13F-HR filed by Integrated Wealth Concepts LLC
Integrated Wealth Concepts LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 568 holding rows worth $1,622,228,000.
- Accession
- 0001737109-20-000007
- Filer
- CIK 1737109
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 568 entries on the cover page, a total value of $1,622,228,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,622,228,000 with VALUE read as thousands by filing date, 13F file number 028-18776. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAlliance Bernstein
- included managerAbner Herrmann and Brock
- included managerBeacon Capital Management
- included managerClark Capital Management Group
- included managerCongress Asset Management
- included managerDavis Select Advisors
- included managerFederated
- included managerFederated Investors
- included managerJP Morgan
- included managerLPL Research
- included managerManning & Napier
- included managerNatixis AIA
- included managerParametric Portfolio Associates
- included managerPolen Capital Management
- included managerTrillium Asset Management
- included managerZacks Investment Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,345 | $243,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 9,019 | $243,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,160 | $242,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,198 | $240,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,024 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,056 | $240,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,007 | $239,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,978 | $239,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,837 | $236,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 599 | $235,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 11,541 | $235,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,767 | $233,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,196 | $232,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,109 | $231,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,707 | $228,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,640 | $227,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,249 | $225,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,353 | $225,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,971 | $223,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,285 | $222,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,693 | $222,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 951 | $221,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,351 | $221,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 15,034 | $221,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,708 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,214 | $218,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,491 | $217,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,106 | $213,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 5,337 | $213,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,702 | $212,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,736 | $212,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,464 | $212,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 7,835 | $212,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,436 | $212,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,215 | $210,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 641 | $210,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,922 | $209,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,230 | $209,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,405 | $207,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,608 | $205,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,991 | $203,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,365 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,331 | $195,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 12,068 | $179,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,544 | $178,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 322,030 | $172,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 31,982 | $169,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 25,453 | $165,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 129,828 | $161,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,676 | $153,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,981 | $114,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 10,500 | $112,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 37,250 | $107,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 414,336 | $104,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,176 | $103,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,375 | $91,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 12,000 | $91,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,925 | $80,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,000 | $74,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,900 | $64,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,767 | $58,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 26,210 | $55,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 12,061 | $44,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 16,285 | $39,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 38,000 | $34,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 121,153 | $24,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,952 | $22,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 10,066 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001737109-20-000007 | this filing | 2020-11-13 | acceptance time not in the bulk data set |