13F-HR filed by LFA - Lugano Financial Advisors SA
LFA - Lugano Financial Advisors SA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-26, with 105 holding rows worth $152,319,000.
- Accession
- 0001737871-21-000004
- Filer
- CIK 1737871
- Filed
- 2021-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 105 entries on the cover page, a total value of $152,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,319,000 with VALUE read as thousands by filing date, 13F file number 028-18897. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 642,366 | $13,522,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 70,862 | $11,637,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,229 | $10,827,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 81,354 | $8,954,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 269,252 | $8,551,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 173,680 | $6,619,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 153,495 | $6,359,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 67,177 | $6,342,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 184,401 | $6,063,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 53,513 | $4,545,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 77,657 | $3,783,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 44,109 | $3,635,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 39,544 | $3,460,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 58,011 | $3,268,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 30,297 | $3,050,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 78,529 | $3,048,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 62,519 | $2,831,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 129,496 | $2,804,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 21,244 | $2,765,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 100,108 | $2,742,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 26,964 | $2,587,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 56,492 | $2,304,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 41,914 | $2,279,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 44,725 | $2,253,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,868 | $2,252,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 9,575 | $1,935,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 49,341 | $1,852,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,260 | $1,765,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,140 | $1,501,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,000 | $1,196,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 20,132 | $1,147,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 66,866 | $1,044,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,828 | $980,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 291 | $956,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,033 | $897,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,523 | $813,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,968 | $630,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 15,437 | $613,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,684 | $603,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 14,790 | $594,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 10,000 | $549,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 12,726 | $410,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,797 | $407,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 4,173 | $400,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 5,000 | $386,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 142 | $380,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,718 | $378,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,323 | $365,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 7,270 | $364,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,248 | $338,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 12,518 | $328,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,634 | $317,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,775 | $315,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 931 | $298,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,905 | $277,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,852 | $272,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,882 | $266,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,532 | $252,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 880 | $249,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,164 | $242,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,486 | $240,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 17,372 | $192,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 3,377 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 8,332 | $116,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,418 | $103,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,570 | $103,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,998 | $99,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,116 | $84,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 3,546 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,308 | $79,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 663 | $76,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,100 | $75,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,180 | $75,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 935 | $74,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,620 | $73,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,509 | $70,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,830 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 530 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,300 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 704 | $61,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 625 | $61,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,200 | $54,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 456 | $50,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 785 | $50,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 606 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 713 | $43,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 724 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,354 | $34,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,522 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,380 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 423 | $27,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 127 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 830 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 332 | $18,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 264 | $13,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,500 | $10,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 90 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 54 | $9,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 100 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 250 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 72 | $4,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001737871-21-000004 | this filing | 2021-10-26 | acceptance time not in the bulk data set |