13F-HR filed by ExodusPoint Capital Management, LP
ExodusPoint Capital Management, LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 2,270 holding rows worth $9,041,935,000.
- Accession
- 0001736225-21-000003
- Filer
- CIK 1736225
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,270 entries on the cover page, a total value of $9,041,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,041,935,000 with VALUE read as thousands by filing date, 13F file number 028-19330. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPythagorean Trading, LLC028-20054
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KOSMOS ENERGY LTD | 500688106 | COM | 55,370 | $192,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 14,955 | $192,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 27,710 | $191,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 42,145 | $191,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,147 | $191,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 17,469 | $189,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 20,245 | $188,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,457 | $188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 3,320 | $186,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 12,100 | $186,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,205 | $185,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 11,286 | $185,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 14,300 | $184,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 28,289 | $184,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 13,187 | $183,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 44,100 | $182,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 16,560 | $182,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 19,081 | $182,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 68,881 | $182,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 20,319 | $181,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 11,361 | $180,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 21,911 | $180,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 32,676 | $179,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 26,064 | $177,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 37,887 | $176,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 66,180 | $175,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 54,292 | $174,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 30,680 | $172,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,994 | $172,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 24,740 | $171,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 19,954 | $171,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 15,485 | $171,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 17,047 | $170,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 12,841 | $170,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 20,845 | $167,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 26,224 | $166,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 16,652 | $166,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 62,704 | $166,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 17,856 | $165,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,814 | $164,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 25,965 | $163,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 26,052 | $162,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 18,806 | $162,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 13,929 | $160,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 76,588 | $160,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,498 | $159,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 23,419 | $159,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 102,185 | $159,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,143 | $159,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 33,446 | $158,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 60,941 | $157,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 16,224 | $155,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 16,800 | $154,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 10,933 | $153,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 27,843 | $153,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 32,992 | $153,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 15,200 | $152,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,429 | $151,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,318 | $151,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 19,684 | $150,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,265 | $150,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 15,000 | $150,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 27,275 | $149,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 21,310 | $146,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,838 | $146,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 35,328 | $146,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 94,501 | $145,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 17,600 | $144,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,101 | $143,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,047 | $143,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 45,940 | $143,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 48,644 | $143,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 61,180 | $142,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 30,124 | $141,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 34,151 | $141,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 15,316 | $141,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 19,002 | $140,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,369 | $139,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,158 | $137,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 45,525 | $136,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 10,800 | $136,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 79,144 | $135,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 42,042 | $135,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 18,397 | $135,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 32,636 | $134,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 16,410 | $134,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 33,424 | $134,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 118,384 | $134,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 72,601 | $133,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 18,136 | $132,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 10,700 | $131,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 41,688 | $131,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 21,263 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,004 | $130,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 13,327 | $130,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 37,064 | $130,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 23,499 | $129,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 11,800 | $127,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,807 | $127,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,792 | $126,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 16,911 | $125,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 49,102 | $125,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 17,115 | $125,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 28,719 | $125,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 37,091 | $123,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 43,763 | $122,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,442 | $121,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 15,034 | $121,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 12,131 | $121,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 13,400 | $120,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 13,093 | $120,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 36,148 | $120,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 15,004 | $119,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,256 | $119,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 15,270 | $119,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 32,186 | $118,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 27,220 | $118,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 73,781 | $117,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,500 | $116,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 13,607 | $116,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 17,897 | $116,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 20,346 | $116,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 11,641 | $115,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 5,000 | $115,000 | thousands by filing date | call |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 16,069 | $115,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 13,362 | $113,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 13,048 | $113,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,571 | $113,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 42,095 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 588 | $110,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 10,700 | $110,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 19,539 | $110,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 82,124 | $109,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 24,900 | $107,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 31,224 | $106,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 39,007 | $106,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 16,300 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,331 | $104,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 20,015 | $103,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 36,332 | $103,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 15,384 | $100,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 10,000 | $100,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,408 | $99,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 10,000 | $99,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,027 | $98,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,700 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,973 | $97,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,015 | $97,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 13,474 | $95,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,552 | $94,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 21,400 | $94,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 66,030 | $93,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 51,201 | $93,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,035 | $92,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 65,982 | $91,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 5,700 | $89,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,036 | $89,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 38,411 | $89,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 23,500 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 331 | $88,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,545 | $88,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,000 | $88,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 26,461 | $88,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 13,100 | $88,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 22,900 | $88,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 300 | $87,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 11,141 | $87,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,452 | $87,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 26,264 | $87,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 19,054 | $87,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 19,510 | $87,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 25,728 | $86,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,566 | $84,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,470 | $84,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 21,563 | $84,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 10,700 | $84,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,270 | $82,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,763 | $81,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 12,600 | $81,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,415 | $80,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 11,700 | $79,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 56,889 | $79,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 17,998 | $79,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 65,215 | $78,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 12,226 | $77,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,631 | $77,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 11,316 | $75,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,244 | $75,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,539 | $74,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,710 | $74,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 28,138 | $72,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 15,052 | $72,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 46,041 | $71,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 55,939 | $70,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 29,000 | $68,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 10,967 | $67,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 13,600 | $66,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,224 | $65,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 45,425 | $65,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,808 | $64,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 5,971 | $64,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 553 | $62,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 21,741 | $62,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,445 | $61,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 28,757 | $60,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 700 | $60,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 43,346 | $60,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 15,229 | $59,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 38,595 | $58,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 12,500 | $57,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,230 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 200 | $55,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 10,703 | $54,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,772 | $54,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 13,399 | $53,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 23,153 | $53,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,357 | $52,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 25,522 | $52,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 13,545 | $52,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 24,981 | $52,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 12,890 | $52,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 16,677 | $50,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 33,203 | $50,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,400 | $49,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,696 | $48,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 39,751 | $46,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,733 | $45,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 14,283 | $45,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 38,016 | $45,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 37,567 | $45,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,759 | $44,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,882 | $44,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 22,174 | $44,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,073 | $43,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,183 | $43,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 33,413 | $43,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,166 | $42,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 46,018 | $42,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 17,451 | $41,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 749 | $36,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 12,077 | $36,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 8,379 | $35,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,034 | $35,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 36,054 | $35,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 15,399 | $34,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,672 | $32,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 5,041 | $29,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 23,100 | $29,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 19,894 | $28,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 12,200 | $28,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,052 | $27,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 11,131 | $26,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 15,017 | $25,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 293 | $23,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,400 | $19,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 13,929 | $17,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 14,452 | $17,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 14,608 | $15,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $14,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 16,100 | $14,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 11,011 | $13,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 342 | $6,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 100 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 222 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 100 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 32 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 18 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001736225-21-000003 | this filing | 2021-08-16 | acceptance time not in the bulk data set |