13F-HR filed by Certified Advisory Corp
Certified Advisory Corp filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-27, with 804 holding rows worth $253,006,000.
- Accession
- 0001731732-20-000002
- Filer
- CIK 1731732
- Filed
- 2020-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 860 entries on the cover page, a total value of $253,006,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,007,000 with VALUE read as thousands by filing date, 13F file number 028-18660. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZACKS INVESTMENT MANAGEMENT028-04587
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,845 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELADOC HEALTH INC | 87918A105 | COM | 76 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 877 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 491 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,414 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 398 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 441 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 535 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,414 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 867 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUSINSPPTYSINC | 222795502 | STOK | 364 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 784 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 141 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 411 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 330 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 387 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 80 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 842 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919101 | COM | 135 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 622 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 125 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 373 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMETEK INC COM | 031100100 | Stock | 143 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 404 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 414 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 93 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 286 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 675 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 336 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,283 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 803 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 814 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 161 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121100 | COM | 529 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 426 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,235 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 218 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 650 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 160 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,039 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 57 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 336 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 102 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,100 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 536 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 748 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 95 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 189 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARTNERINC | 366651107 | STOK | 78 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENUINE PARTS CO COM | 372460105 | Stock | 115 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 166 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 110 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONICS CORP COM | 046433108 | Stock | 829 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 271 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 798 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 832 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 374 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIS BANCORP | 03076K108 | COM | 340 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 378 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 770 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 680 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 800 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 288 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boston Scientific Corporation | 101137107 | COM | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 67 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLA CORP | 482480100 | COM | 50 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 137 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARVANA CO CL A | 146869102 | Stock | 125 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 160 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROKU INC COM CL A | 77543R102 | Stock | 84 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 42 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 79 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN HARBORS INC COM | 184496107 | Stock | 136 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 175 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 197 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 244 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 650 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAC INTERACTIVECORP | 44919P508 | COM | 38 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILRAY INC | 88688T100 | COM CL 2 | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 114 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 3,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 287 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 119 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 166 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 163 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 316 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 628 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 240 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 711 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 371 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSI SYSTEMS INC | 671044105 | COM | 92 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 347 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 219 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 2,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 35 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHOLASTIC CORP COM | 807066105 | Stock | 186 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 159 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 57 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 411 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 235 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 18 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 134 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 293 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 68 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 152 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 77 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 260 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 800 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 518 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,263 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 636 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 250 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 123 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 307 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 43 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 153 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 62 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 341 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 38 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWILIO INC CL A | 90138F102 | Stock | 48 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 38 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 153 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 70 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 327 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 82 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 129 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 105 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 84 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP | 264411505 | COM NEW | 120 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 218 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 28 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APHRIA INC | 03765K104 | COM | 1,330 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc. | 11135F101 | COM | 12 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 28 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 95 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 47 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA CORP COM | 013872106 | Stock | 500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 40 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRIEN LTD COM | 67077M108 | Stock | 80 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 290 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 26 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 112 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 42 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 225 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 873 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 30 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 80 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 106 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVENT CORP | 53814L108 | COM | 478 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 92 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 600 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 232 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 540 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANTA HLDG CORP | 22282E102 | COM | 350 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 108 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 800 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 17 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 77 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,259 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 33 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 35 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 27 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 45 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Energy ETF | 92204A306 | SHS | 44 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 21 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 8 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 525 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 98 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 93 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 19 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGA RES CORP COM | 87612G101 | Stock | 335 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 30 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 46 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 69 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIO INC SPON ADS | 62914V106 | ADR | 555 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 35 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 102 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 58 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 194 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 68 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 210 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 460 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 1,178 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 51 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 245 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTY INC | 222070203 | COM CL A | 345 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 144 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 31 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTROCK CO | 96145D105 | COM | 70 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Luckin Coffee Inc | 54951L109 | Equity | 90 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228105 | COM | 610 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 55 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US REIT ETF | 808524847 | SHS | 28 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 44 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 420 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 49 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WENDYS CO COM | 95058W100 | Stock | 34 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE MATLS INC COM | 26969P108 | Stock | 18 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 19 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 13 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 92 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAPESTRY INC COM | 876030107 | Stock | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 28 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODERNA INC | 60770K107 | COM | 33 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERFACE INC | 458665304 | COM | 125 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 273 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRONOS GROUP INC | 22717L101 | COM | 260 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONTOOR BRANDS INC | 50050N103 | COM | 68 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 125 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROWGENERATION CORP | 39986L109 | COM | 216 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 138 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 168 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 113 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECNOGLASS INC | G87264100 | ORD SHS | 228 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 120 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 43 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 63 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 114 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROCENTURY CORP | 007737109 | COM | 871 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NULL | 301505749 | NULL | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FORTINET INC COM | 34959E109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EVERGY INC COM | 30034W106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GAP INC COM | 364760108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GARRETT MOTION INC | 366505105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MONROE CAPITAL CORP | 610335101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240M108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RMR GROUP INC | 74967R106 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DNOW INC | 67011P100 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Canadian $ ETF | 46138T104 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023302 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FITBIT INC | 33812L102 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001731732-20-000002 | this filing | 2020-04-27 | acceptance time not in the bulk data set |