13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 1,930 holding rows worth $7,016,151,000.
- Accession
- 0001739439-19-000022
- Filer
- CIK 1739439
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 2,770 entries on the cover page, a total value of $7,016,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,016,151,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| URBAN EDGE PPTYS | 91704F104 | COM | 447 | $9,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 720 | $9,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 141 | $9,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 625 | $9,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 191 | $9,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 98 | $9,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 114 | $9,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 216 | $9,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 153 | $9,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 235 | $9,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 717 | $9,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 679 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 7,000 | $9,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 9,000 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 94 | $8,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 249 | $8,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 285 | $8,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 103 | $8,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 230 | $8,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 89 | $8,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 80 | $8,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 100 | $8,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 74 | $8,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 400 | $8,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 66 | $8,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 355 | $8,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 209 | $8,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 482 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 50 | $8,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 240 | $8,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 219 | $8,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 88 | $8,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 390 | $8,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 89 | $8,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 358 | $8,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 279 | $8,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 88 | $8,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 736 | $8,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 381 | $8,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 360 | $8,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 280 | $8,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 544 | $8,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 100 | $8,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 224 | $8,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 326 | $8,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 400 | $8,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 250 | $8,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,000 | $8,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 438 | $7,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 99 | $7,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 275 | $7,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 102 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 634 | $7,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 375 | $7,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 170 | $7,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,048 | $7,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 399 | $7,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 285 | $7,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 99 | $7,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 439 | $7,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 243 | $7,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 507 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 142 | $7,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 200 | $7,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 253 | $7,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 48 | $7,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 213 | $7,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 375 | $7,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 248 | $7,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 896 | $7,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 191 | $7,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 249 | $7,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 353 | $7,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 335 | $7,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 111 | $7,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 184 | $7,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 208 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 215 | $7,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,127 | $7,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,145 | $7,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 306 | $7,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 274 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 49 | $6,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 100 | $6,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 30 | $6,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 87 | $6,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 65 | $6,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 198 | $6,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 87 | $6,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 163 | $6,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 294 | $6,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 182 | $6,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 159 | $6,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 71 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 150 | $6,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 111 | $6,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 100 | $6,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 207 | $6,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 119 | $6,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 964 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 678 | $6,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 389 | $6,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 222 | $6,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 117 | $6,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 260 | $6,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 200 | $6,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 197 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,564 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 300 | $6,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 516 | $6,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 219 | $6,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $5,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 196 | $5,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 348 | $5,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 311 | $5,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 95 | $5,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 117 | $5,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 43 | $5,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 250 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 139 | $5,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 57 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $5,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 210 | $5,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 239 | $5,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 258 | $5,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 241 | $5,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 165 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 160 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 400 | $5,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 275 | $5,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 84 | $5,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 93 | $5,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 96 | $5,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 57 | $5,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 121 | $5,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 243 | $5,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 253 | $5,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 852 | $5,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 152 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 90 | $5,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 584 | $5,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 203 | $5,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 388 | $5,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 280 | $5,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 200 | $5,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 211 | $5,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 175 | $5,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 100 | $5,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 708 | $5,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 250 | $5,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 150 | $5,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 79 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 29 | $4,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 85 | $4,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 76 | $4,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 54 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 216 | $4,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 140 | $4,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 245 | $4,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 136 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 67 | $4,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 59 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 78 | $4,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 137 | $4,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 87 | $4,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 86 | $4,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 127 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 147 | $4,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 100 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 329 | $4,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 77 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 442 | $4,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 51 | $4,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 106 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 34 | $4,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 56 | $4,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 255 | $4,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 272 | $4,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 106 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,103 | $4,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 105 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 88 | $4,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 150 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 634 | $4,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 155 | $4,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 500 | $4,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 150 | $4,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 344 | $4,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 638 | $4,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 258 | $4,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 182 | $4,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 243 | $4,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 200 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 76 | $3,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 48 | $3,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 168 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 46 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 100 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 68 | $3,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 43 | $3,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 64 | $3,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 51 | $3,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 150 | $3,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 54 | $3,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 50 | $3,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 22 | $3,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 170 | $3,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 235 | $3,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 44 | $3,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 27 | $3,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 100 | $3,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 173 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 70 | $3,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 104 | $3,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 128 | $3,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 235 | $3,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 155 | $3,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 50 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 181 | $3,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 68 | $3,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 208 | $3,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 66 | $3,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 140 | $3,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 33 | $3,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 200 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 74 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 200 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 305 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 55 | $3,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 74 | $3,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 70 | $3,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 124 | $3,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 204 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 102 | $3,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 265 | $3,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 158 | $3,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 250 | $3,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 151 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 18 | $3,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 465 | $3,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 239 | $3,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 21 | $3,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 625 | $3,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 221 | $3,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 150 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 250 | $3,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 84 | $3,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 26 | $2,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 76 | $2,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 35 | $2,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 48 | $2,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 31 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 62 | $2,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 18 | $2,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 15 | $2,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 137 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 105 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 99 | $2,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 52 | $2,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 69 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 20 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 192 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 161 | $2,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 14 | $2,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 111 | $2,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 471 | $2,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 183 | $2,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 81 | $2,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 46 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 38 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 41 | $2,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 83 | $2,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 60 | $2,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 67 | $2,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 29 | $2,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 85 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 191 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 176 | $2,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 50 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 13 | $2,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 85 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 58 | $2,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 51 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 136 | $2,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 131 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 128 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 20 | $2,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 68 | $2,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 57 | $2,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 135 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 91 | $2,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 21 | $2,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 33 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 19 | $2,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 44 | $2,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 72 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 39 | $2,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 40 | $2,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 214 | $2,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 150 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 130 | $2,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 381 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 48 | $2,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 144 | $2,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 37 | $2,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 64 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 153 | $2,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 22 | $2,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 794 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 248 | $2,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 90 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 601 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 203 | $2,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 114 | $2,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 47 | $2,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 5,879 | $2,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15 | $1,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5 | $1,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 31 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 123 | $1,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 17 | $1,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 27 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 68 | $1,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 36 | $1,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 11 | $1,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 32 | $1,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 26 | $1,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 29 | $1,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 131 | $1,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 82 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 11 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 32 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 78 | $1,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 50 | $1,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15 | $1,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 19 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 33 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 15 | $1,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 11 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 17 | $1,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 81 | $1,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 63 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 25 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 15 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 27 | $1,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 71 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 61 | $1,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 26 | $1,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 23 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 80 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 88 | $1,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 17 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 55 | $1,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 100 | $1,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 32 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 120 | $1,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 149 | $1,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 40 | $1,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 50 | $1,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 75 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 334 | $1,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 111 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 417 | $1,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 60 | $1,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 34 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 82 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 27 | $1,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 112 | $1,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 68 | $1,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 31 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 178 | $1,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 13 | $1,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 63 | $1,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 20 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 197 | $1,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 50 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 97 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 43 | $1,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 101 | $1,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 26 | $1,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 110 | $1,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 22 | $1,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 104 | $1,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 77 | $1,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 154 | $1,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 432 | $1,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENBRIER COS INC | 393657101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-19-000022 | this filing | 2019-05-10 | acceptance time not in the bulk data set |