13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 1,931 holding rows worth $7,371,546,000.
- Accession
- 0001739439-19-000045
- Filer
- CIK 1739439
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,659 entries on the cover page, a total value of $7,371,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,371,546,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 254 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 467 | $8,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 149 | $8,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 209 | $8,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 579 | $8,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 336 | $8,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 395 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 326 | $8,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 944 | $8,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,250 | $8,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 500 | $8,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 542 | $8,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $8,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 127 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 71 | $7,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 125 | $7,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 300 | $7,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 197 | $7,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 108 | $7,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $7,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 177 | $7,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 151 | $7,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 91 | $7,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 400 | $7,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 65 | $7,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 112 | $7,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 285 | $7,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 535 | $7,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 191 | $7,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 76 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 164 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 512 | $7,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 456 | $7,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 129 | $7,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 275 | $7,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 400 | $7,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 546 | $7,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 163 | $7,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 75 | $7,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 244 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 236 | $7,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 376 | $7,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 162 | $7,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $7,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 129 | $7,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 400 | $7,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 171 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 132 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 219 | $7,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 64 | $7,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 400 | $7,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 95 | $7,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 292 | $7,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 500 | $7,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 571 | $7,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $7,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 74 | $6,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $6,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 170 | $6,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 25 | $6,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 140 | $6,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 43 | $6,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 100 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 185 | $6,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 58 | $6,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 670 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 113 | $6,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 100 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 74 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $6,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 324 | $6,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 119 | $6,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 46 | $6,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 138 | $6,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 196 | $6,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 784 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 517 | $6,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 431 | $6,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 209 | $6,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 84 | $6,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 127 | $6,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 545 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 90 | $6,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 698 | $6,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 320 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 250 | $6,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 34 | $6,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 516 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 155 | $6,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 309 | $6,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 203 | $6,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 239 | $6,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 8 | $6,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,100 | $6,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 156 | $6,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 279 | $6,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 500 | $6,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 44 | $5,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 15 | $5,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 94 | $5,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 123 | $5,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 375 | $5,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 62 | $5,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 48 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 94 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 33 | $5,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 66 | $5,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 245 | $5,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 92 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 77 | $5,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 205 | $5,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 242 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 117 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 117 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 36 | $5,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 497 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 80 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 259 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 397 | $5,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 114 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 280 | $5,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 120 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 80 | $5,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 47 | $5,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 55 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 404 | $5,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 35 | $5,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 92 | $5,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 339 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 515 | $5,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 517 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 220 | $5,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 249 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 230 | $5,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 138 | $5,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 360 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 213 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 242 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 100 | $5,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $5,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 113 | $5,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 180 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 170 | $5,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 135 | $5,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 181 | $5,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 442 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,300 | $5,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 38 | $5,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 200 | $5,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 100 | $5,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,244 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,000 | $5,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 826 | $5,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 345 | $5,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 130 | $5,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 521 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 6,666 | $5,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 178 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 450 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 244 | $4,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 125 | $4,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 126 | $4,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,893 | $4,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 145 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 33 | $4,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,026 | $4,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 93 | $4,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 177 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 74 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 24 | $4,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 48 | $4,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 250 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 142 | $4,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 79 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 49 | $4,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 84 | $4,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 395 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 500 | $4,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 115 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 58 | $4,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 19 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 240 | $4,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 54 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 118 | $4,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $4,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 441 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200 | $4,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 892 | $4,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 102 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 207 | $4,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 145 | $4,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 150 | $4,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 50 | $4,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 150 | $4,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 353 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 395 | $4,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 527 | $4,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 56 | $4,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 313 | $4,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,495 | $4,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 250 | $4,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 200 | $4,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 150 | $4,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 250 | $4,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $4,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,000 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 707 | $3,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 400 | $3,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 149 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 977 | $3,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 30 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 201 | $3,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 66 | $3,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 88 | $3,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 90 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 203 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 60 | $3,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 264 | $3,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 150 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 131 | $3,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 205 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 37 | $3,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 23 | $3,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 45 | $3,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 78 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 37 | $3,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 14 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 134 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 92 | $3,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 97 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 43 | $3,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 156 | $3,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 40 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,716 | $3,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 423 | $3,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 45 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 66 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 79 | $3,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 383 | $3,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 326 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 466 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 97 | $3,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 60 | $3,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 171 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 124 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 306 | $3,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 175 | $3,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 2,750 | $3,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 150 | $3,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 106 | $3,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 150 | $3,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 350 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $3,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 267 | $3,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 3,000 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 110 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 23 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $2,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 134 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 541 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 39 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 561 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 229 | $2,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 72 | $2,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 420 | $2,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 48 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 61 | $2,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 110 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 25 | $2,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 72 | $2,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 504 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 41 | $2,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 200 | $2,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 94 | $2,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 145 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 117 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 301 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 13 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17 | $2,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 50 | $2,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,000 | $2,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 70 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 78 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 71 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 62 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 49 | $2,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 33 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 61 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 116 | $2,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 50 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 92 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 178 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $2,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 66 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 65 | $2,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 250 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 890 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 651 | $2,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 400 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 82 | $2,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 428 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,500 | $2,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 90 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 44 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 8,525 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 33 | $2,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,000 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 60 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 20 | $1,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 26 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 12 | $1,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 71 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 142 | $1,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 17 | $1,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 14 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 70 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 8 | $1,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 35 | $1,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 85 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 87 | $1,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 103 | $1,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 39 | $1,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 13 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 48 | $1,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 348 | $1,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 13 | $1,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 158 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 27 | $1,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 448 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 72 | $1,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 15 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 88 | $1,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 46 | $1,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 47 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 11 | $1,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 38 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 100 | $1,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 76 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 254 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 76 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 138 | $1,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 78 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 25 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 106 | $1,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 200 | $1,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 75 | $1,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 26 | $1,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 13 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 55 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 348 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 46 | $1,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 75 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 849 | $1,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 39 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 134 | $1,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 91 | $1,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 16 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 435 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 175 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 488 | $1,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 190 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 36 | $1,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 140 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 65 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 133 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 34 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 145 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 138 | $1,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 5,879 | $1,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 45 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 576 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 578 | $1,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTSMAN CORP | 447011107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXA RES S A | L67359106 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 963 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081507 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-19-000045 | this filing | 2019-11-12 | acceptance time not in the bulk data set |