13F-HR filed by LFA - Lugano Financial Advisors SA
LFA - Lugano Financial Advisors SA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-30, with 131 holding rows worth $104,200,000.
- Accession
- 0001737871-18-000002
- Filer
- CIK 1737871
- Filed
- 2018-08-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 132 entries on the cover page, a total value of $104,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,200,000 with VALUE read as thousands by filing date, 13F file number 028-18897. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 12,473,872 | $12,474,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 6,179,007 | $6,179,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 5,299,936 | $5,300,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,803,850 | $4,804,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,307,772 | $4,308,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 4,146,918 | $4,147,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,504,293 | $3,504,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,244,457 | $3,244,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,146,842 | $3,147,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,110,296 | $3,110,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,901,197 | $2,901,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,830,182 | $2,830,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,487,670 | $2,488,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,420,042 | $2,420,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,384,101 | $2,384,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,329,256 | $2,329,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,037,920 | $2,038,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,953,118 | $1,953,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,781,831 | $1,782,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,767,904 | $1,768,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,338,118 | $1,338,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,334,992 | $1,335,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,312,368 | $1,312,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 1,255,842 | $1,256,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,158,481 | $1,158,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,133,933 | $1,134,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,092,118 | $1,092,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,038,981 | $1,039,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 960,573 | $961,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 946,114 | $946,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 869,585 | $870,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 833,930 | $834,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 800,654 | $801,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 781,029 | $781,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 773,649 | $774,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 754,443 | $754,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 714,586 | $715,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 683,747 | $684,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 625,364 | $625,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 561,400 | $561,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 549,824 | $550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 520,767 | $521,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 485,960 | $486,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 453,621 | $454,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 451,313 | $451,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 398,266 | $398,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 381,242 | $381,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 326,420 | $326,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 320,839 | $321,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 313,110 | $313,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 298,645 | $299,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 285,785 | $286,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 277,813 | $278,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 271,296 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 221,025 | $221,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 218,735 | $219,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 209,091 | $209,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 208,432 | $208,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 203,917 | $204,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GAP INC COM | 364760108 | Stock | 201,782 | $202,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 196,157 | $196,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 192,376 | $192,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 190,092 | $190,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 186,350 | $186,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 185,090 | $185,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 183,271 | $183,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 179,565 | $180,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 178,077 | $178,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 177,312 | $177,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 177,188 | $177,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 175,651 | $176,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 175,347 | $175,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 173,583 | $174,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 141,381 | $141,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 139,039 | $139,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 129,878 | $130,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 113,872 | $114,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 114,361 | $114,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 108,823 | $109,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 106,408 | $106,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 103,164 | $103,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 100,834 | $101,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 94,843 | $95,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 95,272 | $95,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 90,570 | $91,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 90,778 | $91,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 86,829 | $87,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 85,534 | $86,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 84,323 | $84,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 83,491 | $83,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 80,053 | $80,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 79,741 | $80,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 76,952 | $77,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 71,117 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 62,244 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 51,753 | $52,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 49,598 | $50,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 48,625 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 49,433 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 47,980 | $48,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 46,822 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 45,768 | $46,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 45,555 | $46,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 40,650 | $41,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 38,758 | $39,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 37,410 | $37,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 35,945 | $36,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 34,861 | $35,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 33,169 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 32,130 | $32,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 30,972 | $31,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 30,842 | $31,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 31,094 | $31,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Amazon.com, Inc | 023135106 | COM | 30,381 | $30,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Visa Inc | 92826C839 | COM | 26,303 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 25,671 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 24,079 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 22,523 | $23,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 22,456 | $22,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 17,858 | $18,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,380 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 16,032 | $16,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,461 | $15,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,561 | $14,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,528 | $12,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10,822 | $11,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,270 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 10,030 | $10,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,038 | $4,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,660 | $3,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001737871-18-000002 | this filing | 2018-08-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001737871-18-000004 | base | 2018-09-04 | acceptance time not in the bulk data set |