13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 1,646 holding rows worth $7,171,964,000.
- Accession
- 0001739439-19-000033
- Filer
- CIK 1739439
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 2,314 entries on the cover page, a total value of $7,171,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,171,964,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 730 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 31 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 140 | $3,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 14 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 76 | $3,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 240 | $3,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 100 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200 | $3,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 104 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 92 | $3,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 97 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 240 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 192 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,716 | $3,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 49 | $3,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 204 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 200 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 589 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 66 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 466 | $3,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 250 | $3,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 150 | $3,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 79 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 70 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 269 | $3,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 175 | $3,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 90 | $3,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 106 | $3,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 250 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 267 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57 | $2,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 9 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 541 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 229 | $2,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 36 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 46 | $2,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 72 | $2,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 15 | $2,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 137 | $2,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 24 | $2,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 72 | $2,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 26 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 25 | $2,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 348 | $2,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 72 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 448 | $2,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 15 | $2,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 81 | $2,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 75 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 76 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 13 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 270 | $2,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 70 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 62 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 61 | $2,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 45 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 116 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 222 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 381 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 171 | $2,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 991 | $2,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 150 | $2,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 428 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 248 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 65 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 44 | $2,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 150 | $2,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 5,879 | $2,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 55 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 142 | $1,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 17 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 70 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 35 | $1,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 35 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 78 | $1,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 28 | $1,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 53 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 22 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 30 | $1,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 103 | $1,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6 | $1,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 35 | $1,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 39 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 48 | $1,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 60 | $1,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 158 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 27 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 24 | $1,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 11 | $1,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 67 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 40 | $1,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 69 | $1,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 15 | $1,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 50 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 138 | $1,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 50 | $1,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 12 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 92 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 25 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 106 | $1,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 13 | $1,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 46 | $1,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 75 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 299 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 334 | $1,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 134 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 435 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 175 | $1,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 50 | $1,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 190 | $1,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 202 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 34 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 145 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 576 | $1,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 463 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRIPADVISOR INC | 896945201 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXA RES S A | L67359106 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROAN RES INC | 769755109 | CL A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-19-000033 | this filing | 2019-08-09 | acceptance time not in the bulk data set |