13F-HR filed by Wealth Alliance Advisory Group, LLC
Wealth Alliance Advisory Group, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-10, with 183 holding rows worth $382,870,988 by the sum of the rows.
- Accession
- 0001735734-24-000001
- Filer
- CIK 1735734
- Filed
- 2024-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 179 entries on the cover page, a total value of $337,229,102 stated on the cover page (in dollars after the unit check, H1), rows summing to $382,870,988 with VALUE read as dollars as filed, 13F file number 028-18712. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $337,229,102, 12% less than the sum of the rows, $382,870,988. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 84,132 | $40,183,971 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 153,004 | $22,874,104 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 492,679 | $22,682,947 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 38,144 | $19,353,373 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 625,310 | $16,048,592 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 251,361 | $14,689,515 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 45,445 | $14,127,967 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 247,864 | $11,533,121 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 114,582 | $10,491,153 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 211,061 | $10,109,844 | dollars as filed | |
| Apple Inc | 037833100 | COM | 47,151 | $9,078,029 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 149,879 | $7,913,611 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 154,942 | $7,895,837 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 279,858 | $7,435,838 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 44,110 | $6,960,558 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 194,232 | $6,877,758 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 18,083 | $6,799,774 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 64,312 | $6,429,937 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 217,303 | $5,571,653 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 9,747 | $4,826,874 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 74,901 | $3,800,485 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 145,000 | $3,498,125 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 11,014 | $3,265,784 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 21,255 | $3,229,527 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 20,834 | $3,107,609 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 83,863 | $2,823,667 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,858 | $2,802,750 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 17,333 | $2,716,774 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 17,995 | $2,636,958 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 73,333 | $2,554,188 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 72,679 | $2,463,823 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 37,504 | $2,383,379 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,504 | $2,325,909 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 18,980 | $2,202,960 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,706 | $2,160,499 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 12,605 | $2,140,833 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 13,546 | $2,135,604 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,921 | $2,027,800 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 63,744 | $1,969,690 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,758 | $1,961,894 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 22,322 | $1,878,157 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 6,351 | $1,829,215 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 6,952 | $1,809,844 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,902 | $1,735,112 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,179 | $1,673,890 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,811 | $1,455,531 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 37,290 | $1,405,829 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 24,981 | $1,373,455 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 83,690 | $1,267,898 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 7,909 | $1,225,658 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 62,014 | $1,224,156 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 5,649 | $1,184,672 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 3,855 | $1,154,418 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 68,186 | $1,144,162 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,401 | $1,141,219 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,359 | $1,103,463 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,271 | $1,101,218 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,085,250 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,635 | $1,050,460 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,201 | $1,043,745 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,781 | $1,031,211 | dollars as filed | |
| Linde plc | G54950103 | COM | 2,399 | $985,107 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,735 | $973,640 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 23,892 | $963,803 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,850 | $945,609 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,757 | $911,790 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,250 | $867,983 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 12,197 | $856,442 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,874 | $799,289 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,847 | $792,727 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 42,445 | $767,830 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,273 | $759,472 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,147 | $757,027 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,304 | $755,415 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,716 | $741,552 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 5,360 | $714,472 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,733 | $712,652 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 2,627 | $691,269 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,934 | $689,230 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 18,359 | $661,291 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,195 | $634,294 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,790 | $628,254 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 10,550 | $617,492 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 16,395 | $606,287 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 10,026 | $593,913 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 47,502 | $585,700 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 19,897 | $572,835 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 5,156 | $563,654 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18,758 | $558,801 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 57,806 | $550,891 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,776 | $546,344 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 13,060 | $546,300 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,517 | $544,456 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 9,795 | $536,190 | dollars as filed | |
| Intel Corp | 458140100 | COM | 10,604 | $532,851 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,250 | $531,135 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,361 | $529,905 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,236 | $528,362 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 37,906 | $523,104 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 41,747 | $493,450 | dollars as filed | |
| Southern Company | 842587107 | COM | 6,884 | $482,706 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 12,806 | $474,590 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 4,581 | $472,072 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,378 | $471,467 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 12,624 | $466,078 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,876 | $463,610 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 47,797 | $460,763 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,882 | $453,426 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 9,400 | $446,688 | dollars as filed | |
| VTI | 922908769 | COM | 1,860 | $441,336 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 18,681 | $420,509 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 34,170 | $416,532 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,021 | $413,748 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,577 | $410,458 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 15,680 | $410,346 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,174 | $406,850 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 7,200 | $400,296 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 11,520 | $399,398 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,045 | $398,651 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 19,850 | $397,596 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,915 | $394,632 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,748 | $391,325 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,624 | $387,676 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 8,907 | $385,495 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,045 | $385,050 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 17,037 | $379,073 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,316 | $375,384 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 897 | $367,339 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,500 | $355,105 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,243 | $351,574 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,826 | $341,805 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,344 | $338,833 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,344 | $327,001 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 712 | $322,707 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,107 | $310,593 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,435 | $309,788 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 19,352 | $308,858 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,042 | $305,678 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,200 | $301,056 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 6,344 | $289,984 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 24,951 | $285,689 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,636 | $283,646 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,691 | $280,100 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 545 | $278,653 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 4,420 | $277,532 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,210 | $274,239 | dollars as filed | |
| VGT | 92204A702 | SHS | 557 | $269,588 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,534 | $266,695 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,057 | $265,599 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,600 | $262,522 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,008 | $261,747 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,926 | $257,975 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,351 | $255,248 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,730 | $250,210 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,753 | $248,524 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,130 | $243,827 | dollars as filed | |
| Deere & Company | 244199105 | COM | 607 | $242,721 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,847 | $236,294 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 2,779 | $236,132 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 31,718 | $234,396 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 22,507 | $232,947 | dollars as filed | |
| SCHD | 808524797 | COM | 2,970 | $226,106 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 10,900 | $225,521 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 4,556 | $224,242 | dollars as filed | |
| General Electric Company | 369604301 | COM | 1,702 | $217,226 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,125 | $215,066 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,300 | $214,097 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,642 | $212,139 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 685 | $202,534 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 17,300 | $200,507 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,570 | $186,455 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,589 | $184,613 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 81,498 | $171,146 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,735 | $145,729 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 50,000 | $125,000 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,000 | $102,310 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,741 | $96,511 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,000 | $86,760 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,442 | $86,701 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 19,500 | $30,810 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,870 | $25,130 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 22,000 | $25,080 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,000 | $4,850 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001735734-24-000001 | this filing | 2024-01-10 | acceptance time not in the bulk data set |