13F-HR filed by Certified Advisory Corp
Certified Advisory Corp filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 794 holding rows worth $216,118,000.
- Accession
- 0001731732-18-000004
- Filer
- CIK 1731732
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 846 entries on the cover page, a total value of $216,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,184,000 with VALUE read as thousands by filing date, 13F file number 028-18660. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellesley Asset Management028-14868
- included managerZACKS INVESTMENT MANAGEMENT028-04587
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 620 | $15,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 26 | $15,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 301 | $15,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 537 | $15,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 100 | $15,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 177 | $15,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $15,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 759 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 248 | $15,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 376 | $15,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 783 | $15,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,312 | $15,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 16,000 | $15,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 14,000 | $15,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 144 | $14,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 420 | $14,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $14,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 93 | $14,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 317 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 86 | $14,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 362 | $14,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 257 | $14,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,414 | $14,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,221 | $14,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 871 | $14,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 173 | $13,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 166 | $13,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $13,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 141 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 153 | $13,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,180 | $13,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 814 | $13,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 228 | $13,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 592 | $13,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 75 | $13,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 220 | $13,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 320 | $13,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 500 | $13,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 196 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $12,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 132 | $12,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,289 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 162 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 245 | $12,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 69 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 125 | $12,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 180 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 128 | $11,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 206 | $11,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 454 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 580 | $11,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 2,000 | $11,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 11,000 | $11,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 11,000 | $11,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 100 | $10,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $10,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 300 | $10,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 438 | $10,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 137 | $10,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 136 | $10,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 100 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 817 | $10,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 102 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 71 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 364 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 114 | $10,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 536 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 152 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 900 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 150 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 537 | $10,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 71 | $10,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 677 | $10,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 282 | $10,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,000 | $10,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 206 | $9,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 300 | $9,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 100 | $9,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 161 | $9,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 309 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 628 | $9,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 92 | $9,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 749 | $9,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 614 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 82 | $9,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 106 | $9,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 462 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 201 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 113 | $9,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 300 | $9,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 100 | $9,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 9,000 | $9,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 9,000 | $9,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 157 | $8,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 100 | $8,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 181 | $8,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 155 | $8,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 380 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 149 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 69 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 213 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 280 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 186 | $8,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 356 | $8,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 100 | $8,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 248 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 305 | $8,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 67 | $7,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 35 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 98 | $7,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 317 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 210 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 103 | $7,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 783 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 300 | $7,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 629 | $7,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 92 | $7,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 324 | $7,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 74 | $7,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 74 | $7,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 241 | $7,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 175 | $7,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 7,000 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 120 | $6,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 102 | $6,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 120 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 116 | $6,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 50 | $6,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 78 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 500 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 100 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 104 | $6,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 68 | $6,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5 | $6,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 601 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 417 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 932 | $6,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 350 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 314 | $6,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,263 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 291 | $6,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 5,000 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E855 | INSIGHTSHARES | 250 | $6,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 42 | $5,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 112 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 75 | $5,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 60 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 36 | $5,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 235 | $5,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 18 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 165 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 175 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 235 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 216 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 225 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 111 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 108 | $5,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 290 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 4,000 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 137 | $5,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 95 | $4,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 43 | $4,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 600 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 88 | $4,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 45 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 42 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 152 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 129 | $4,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 223 | $4,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 625 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 500 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 600 | $4,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 70 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 96 | $4,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39 | $4,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 300 | $4,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 64 | $4,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 550 | $4,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 4,000 | $4,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 4,000 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,000 | $3,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 46 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 16 | $3,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 120 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 31 | $3,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 40 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 86 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29 | $3,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 19 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 128 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,169 | $3,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 125 | $3,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 115 | $3,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 93 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 16 | $3,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 55 | $2,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 18 | $2,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8 | $2,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 38 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 26 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50 | $2,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11 | $2,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 33 | $2,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 21 | $2,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 700 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 48 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 68 | $2,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 277 | $2,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 205 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 50 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 28 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 55 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 50 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 145 | $2,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 115 | $2,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 75 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 120 | $2,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 13 | $2,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 450 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 340 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $2,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 100 | $2,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 100 | $2,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 175 | $2,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 75 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 26 | $1,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 37 | $1,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 34 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 31 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9 | $1,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 63 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 13 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 28 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 14 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 39 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 22 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 22 | $1,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 31 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 43 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 28 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 150 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,000 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 77 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 125 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 57 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 61 | $1,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 345 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Canadian $ ETF | 46138T104 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBCOMM INC | 68555P100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001731732-18-000004 | this filing | 2018-11-13 | acceptance time not in the bulk data set |