13F-HR filed by LFA - Lugano Financial Advisors SA
LFA - Lugano Financial Advisors SA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-23, with 179 holding rows worth $116,789,616.
- Accession
- 0001737871-23-000004
- Filer
- CIK 1737871
- Filed
- 2023-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 179 entries on the cover page, a total value of $116,789,616 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,789,616 with VALUE read as dollars as filed, 13F file number 028-18897. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 40,999 | $17,526,253 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 417,100 | $6,235,645 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 58,253 | $5,335,392 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 60,070 | $4,956,976 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 60,928 | $4,629,309 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 38,824 | $4,393,324 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 80,319 | $4,268,955 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,768 | $3,903,574 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 39,281 | $3,868,000 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 162,090 | $3,852,879 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 83,411 | $3,789,362 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 43,651 | $3,534,421 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 115,835 | $3,507,484 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 45,178 | $3,395,127 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 65,962 | $2,973,567 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 64,726 | $2,719,139 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 110,125 | $2,693,658 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 84,058 | $2,524,262 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 26,250 | $2,361,713 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 5,542 | $1,749,887 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 23,229 | $1,600,943 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,196 | $1,503,301 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 27,058 | $1,398,087 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 37,764 | $1,384,428 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 10,167 | $1,292,429 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,961 | $1,039,411 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 21,423 | $1,024,662 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 9,900 | $971,388 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,981 | $947,912 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,963 | $764,998 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 18,582 | $705,187 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,535 | $682,897 | dollars as filed | |
| Apple Inc | 037833100 | COM | 3,977 | $680,902 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,550 | $599,505 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,400 | $580,860 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 51,241 | $512,410 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 9,549 | $416,050 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 24,000 | $405,120 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,980 | $392,913 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 11,497 | $388,369 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 15,477 | $346,220 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 10,097 | $345,317 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,837 | $342,883 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,377 | $301,181 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $273,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 5,959 | $268,930 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,700 | $253,402 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,599 | $233,870 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,394 | $224,406 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,130 | $215,939 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,400 | $215,376 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 2,000 | $214,280 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,295 | $210,847 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,385 | $200,853 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,576 | $189,903 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 7,157 | $184,436 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 2,850 | $175,560 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,000 | $173,980 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $167,475 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 800 | $166,592 | dollars as filed | |
| Deere & Company | 244199105 | COM | 434 | $163,783 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,300 | $159,620 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 5,000 | $157,150 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 832 | $153,704 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,200 | $149,928 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 3,601 | $149,495 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 645 | $148,356 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,200 | $146,748 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 1,442 | $139,658 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,500 | $139,300 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 520 | $136,989 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,001 | $135,508 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 813 | $133,275 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 4,394 | $132,479 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 6,065 | $127,304 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 271 | $120,478 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 745 | $116,481 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 3,317 | $116,327 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 19 | $113,303 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,316 | $112,557 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 603 | $112,466 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 553 | $112,287 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 741 | $110,542 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 257 | $110,364 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 1,452 | $108,653 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,082 | $107,421 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 429 | $107,344 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,095 | $100,543 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 1,770 | $98,837 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 1,250 | $93,150 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,570 | $90,950 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 1,600 | $89,568 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 425 | $87,937 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 7,768 | $84,597 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,998 | $78,548 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 210 | $73,563 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 1,725 | $73,261 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 562 | $72,352 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 650 | $72,189 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 2,650 | $71,709 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,000 | $71,440 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 500 | $69,225 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 2,000 | $66,340 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 800 | $64,840 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 215 | $64,545 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 864 | $64,446 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 3,482 | $62,049 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 385 | $59,956 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 111 | $59,621 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 530 | $58,907 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 620 | $58,305 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 1,400 | $57,582 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,437 | $57,289 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,830 | $56,053 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 1,800 | $55,350 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,064 | $54,860 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 801 | $52,522 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,899 | $51,102 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 625 | $51,044 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 5,999 | $40,793 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,022 | $40,369 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 250 | $39,753 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 182 | $35,774 | dollars as filed | |
| Intel Corp | 458140100 | COM | 1,000 | $35,550 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 380 | $33,535 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,181 | $32,324 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,136 | $28,729 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 411 | $28,696 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 501 | $26,934 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 250 | $24,125 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,200 | $23,916 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 499 | $23,458 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 433 | $19,598 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 200 | $18,636 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 460 | $18,290 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 130 | $17,012 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 332 | $16,354 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 67 | $16,119 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 261 | $15,736 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 87 | $14,741 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 87 | $14,738 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 27 | $13,613 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 62 | $12,572 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 435 | $11,762 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 200 | $11,568 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 150 | $11,241 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 120 | $11,110 | dollars as filed | |
| CORNING INC | 219350105 | COM | 345 | $10,512 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 180 | $10,494 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 20 | $10,123 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 31 | $9,367 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 55 | $9,274 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 90 | $9,266 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 25 | $9,135 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 35 | $9,049 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 112 | $8,061 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 40 | $8,009 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 12 | $7,758 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 70 | $7,701 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 70 | $7,434 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 92 | $7,227 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $6,576 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 443 | $6,503 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 39 | $6,369 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 130 | $5,583 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 38 | $5,486 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 123 | $5,439 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 183 | $5,167 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 115 | $5,090 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 60 | $4,910 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 29 | $4,230 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 64 | $3,274 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 112 | $3,120 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 90 | $2,917 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 50 | $2,760 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 1,500 | $1,785 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 11 | $467 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 7 | $105 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 2 | $30 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001737871-23-000004 | this filing | 2023-10-23 | acceptance time not in the bulk data set |