13F-HR filed by Integrated Wealth Concepts LLC
Integrated Wealth Concepts LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 413 holding rows worth $1,082,570,000.
- Accession
- 0001737109-20-000004
- Filer
- CIK 1737109
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 413 entries on the cover page, a total value of $1,082,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,082,570,000 with VALUE read as thousands by filing date, 13F file number 028-18776. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAlliance Bernstein
- included managerAbner Herrman and Brock
- included managerBeacon Capital Management
- included managerClark Capital Management
- included managerCongress Asset Management
- included managerDavis Select Advisors
- included managerFederated
- included managerFederated Investors
- included managerLPL Research
- included managerManning & Napier
- included managerNatixis AIA
- included managerParametric Portfolio Associates
- included managerPolen Capital Management
- included managerTrillium Asset Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 918,296 | $74,419,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 391,888 | $48,402,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,513,663 | $30,667,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 527,329 | $28,481,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 456,079 | $26,092,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 210,245 | $24,256,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 953,674 | $21,935,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 202,436 | $21,555,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 2,181,675 | $19,221,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 168,604 | $18,718,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 544,067 | $18,689,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,081,239 | $18,357,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 2,039,407 | $17,539,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 104,132 | $17,179,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 140,027 | $17,010,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 100,241 | $16,806,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 789,151 | $16,714,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 317,533 | $16,670,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 123,006 | $16,402,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 773,674 | $16,034,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 301,527 | $15,043,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 172,544 | $14,727,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56,707 | $14,420,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 222,446 | $14,014,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 50,079 | $12,940,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 64,519 | $12,284,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 592,402 | $12,233,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 79,874 | $11,825,000 | thousands by filing date | |
| IJH | 464287507 | COM | 81,807 | $11,769,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 176,165 | $10,057,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 138,778 | $9,906,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 62,273 | $9,758,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 234,856 | $9,722,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 206,628 | $9,643,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 85,063 | $9,613,000 | thousands by filing date | |
| VTI | 922908769 | COM | 73,684 | $9,499,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 60,056 | $9,471,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 354,092 | $9,366,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 94,720 | $8,249,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 202,876 | $8,210,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,203 | $8,195,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 358,006 | $7,507,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 150,886 | $6,968,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 228,248 | $6,799,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 236,571 | $6,626,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 121,293 | $6,351,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 105,856 | $6,207,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,950 | $5,400,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 76,177 | $5,390,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 22,678 | $5,371,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,765 | $4,780,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 86,644 | $4,655,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 554,178 | $4,483,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 194,296 | $4,302,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 200,108 | $4,204,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 82,589 | $4,171,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 124,276 | $4,056,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 137,327 | $4,003,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 62,810 | $3,897,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 185,602 | $3,864,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 112,927 | $3,765,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 85,349 | $3,690,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 99,216 | $3,522,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 31,172 | $3,443,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 28,971 | $3,416,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 58,875 | $3,395,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 63,904 | $3,335,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 27,583 | $3,184,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 55,976 | $3,141,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,534 | $2,894,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 35,347 | $2,823,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,981 | $2,797,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,430 | $2,740,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 143,191 | $2,736,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,973 | $2,702,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 36,378 | $2,675,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,240 | $2,603,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 47,322 | $2,561,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,647 | $2,553,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,080 | $2,430,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 26,265 | $2,339,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,065 | $2,317,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 26,704 | $2,314,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,820 | $2,305,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 107,158 | $2,275,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 23,103 | $2,234,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 28,572 | $2,198,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 44,985 | $2,174,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,660 | $2,132,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,020 | $2,056,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,396 | $2,019,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,670 | $2,002,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 49,677 | $1,953,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 24,245 | $1,931,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,503 | $1,926,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 16,053 | $1,901,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 18,346 | $1,897,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 54,518 | $1,829,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 32,689 | $1,811,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 22,404 | $1,801,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,301 | $1,703,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 60,223 | $1,693,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 34,575 | $1,677,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 28,173 | $1,663,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,794 | $1,641,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,432 | $1,604,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 35,449 | $1,569,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 25,917 | $1,490,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34,543 | $1,455,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 14,689 | $1,454,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 36,959 | $1,403,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 7,584 | $1,383,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 52,786 | $1,365,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,643 | $1,351,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 15,071 | $1,346,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 12,331 | $1,311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 25,291 | $1,306,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 36,863 | $1,267,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22,402 | $1,260,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 156,510 | $1,251,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 25,230 | $1,244,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,881 | $1,224,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 22,284 | $1,224,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,126 | $1,201,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 19,092 | $1,199,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,149 | $1,183,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 23,190 | $1,090,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 17,475 | $1,076,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,168 | $1,074,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 27,899 | $1,057,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,879 | $1,034,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 40,480 | $1,032,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,022 | $1,030,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 19,882 | $1,029,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 6,563 | $1,015,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,932 | $1,015,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,959 | $1,004,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 33,196 | $1,004,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 856 | $995,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,493 | $990,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,618 | $983,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,740 | $968,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,945 | $945,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 18,357 | $936,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,226 | $924,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 28,473 | $924,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 21,488 | $911,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 15,124 | $910,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,430 | $908,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,727 | $905,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,851 | $898,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 39,630 | $890,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 32,065 | $888,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,133 | $887,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,268 | $886,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,150 | $873,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,915 | $845,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,590 | $842,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 17,033 | $830,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,605 | $826,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,752 | $811,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 18,435 | $806,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 26,823 | $789,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,870 | $773,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 25,594 | $771,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 15,338 | $762,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,635 | $757,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 29,605 | $755,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 4,344 | $752,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 31,354 | $751,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,847 | $745,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 8,400 | $731,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 26,667 | $730,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,298 | $727,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,556 | $724,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 6,029 | $723,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 31,563 | $722,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 14,759 | $720,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,320 | $716,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 32,158 | $697,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,597 | $686,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,096 | $676,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,716 | $665,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,600 | $665,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,624 | $662,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,872 | $658,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,843 | $657,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,375 | $653,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 17,359 | $637,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 16,908 | $630,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,740 | $628,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,478 | $626,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 20,849 | $626,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,717 | $624,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,659 | $623,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 15,147 | $619,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,324 | $618,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 21,933 | $614,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,672 | $606,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 61,714 | $602,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,708 | $596,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 13,337 | $590,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,073 | $588,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,442 | $579,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,013 | $578,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,576 | $577,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,654 | $569,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,779 | $568,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 8,966 | $565,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,034 | $563,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,670 | $562,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 9,996 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,641 | $558,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 10,209 | $558,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12,822 | $555,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,876 | $547,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,864 | $536,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,918 | $536,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,675 | $533,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,703 | $533,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,852 | $530,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 9,855 | $522,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,860 | $506,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,578 | $503,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,092 | $498,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,330 | $494,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 20,810 | $490,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,772 | $479,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 59,723 | $474,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 25,841 | $470,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,199 | $469,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,471 | $468,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,768 | $468,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 74,655 | $462,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,818 | $459,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 62,037 | $456,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,272 | $454,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 14,682 | $453,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,649 | $450,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,974 | $447,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,332 | $440,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,557 | $432,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 20,655 | $432,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,732 | $431,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,531 | $430,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,769 | $429,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 16,670 | $429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 7,157 | $429,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,868 | $428,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 52,000 | $427,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,305 | $423,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 7,675 | $418,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,889 | $416,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,465 | $415,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 8,777 | $412,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 13,572 | $411,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 10,303 | $410,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,754 | $409,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,857 | $407,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,620 | $407,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,692 | $406,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,994 | $404,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,459 | $404,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,954 | $403,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 8,391 | $402,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,882 | $399,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,324 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,623 | $397,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 12,683 | $397,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 7,283 | $387,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 17,395 | $386,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,578 | $382,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 8,153 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,126 | $378,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 77,136 | $377,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,892 | $368,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,671 | $364,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,967 | $362,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,043 | $361,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,802 | $357,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,485 | $356,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,596 | $353,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,997 | $346,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,283 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,295 | $340,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 732 | $336,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,208 | $333,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,565 | $333,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,512 | $330,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,370 | $329,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,300 | $329,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,332 | $329,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 11,501 | $327,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 7,735 | $325,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,144 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,708 | $321,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,862 | $320,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 17,668 | $320,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,211 | $319,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,710 | $319,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,180 | $319,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,207 | $315,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 10,837 | $315,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,878 | $313,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 15,308 | $313,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 12,011 | $312,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,781 | $307,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,175 | $307,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 13,611 | $307,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,730 | $306,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,582 | $306,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,547 | $302,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,858 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 11,946 | $292,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,553 | $292,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,914 | $291,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,866 | $291,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,474 | $291,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,571 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,816 | $284,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,269 | $281,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 16,903 | $281,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,512 | $280,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 557 | $276,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,173 | $276,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,399 | $275,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,268 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,524 | $272,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,792 | $271,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 457 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,862 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,085 | $268,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,514 | $266,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,516 | $264,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 16,072 | $264,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 10,373 | $263,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,843 | $261,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 863 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 11,100 | $257,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,347 | $256,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 831 | $256,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,787 | $256,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,882 | $254,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,624 | $253,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 18,911 | $252,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,036 | $251,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,568 | $250,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,758 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,376 | $248,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,355 | $245,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,581 | $245,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 3,803 | $242,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,665 | $240,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,359 | $240,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 12,252 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,146 | $240,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 981 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,927 | $236,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,968 | $236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,313 | $235,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,487 | $235,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,204 | $233,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,064 | $232,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,211 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,867 | $230,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 47,391 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 10,026 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,915 | $228,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 8,711 | $228,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,279 | $224,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,744 | $224,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,245 | $223,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,977 | $223,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 17,202 | $223,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,058 | $220,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,027 | $219,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,692 | $219,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 761 | $218,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,792 | $218,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,699 | $216,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,597 | $215,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 30,472 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,130 | $212,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 11,622 | $211,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 14,243 | $209,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,142 | $207,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,464 | $206,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 21,838 | $206,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,841 | $205,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,408 | $204,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,041 | $203,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,096 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,702 | $201,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 108,391 | $199,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,806 | $193,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,899 | $189,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,674 | $181,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,764 | $177,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 32,512 | $137,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,247 | $133,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 41,872 | $126,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 32,000 | $88,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,925 | $74,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,500 | $66,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,919 | $60,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 64,044 | $58,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 20,400 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 16,220 | $56,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 37,000 | $35,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 18,285 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 20,000 | $20,000 | thousands by filing date | principal |
| GREAT PANTHER MINING | 39115V101 | COM | 38,000 | $12,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 96 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001737109-20-000004 | this filing | 2020-05-18 | acceptance time not in the bulk data set |