165,072 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 137,026 | $164,431 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 61,626 | $163,309 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,508 | $163,201 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,819 | $161,919 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 5,866 | $160,860 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 19,213 | $160,429 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 6,147 | $160,074 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 7,142 | $159,418 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 7,345 | $159,328 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 11,930 | $158,673 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 13,334 | $157,475 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 11,857 | $157,461 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,035 | $155,478 | dollars as filed | |
| PACER FDS TR | 69374H527 | SWAN SOS CONS | 7,000 | $155,195 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 17,356 | $154,743 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,322 | $154,271 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 6,170 | $153,832 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 17,151 | $153,161 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 15,883 | $152,641 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 18,533 | $152,527 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 13,482 | $152,481 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 7,914 | $149,576 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 6,174 | $149,494 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,423 | $149,439 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,090 | $148,369 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,530 | $148,267 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,478 | $146,802 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 10,144 | $146,719 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,287 | $145,994 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,530 | $145,510 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 23,525 | $143,575 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,350 | $142,917 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 150,000 | $142,290 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,076 | $142,256 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 36,945 | $142,242 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18,259 | $142,238 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 5,256 | $142,145 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 8,445 | $141,547 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 18,146 | $139,724 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,096 | $139,632 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 8,266 | $138,703 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,719 | $137,936 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 13,501 | $136,971 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 5,813 | $136,735 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 12,000 | $134,640 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,248 | $133,710 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,973 | $132,468 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,172 | $131,802 | dollars as filed | |
| CROWN CRAFTS INC | 228309100 | COM | 26,300 | $131,763 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,204 | $131,665 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,000 | $131,050 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,717 | $130,519 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,588 | $129,967 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 5,027 | $128,753 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 8,580 | $126,129 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,688 | $125,086 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 9,341 | $124,889 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 15,352 | $123,586 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 8,667 | $122,387 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 7,527 | $122,013 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 5,000 | $121,800 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 157,187 | $119,949 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 5,445 | $119,790 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 7,962 | $117,997 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,260 | $115,370 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 10,120 | $114,862 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 17,040 | $114,509 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 6,012 | $114,427 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 114,000 | $112,433 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 8,000 | $112,240 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 5,122 | $111,096 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 10,396 | $110,861 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,739 | $110,678 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 5,083 | $109,539 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 14,733 | $109,319 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,580 | $109,089 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,948 | $108,934 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 6,194 | $107,032 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,929 | $106,813 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 5,794 | $106,610 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 36,644 | $106,551 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 4,165 | $106,457 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 45,798 | $103,504 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 5,475 | $103,271 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 6,332 | $102,905 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 17,617 | $102,142 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 7,800 | $101,712 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 4,636 | $101,297 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 11,750 | $101,285 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 32,000 | $100,800 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,073 | $100,031 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,937 | $87,362 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 53,936 | $86,837 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 14,135 | $77,460 | dollars as filed | |
| KBHOME | 48666K109 | COM | 1,434 | $74,176 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,288 | $73,596 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 4,128 | $72,947 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 5,781 | $71,800 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 2,028 | $68,668 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 6,395 | $66,316 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,782 | $63,764 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 3,000 | $62,633 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 7,000 | $58,660 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,695 | $51,685 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,767 | $50,506 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 3,729 | $49,931 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 3,127 | $42,121 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 56,911 | $31,302 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,382 | $15,948 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 345 | $15,180 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 388 | $3,504 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 21 | $541 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 8 | $69 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-23-000017 | this filing | 2023-08-14 | acceptance time not in the bulk data set |