13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-03-06, with 4,244 holding rows worth $19,897,664,000.
- Accession
- 0001739439-23-000005
- Filer
- CIK 1739439
- Filed
- 2023-03-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 6,289 entries on the cover page, a total value of $19,897,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,897,664,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC
- included managerROCKEFELLER TRUST COMPANY, N.A.
- included managerRockefeller Trust Co (Delaware)
- included managerROCKEFELLER FINANCIAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 22 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WW INTL INC | 98262P101 | COM | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MERCER INTL INC | 588056101 | COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BIG LOTS INC | 089302103 | COM | 43 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INNOVIVA INC | 45781M101 | COM | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 7,460 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TRUEBLUE INC | 89785X101 | COM | 48 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ORTHOFIX MED INC | 68752M108 | COM | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 57 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 22 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PGT INNOVATIONS INC | 69336V101 | COM | 17 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CIRCOR INTL INC | 17273K109 | COM | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 156 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OFG BANCORP | 67103X102 | COM | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PHOTRONICS INC | 719405102 | COM | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CENTURY ALUM CO | 156431108 | COM | 36 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 19 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 54 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LOANDEPOT INC | 53946R106 | COM CL A | 245 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SCANSOURCE INC | 806037107 | COM | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| QUINSTREET INC | 74874Q100 | COM | 14 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EZCORP INC | 302301106 | CL A NON VTG | 19 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST BUSEY CORP | 319383204 | COM NEW | 23 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LENSAR INC | 52634L108 | COM | 246 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TRUBRIDGE INC | 205306103 | COM | 13 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 58 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 54 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 14 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RADWARE LTD | M81873107 | COMMON STOCK | 27 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 76 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 38 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 59 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 41 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 24 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 1,361 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 78 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVIVYD INC | 00534A102 | COMMON STOCK | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 46 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PAMT CORP | 693149106 | COMMON STOCK | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 29 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 321 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 15 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 29 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 280 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ORLA MNG LTD NEW | 68634K106 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ZOMEDICA CORP COM | 98980M109 | Stock | 160 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 38 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 600 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DMC GLOBAL INC | 23291C103 | COM | 17 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 36 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TTEC HLDGS INC | 89854H102 | COM | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WAITR HOLDINGS INC | 930752209 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 375 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 49 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 57 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H485 | SWAN SOS MODRTE | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 29 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F169 | STF TAC GW & INC | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Bluerock Private Real Estate F | 09631H100 | COM | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NN INC | 629337106 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 1,250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 56 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 31 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 81 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 77 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 37,592 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 10,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FOUNDER SPAC | 78112j117 | WT | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SOMALOGIC INC | 83444k113 | WT | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 400 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MESA RTY TR | 590660106 | UNIT BEN INT | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EBANG INTL HLDGS INC | G3R33A205 | CL A ORD SH NEW | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| JAMES RIV GROUP LTD | G5005R107 | COM | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 9 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 3,639 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LATCH ORD | 51818V106 | COMMON STOCK | 800 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AGILON HEALTH INC | 00857U107 | COM | 22 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Vital Energy Inc | 516806205 | Common Stock | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Surmodics Inc | 868873100 | Common Stock | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Flushing Financial Corp | 343873105 | Common Stock | 13 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ANGI INC CLASS A | 00183L102 | CL A | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VROOM INC | 92918V109 | COM | 84 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,040 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CALAMP CORP | 128126109 | COMMON STOCK | 22 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 55 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FAST RADIUS INC | 31187R100 | COMMON STOCK | 12,700 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 736 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ISTAR INC | 45031U101 | COMMON STOCK | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 19 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VERIS RESIDENTIAL INC | 554489104 | COM | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Anglogold Ashanti Plc | 035128206 | Common | 14 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 248 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VYNE THERAP. | 92941V209 | COM | 64 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GMS INC | 36251C103 | COM | 13 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INARI MED INC | 45332Y109 | COM | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CONNS INC | 208242107 | COM | 67 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEVRO CORP | 64157F103 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RPT REALTY | 74971D101 | SH BEN INT | 59 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SUTRO BIOPHARMA INC | 869367102 | COM | 93 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 27 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877201 | COM NEW | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HIBBETT INC | 428567101 | COM | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 53 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OAK STR HEALTH INC | 67181A107 | COM | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 148 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 3,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ARCIMOTO INC | 039587209 | Stock | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 127 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| URBAN-GRO INC | 91704K202 | COM NEW | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| 374WATER INC | 88583P104 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 2,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 21 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AYRO INC | 054748108 | COM | 2,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304406 | COM | 36 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 87 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 94 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G739 | FUND | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VELO3D INC | 92259N104 | COM | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 950 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 67 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TATTOOED CHEF INC | 87663X102 | COM | 241 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 180 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CBDMD INC | 12482W101 | COM | 480 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 1,500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 15,740 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OXUS ACQUISITION CORP | G6859L105 | COM | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| JOANN INC | 47768J101 | COM | 21 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 1,500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 21 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 220 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 42 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 19 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REGENETP INC XXX | 731094207 | COM | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 14,700 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 5,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q104 | COM | 150 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 11,370 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 1,625 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EARGO INC | 270087109 | COM | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 2,500 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VAPOTHERM INC | 922107107 | COM | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 15,170 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 2,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 77 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 26 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC CLASS A | 395330202 | COM | 75 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GLUCOTRACK INC COM NEW | 45824Q507 | Stock | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Benitec Biopharma, Inc. | 08205P100 | common | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FAST RADIUS INC | 31187R118 | WTS | 10,239 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| STARRY GROUP HOLDINGS INC | 85572U110 | WTS | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| USHG ACQUISITION CORP | 91748P118 | WTS | 11,666 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 567 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 167 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-NT 0001739439-23-000002 | superseded | 2023-02-07 | acceptance time not in the bulk data set | |
| 13F-HR 0001739439-23-000005 | this filing | 2023-03-06 | acceptance time not in the bulk data set | |
| 13F-NT/A 0001739439-23-000015 | superseded | 2023-05-24 | acceptance time not in the bulk data set |