13F-HR filed by Providence Capital Advisors, LLC
Providence Capital Advisors, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 294 holding rows worth $275,155,000.
- Accession
- 0001730814-21-000002
- Filer
- CIK 1730814
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 294 entries on the cover page, a total value of $275,155,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $275,155,000 with VALUE read as thousands by filing date, 13F file number 028-18359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 95,626 | $11,681,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,617 | $8,997,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,130 | $7,784,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,595 | $6,978,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 97,055 | $5,644,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,682 | $5,547,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 27,233 | $5,483,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 144,600 | $5,239,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 135,261 | $5,233,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 67,857 | $5,231,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,748 | $5,215,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 57,616 | $4,880,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 40,633 | $4,869,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 24,338 | $4,821,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 34,399 | $4,757,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 25,674 | $4,737,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,440 | $4,713,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 61,822 | $4,454,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 20,969 | $4,375,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 19,179 | $4,373,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 41,234 | $4,337,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 60,865 | $4,271,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 111,711 | $4,121,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 75,711 | $4,097,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 45,700 | $4,028,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,276 | $3,978,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,712 | $3,976,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 60,723 | $3,925,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,046 | $3,917,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 33,709 | $3,858,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 86,469 | $3,848,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 47,131 | $3,843,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 106,435 | $3,831,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 45,315 | $3,822,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 31,012 | $3,692,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 66,832 | $3,657,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,177 | $3,642,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 28,000 | $3,613,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 13,949 | $3,392,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 55,833 | $3,256,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 16,679 | $3,172,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 21,900 | $3,079,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 28,177 | $2,987,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 37,735 | $2,975,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 22,488 | $2,560,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 26,050 | $2,515,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 23,517 | $2,142,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,291 | $2,116,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,918 | $2,071,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,901 | $2,063,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,402 | $2,041,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 92,787 | $2,026,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,932 | $1,990,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 25,671 | $1,950,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 34,148 | $1,906,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 61,051 | $1,848,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,516 | $1,835,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,461 | $1,823,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 29,638 | $1,817,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 58,902 | $1,786,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 35,395 | $1,751,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,638 | $1,728,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 32,137 | $1,694,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,448 | $1,607,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,178 | $1,585,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,414 | $1,560,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13,759 | $1,498,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,672 | $1,484,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 17,197 | $1,470,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 25,727 | $1,423,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,991 | $1,301,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 62,682 | $1,252,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 27,459 | $1,239,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 61,617 | $1,228,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,700 | $1,070,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 7,170 | $971,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,587 | $857,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 27,856 | $766,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,564 | $620,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,091 | $578,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,848 | $569,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,613 | $540,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,681 | $451,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,814 | $450,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,668 | $438,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 202 | $417,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,265 | $417,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 11,125 | $387,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,027 | $329,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 531 | $328,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 29,858 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,770 | $316,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,973 | $312,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,611 | $301,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,951 | $293,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 904 | $257,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,300 | $240,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 937 | $239,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 898 | $218,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,025 | $208,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,359 | $206,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,925 | $197,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 806 | $171,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,187 | $167,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,202 | $165,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 602 | $162,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,264 | $145,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 400 | $142,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,907 | $132,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 906 | $128,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 5,550 | $128,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,338 | $107,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 736 | $104,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 450 | $99,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,567 | $97,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 924 | $94,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 589 | $89,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,547 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,500 | $86,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 345 | $84,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,354 | $76,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,775 | $74,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 532 | $71,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 800 | $67,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 349 | $66,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,133 | $63,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 800 | $62,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 500 | $59,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,750 | $59,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 245 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 250 | $55,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 2,450 | $54,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $53,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 146 | $53,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 248 | $53,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 800 | $49,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 173 | $48,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 268 | $46,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 500 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 400 | $46,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 600 | $45,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 269 | $45,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 852 | $44,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 297 | $44,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 151 | $42,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 249 | $41,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 700 | $40,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $38,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,004 | $38,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 112 | $37,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 162 | $36,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,555 | $35,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 161 | $34,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 350 | $34,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 674 | $34,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 845 | $34,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,050 | $33,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 60 | $32,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 336 | $31,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1,147 | $31,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $30,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 295 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 499 | $29,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 4,000 | $29,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 241 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 185 | $28,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 800 | $28,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 308 | $27,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,000 | $27,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 450 | $27,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 250 | $27,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 341 | $26,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,325 | $26,000 | thousands by filing date | |
| KRANESHARES TR | 500767686 | KYA DYNMC INC | 1,211 | $26,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 23,371 | $25,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 207 | $23,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 324 | $21,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 567 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 535 | $21,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 69 | $20,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 129 | $20,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 5,000 | $20,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 237 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 578 | $18,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 77 | $17,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 580 | $17,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $16,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 46 | $15,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 500 | $15,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 467 | $14,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 275 | $13,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 107 | $13,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 166 | $13,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 582 | $13,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 180 | $12,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 101 | $12,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 105 | $12,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 274 | $12,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 296 | $12,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 112 | $11,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 166 | $11,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 100 | $11,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 109 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 323 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 273 | $10,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 127 | $10,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 50 | $10,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 164 | $10,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,500 | $9,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 350 | $9,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 166 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 140 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 85 | $7,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 79 | $6,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 49 | $6,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 75 | $6,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 118 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 61 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33 | $6,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 121 | $5,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19 | $5,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 20 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 70 | $5,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 108 | $5,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 61 | $5,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 20 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 73 | $4,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 90 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 46 | $4,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 12 | $4,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5 | $4,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 50 | $4,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27 | $4,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 33 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 18 | $4,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 21 | $4,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 12 | $4,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 54 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 76 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 150 | $4,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 14 | $4,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,000 | $4,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 17 | $3,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 15 | $3,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 8 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 31 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 23 | $3,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 14 | $3,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 36 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 408 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 40 | $3,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 275 | $3,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 108 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 19 | $2,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 24 | $2,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 35 | $2,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 125 | $2,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 31 | $2,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 150 | $2,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 99 | $2,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3 | $1,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 15 | $1,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 17 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 8 | $1,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3 | $1,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 18 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 75 | $1,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 200 | $1,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 40 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLTOWER INC COM | 95040Q104 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIATRIS INC COM | 92556V106 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Accelerate Diagnostics | 00430H102 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730814-21-000002 | this filing | 2021-05-13 | acceptance time not in the bulk data set |