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Disclosery

13F-HR filed by Integrated Wealth Concepts LLC

Integrated Wealth Concepts LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 1,557 holding rows worth $5,668,882,543.

Accession
0001737109-23-000005
Filer
CIK 1737109
Filed
2023-11-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 1,557 entries on the cover page, a total value of $5,668,882,543 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,668,882,543 with VALUE read as dollars as filed, 13F file number 028-18776. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerAlliance Bernstein
  • included managerAbner Herrman and Brock
  • included managerBeacon Capital Management
  • included managerCapital Research & Management Company
  • included managerClark Capital Management Group
  • included managerColumbia Management Investments
  • included managerCongress Asset Management
  • included managerDavis Select Advisors
  • included managerFederated
  • included managerHorizon Investments
  • included managerJP Morgan
  • included managerLoomis Sayles
  • included managerLPL Research
  • included managerManning & Napier
  • included managerNatixis
  • included managerNatixis AIA
  • included managerNatixis Loomis Sayles
  • included managerNuveen
  • included managerOak Ridge Investments
  • included managerParametric Portfolio Associates
  • included managerPolen Capital Management
  • included managerRichard Bernstein ADV
  • included managerSanta Barbara Asset Management
  • included managerTrillium Asset Management
  • included managerZacks Investment Management

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CFSB BANCORP INC12530C107COM10,000$70,000dollars as filed
THOUGHTWORKS HOLDING INC88546E105COM16,714$68,193dollars as filed
PUTNAM MANAGED MUN INCOME TR746823103COM12,018$65,740dollars as filed
CHARGEPOINT HLDGS INC15961R105COM CL A13,151$65,361dollars as filed
ERASCA INC COM29479A108Stock31,000$61,070dollars as filed
VAALCO ENERGY INC91851C201COMMON STOCK13,599$59,700dollars as filed
MFS CHARTER INCOME TR552727109SH BEN INT10,000$58,500dollars as filed
ACUMEN PHARMACEUTICALS INC00509G209CMN13,600$56,440dollars as filed
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR11,500$55,890dollars as filed
AMPRIUS TECHNOLOGIES INC COMMON STOCK03214Q108Stock11,000$52,140dollars as filed
WESTERN ASSET HIGH INCOME OP95766K109COM13,675$49,777dollars as filed
FUELCELL ENERGY INC35952H601COM38,245$48,953dollars as filed
AURORA INNOVATION INC CLASS A COM051774107Stock20,000$47,000dollars as filed
GAN LTDG3728V109SHS39,647$45,991dollars as filed
ARDELYX INC039697107COM10,850$44,269dollars as filed
TEMPLETON GLOBAL INCOME FD880198106COM11,209$43,267dollars as filed
GRITSTONE BIO INC39868T105COM25,021$43,036dollars as filed
DENISON MINES CORP248356107COM26,000$42,900dollars as filed
ENCORE ENERGY CORP COM NEW29259W700Stock12,277$41,251dollars as filed
MATTERPORT INC577096100COM CL A18,306$39,724dollars as filed
CONDUENT INC206787103COM10,373$36,097dollars as filed
HUT 8 MINING CORP44812T102COMMON STOCK-FO18,190$35,471dollars as filed
MFS HIGH INCOME MUN TR59318D104SH BEN INT10,613$33,113dollars as filed
TASEKO MINES LTD COM876511106Stock25,000$31,750dollars as filed
LIVEONE INC53814X102COM32,844$31,406dollars as filed
ATEA PHARMACEUTICALS INC04683R106COMMON STOCK10,000$30,000dollars as filed
EQUILLIUM INC29446K106COM40,000$29,600dollars as filed
FORTUNA MNG CORP F349915108COM10,850$29,512dollars as filed
RIBBON COMMUNICATIONS INC762544104COMMON STOCK10,954$29,357dollars as filed
GENASYS INC36872P103CMN14,200$28,542dollars as filed
USA TODAY CO INC36472T109COM11,237$27,531dollars as filed
AMBEV SA SPONSORED ADR02319V103ADR10,000$25,800dollars as filed
TENAYA THERAPEUTICS INC87990A106COM10,000$25,500dollars as filed
Rafael Holdings Inc Class B75062E106COM12,894$24,499dollars as filed
Allbirds Inc01675A109COM21,000$23,310dollars as filed
XWELL INC98420U802COM NEW10,350$23,288dollars as filed
IMMUNITYBIO INC45256X103COM13,508$22,830dollars as filed
LUMEN TECHNOLOGIES INC550241103COM15,097$21,438dollars as filed
VIRNETX HLDG CORP92823T108COM78,202$19,871dollars as filed
GALECTIN THERAPEUTICS INC363225202COMMON STOCK10,000$19,200dollars as filed
CANOPY GROWTH CORP138035100COM20,714$16,215dollars as filed
VIZSLA SILVER ORD (ASE)92859G202COM15,600$16,163dollars as filed
GLOBALSTAR INC378973408COM12,332$16,155dollars as filed
TELLURIAN INC NEW87968A104COM13,385$15,527dollars as filed
VAXXINITY INC CLASS A92244V104COMMON STOCK11,000$15,070dollars as filed
TUPPERWARE BRANDS CORP899896104COM10,659$14,923dollars as filed
EDGIO INC53261M104COM14,817$12,626dollars as filed
XOS INC98423B108COM35,000$12,033dollars as filed
OATLY GROUP AB67421J108SPONSORED ADS12,950$11,604dollars as filed
ENGLOBAL CORP293306106COM32,360$10,961dollars as filed
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK10,000$10,800dollars as filed
Veru Inc92536C103Common Stock10,900$7,837dollars as filed
MULLEN AUTOMOTIVE INC62526P307COM17,174$7,797dollars as filed
PAVMED INC70387R106COM25,190$7,421dollars as filed
CANOO INC13803R102COM CL A10,450$5,121dollars as filed
SEELOS THERAPEUTICS INC81577F109COM14,625$2,691dollars as filed
META MATERIALS INC59134N104COM12,350$2,617dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001737109-23-000005this filing2023-11-15acceptance time not in the bulk data set